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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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JD
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John S Dyson

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 16, 2009 → Apr 18, 2011

2deals (issuers)
$466.2Mreported sold
75investors
5Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John S Dyson is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Mar 2009 and Apr 2011: MMI INVESTMENTS, L.P. (New York, NY — pooled investment fund — 2009–2011; $336.8M reported sold to 55 investors) and MMI Investments Offshore Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011; $129.4M reported sold to 20 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $466.2M sold in total.

Listed alongside Clay Lifflander (5 shared filings), Alan Rivera (3 shared filings), Aldo Ghisletta (2 shared filings) and Don Seymour (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 2 issuers belong to the sponsor group Mmi (3 issuers, $481.2M reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Mmi has 3 companies on file and $481.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for John S Dyson and found 5 differences: No amendment in the last 12 months on an offering that may still be open; John S Dyson is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John S Dyson has not run yet — it is joining a line of 11,694 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John S Dyson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

John R Dyson and Edith Louise Dyson closed
United States Bankruptcy Court, N.D. Illinois · No. 18-80012 · Filed Jan 4, 2018 · Closed Apr 27, 2018
Role of John R Dyson and Edith Louise Dyson: Debtor · Outcome: Case closed 2018-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
John R. Dyson and Karen R. Dyson closed
United States Bankruptcy Court, M.D. Florida · No. 3:09-bk-06070 · Filed Jul 22, 2009 · Closed Jan 11, 2010
Role of John R. Dyson and Karen R. Dyson: Debtor · Outcome: Case closed 2010-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
John C Dyson, Jr and Patricia A. Dyson closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:05-bk-25142 · Filed Oct 10, 2005 · Closed May 22, 2006
Role of John C Dyson, Jr: Debtor · Outcome: Case closed 2006-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
John W. Dyson closed
United States Bankruptcy Court, D. Maryland · No. 05-34893 · Filed Oct 7, 2005 · Closed Jan 19, 2006
Role of John W. Dyson: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state); middle initial differs
John Dyson closed
United States Bankruptcy Court, E.D. New York · No. 1-04-23154 · Filed Sep 14, 2004 · Closed Jan 12, 2005
Role of John Dyson: Debtor · Outcome: Case closed 2005-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
John E Dyson and Linda L Dyson closed
United States Bankruptcy Court, S.D. Texas · No. 04-30424 · Filed Jan 5, 2004 · Closed Jun 17, 2005
Role of John E Dyson and Linda L Dyson: Debtor · Outcome: Case closed 2005-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state); middle initial differs
John Dyson and Misty Dyson closed
United States Bankruptcy Court, W.D. Arkansas · No. 4:03-bk-70640 · Filed Jan 31, 2003 · Closed Nov 13, 2006
Role of John Dyson and Misty Dyson: Debtor · Outcome: Case closed 2006-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
John J Dyson closed
United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-56908 · Filed Aug 3, 2000 · Closed Dec 5, 2000
Role of John J Dyson: Debtor · Outcome: Case closed 2000-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
John L. Dyson and Melanie A. Dyson closed
United States Bankruptcy Court, E.D. Virginia · No. 99-22199 · Filed Mar 30, 1999 · Closed Oct 4, 2002
Role of John L. Dyson and Melanie A. Dyson: Debtor · Outcome: Case closed 2002-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state); middle initial differs
John P. Dyson and Jill D. Dyson closed
United States Bankruptcy Court, D. Colorado · No. 97-16676 · Filed May 9, 1997 · Closed Sep 4, 1997
Role of John P. Dyson and Jill D. Dyson: Debtor · Outcome: Case closed 1997-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state); middle initial differs
John Dyson and Patricia A. Dyson closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:94-bk-42463 · Filed Dec 16, 1994 · Closed May 11, 1999
Role of John Dyson and Patricia A. Dyson: Debtor · Outcome: Case closed 1999-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
JOHN E. DYSON closed
United States Bankruptcy Court, N.D. Alabama · No. 94-72123 · Filed Oct 25, 1994 · Closed Feb 16, 1995
Role of JOHN E. DYSON: Debtor · Outcome: Case closed 1995-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state); middle initial differs
JOHN E. DYSON closed
United States Bankruptcy Court, N.D. Alabama · No. 94-71618 · Filed Aug 17, 1994 · Closed Feb 17, 1995
Role of JOHN E. DYSON: Debtor · Outcome: Case closed 1995-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state); middle initial differs
JOHN H. DYSON and BARBARA S. DYSON closed
United States Bankruptcy Court, D. Nevada · No. 93-23545 · Filed Aug 17, 1993 · Closed Jun 26, 1996
Role of JOHN H. DYSON and BARBARA S. DYSON: Debtor · Outcome: Case closed 1996-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state); middle initial differs
John W Dyson closed
United States Bankruptcy Court, S.D. Ohio · No. 3:93-bk-30979 · Filed Mar 18, 1993 · Closed Sep 10, 1996
Role of John W Dyson: Debtor · Outcome: Case closed 1996-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
John M. Dyson closed
United States Bankruptcy Court, W.D. Arkansas · No. 4:92-bk-14086 · Filed May 18, 1992 · Closed Dec 29, 1992
Role of John M. Dyson: Debtor · Outcome: Case closed 1992-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state); middle initial differs
John R. Dyson and Janell J. Dyson closed
United States Bankruptcy Court, S.D. Ohio · No. 3:91-bk-30533 · Filed Feb 5, 1991 · Closed Jul 18, 1994
Role of John R. Dyson and Janell J. Dyson: Debtor · Outcome: Case closed 1994-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John S Dyson (compared 5 filings on Oct 24, 2026)

