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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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John Rockwell

Named as an officer, director or promoter on SEC Form D filings · CA, TX · May 8, 2009 → Sep 11, 2015

6deals (issuers)
$58.4Mreported sold
118investors
8Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Rockwell is listed as an executive officer and director on 8 SEC Form D filings by 6 issuers between May 2009 and Jun 2016. Largest by amount reported sold: DEEYA ENERGY INC (Fremont, CA — other energy — 2009; $30M reported sold to 5 investors), SYNTHESYS RESEARCH INC (Menlo Park, CA — other technology — 2009; $10.8M reported sold to 21 investors), HiQ Solar, Inc. (Santa Clara, CA — other energy — 2015; $10.4M reported sold to 59 investors), BioFuelBox CORP (San Jose, CA — other energy — 2009; $5.19M reported sold to 8 investors), ACCELERGY Corp (Houston, TX — other energy — 2015–2016; $1.05M reported sold to 6 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $58.4M sold in total.

Listed alongside Ira Ehrenpreis (3 shared filings), Lutz Henckels (3 shared filings), Bryant Tong (2 shared filings), Frank Rahmani (2 shared filings), James Waschura (2 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for John Rockwell and found 12 differences, 2 worth asking the sponsor about: 7 bankruptcy cases name the subject or team members; John Rockwell appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Rockwell has not run yet — it is joining a line of 59,207 names; searches run around the clock at the hosts' allowed rate. Searched so far: 670 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Rockwell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

John A Rockwell and Whitney L Rockwell open
United States Bankruptcy Court, D. Kansas · No. 25-20977 · Filed Jul 16, 2025
Role of John A Rockwell and Whitney L Rockwell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in KS (not a filing state)
John Rockwell and Atsuko Rockwell closed
United States Bankruptcy Court, D. Connecticut · No. 17-50723 · Filed Jun 22, 2017 · Closed Oct 11, 2017
Role of John Rockwell and Atsuko Rockwell: Debtor · Outcome: Case closed 2017-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in CT (not a filing state)
John Rockwell closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-20850 · Filed Apr 13, 2010 · Closed Nov 30, 2010
Role of John Rockwell: Debtor · Outcome: Case closed 2010-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
John C. Rockwell closed
United States Bankruptcy Court, S.D. Florida. · No. 07-10704 · Filed Feb 2, 2007 · Closed May 30, 2007
Role of John C. Rockwell: Debtor · Outcome: Case closed 2007-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
John W. Rockwell and Shelli D. Rockwell closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-68297 · Filed Sep 27, 2005 · Closed Jan 18, 2006
Role of John W. Rockwell and Shelli D. Rockwell: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)
Heidi A. Rockwell and John G. Rockwell closed
United States Bankruptcy Court, S.D. New York · No. 04-36893 · Filed Aug 6, 2004 · Closed Dec 10, 2004
Role of John G. Rockwell: Debtor · Outcome: Case closed 2004-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in NY (not a filing state)
John C. Rockwell closed
United States Bankruptcy Court, S.D. Alabama · No. 04-12577 · Filed May 4, 2004 · Closed Apr 16, 2009
Role of John C. Rockwell: Debtor · Outcome: Case closed 2009-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in AL (not a filing state)
John D. Rockwell closed
United States Bankruptcy Court, D. Nebraska · No. 03-81397 · Filed Apr 30, 2003 · Closed Jan 30, 2008
Role of John D. Rockwell: Debtor · Outcome: Case closed 2008-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings
John H. Rockwell closed
United States Bankruptcy Court, D. New Hampshire · No. 02-12317 · Filed Aug 2, 2002 · Closed Jul 8, 2003
Role of John H. Rockwell: Debtor · Outcome: Case closed 2003-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in NH (not a filing state)
John A. Rockwell, Jr. and Sharon L. Rockwell closed
United States Bankruptcy Court, N.D. Georgia · No. 01-85210 · Filed Aug 29, 2001 · Closed Feb 12, 2002
Role of John A. Rockwell, Jr.: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in GA (not a filing state)
John L. Rockwell and Kathy L. Rockwell closed
United States Bankruptcy Court, D. Colorado · No. 00-23573 · Filed Nov 13, 2000 · Closed Feb 23, 2001
Role of John L. Rockwell and Kathy L. Rockwell: Debtor · Outcome: Case closed 2001-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in CO (not a filing state)
John D Rockwell and Patricia A Rockwell closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:00-bk-00122 · Filed Jan 14, 2000 · Closed May 19, 2000
Role of John D Rockwell and Patricia A Rockwell: Debtor · Outcome: Case closed 2000-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in PA (not a filing state)
John D Rockwell closed
United States Bankruptcy Court, S.D. Ohio · No. 3:99-bk-31778 · Filed Apr 5, 1999 · Closed Aug 16, 1999
Role of John D Rockwell: Debtor · Outcome: Case closed 1999-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in OH (not a filing state)
John C Rockwell closed
United States Bankruptcy Court, C.D. California · No. 9:88-bk-25191 · Filed Dec 1, 1988 · Closed Nov 8, 1994
Role of John C Rockwell: Debtor · Outcome: Case closed 1994-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
John M. Rockwell and Frances K. Rockwell closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 88-12621 · Filed Jul 26, 1988 · Closed Dec 20, 1989
Role of John M. Rockwell and Frances K. Rockwell: Debtor · Outcome: Case closed 1989-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in PA (not a filing state)
John E. Rockwell and Cynthia L. Rockwell closed
United States Bankruptcy Court, W.D. Michigan · No. 85-01306 · Filed Jun 17, 1985 · Closed Jan 28, 1986
Role of John E. Rockwell and Cynthia L. Rockwell: Debtor · Outcome: Case closed 1986-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 6 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for John Rockwell — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Dec 1, 1988 – Jun 7, 2011

