John Shi is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Nov 2014 and Aug 2017: Hillflint, Inc. (New York, NY — industry reported as "Other" — 2014–2017; $150K reported sold to 2 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside James Woodward Hines (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for John Shi and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John Li Shi" (CA or NY or NH) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.