Note · Nov 1, 2003 – Apr 18, 2011

No amendment in the last 12 months on an offering that may still be open — MMI Investments Offshore Ltd (latest filing Apr 18, 2011)

The latest filing for this offering is dated Apr 18, 2011 (first sale Nov 1, 2003). It reports $129,426,237 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 1, 2003 – Apr 18, 2011

No amendment in the last 12 months on an offering that may still be open — MMI INVESTMENTS, L.P. (latest filing Apr 18, 2011)

The latest filing for this offering is dated Apr 18, 2011 (first sale Nov 1, 2003). It reports $336,812,356 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 16, 2009 – Mar 9, 2010

John S Dyson is written 2 different ways on the filings

listed as "John S Dyson" on 3 filings (from Mar 16, 2009), and "John Dyson" on 2 filings (from Mar 9, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 11, 2018 – Oct 19, 2020

Same name, different state: "John Dyson" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "John Dyson" with address state CA, is listed on 3 filings — most recently by Aktana, Inc. (Oct 19, 2020). The two records do not overlap in time: this page runs Mar 16, 2009 to Apr 18, 2011; the other runs Oct 11, 2018 to Oct 19, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 16, 2009 – Mar 9, 2010

Address moved from Grand Cayman Ky1-1208, Cayman Islands (as filed: E9) to New York, NY — MMI Investments Offshore Ltd

The people listed on the Mar 16, 2009 filing give Grand Cayman Ky1-1208, Cayman Islands (as filed: E9); on the Mar 9, 2010 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 18, 2011 D/A
MMI INVESTMENTS, L.P.
File 021-45426
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 18, 2011 D/A
MMI Investments Offshore Ltd
File 021-67424
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John S Dyson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Mmi

MMI Investments Offshore Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2010 → Apr 18, 2011 · 2 filings
  • Apr 18, 2011 · D/A · $129,426,237 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Mr. Dyson is a principal of Millcap Advisors, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 9, 2010 · D/A · $127,426,237 sold of Indefinite · 19 investors · min. $1,000,000 · role: Director (Mr. Dyson is a principal of Millcap Advisors, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $129.4M from 20 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Mmi

MMI INVESTMENTS, L.P.

New York, NY · Mar 16, 2009 → Apr 18, 2011 · 3 filings
  • Apr 18, 2011 · D/A · $336,812,356 sold of Indefinite · 55 investors · min. $1,000,000 · role: Executive Officer (Mr. Dyson is a managing member of MCM Capital Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 9, 2010 · D/A · $334,717,356 sold of Indefinite · 54 investors · min. $1,000,000 · role: Executive Officer (Mr. Dyson is a managing member of MCM Capital Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 16, 2009 · D/A · $330,351,240 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $336.8M from 55 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Dyson — CA, 1 issuer, Oct 11, 2018 → Oct 19, 2020 · no shared issuer

People around John 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Clay Lifflander

Executive Officer, Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John S Dyson. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Rivera

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as John S Dyson. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Don Seymour

Director · 2 shared filings (1 issuer) · also on 207 other issuers

Don Seymour is on 208 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aldo Ghisletta

Executive Officer, Director · 2 shared filings (1 issuer) · also on 89 other issuers

Aldo Ghisletta is on 90 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Mmi

3 issuers · 12 filings · $481.2M reported sold · 2009–2021

One team, 3 deal companies. John S Dyson is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John S Dyson.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John S Dyson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John S Dyson is listed on: none on file. No website or social profile named in MMI INVESTMENTS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,493 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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