7 bankruptcy cases name the subject or team members

Bankruptcy case: John Rockwell — filed Apr 13, 2010 · Bankruptcy case: John C Rockwell — filed Dec 1, 1988 · Bankruptcy case: Carinalli v. JP Morgan Chase Bank, N.A. — filed Feb 24, 2010 · Bankruptcy case: North Coast Bank, a division of American River Ban v. Carinalli — filed Apr 30, 2010 · Bankruptcy case: Official Committee of Creditors Holding Unsecured v. Pehl — filed Oct 14, 2009 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗Charles P. Carinalli — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2009 – Jun 9, 2016

John Rockwell appears on 3 deals that stopped filing before reaching their target

ACCELERGY Corp (last filing Jun 9, 2016; $1,050,000 sold of $6,389,396); Dhaani Systems, Inc. (last filing Dec 13, 2012; $879,220 sold of $1,800,000); BioFuelBox CORP (last filing Dec 1, 2009; $5,192,436 sold of $14,925,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ACCELERGY Corp — PartnerFacts page ↗Dhaani Systems, Inc. — PartnerFacts page ↗BioFuelBox CORP — PartnerFacts page ↗
Sources
Note · Jul 17, 2015 – Sep 11, 2015

Form D filed 56 days after the first sale — HiQ Solar, Inc.

The filing says the first sale was Jul 17, 2015. The Form D was filed Sep 11, 2015 — 56 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 41 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 11, 2015 ↗HiQ Solar, Inc. — PartnerFacts page ↗
Sources
Note · Apr 12, 2006 – Jun 9, 2016

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ACCELERGY Corp (latest filing Jun 9, 2016) · No amendment in the last 12 months on an offering that may still be open — HiQ Solar, Inc. (latest filing Sep 11, 2015) · No amendment in the last 12 months on an offering that may still be open — ACCELERGY Corp (latest filing Jan 23, 2015) · No amendment in the last 12 months on an offering that may still be open — Dhaani Systems, Inc. (latest filing Dec 13, 2012) · No amendment in the last 12 months on an offering that may still be open — SYNTHESYS RESEARCH INC (latest filing Dec 17, 2009) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 9, 2016 ↗ACCELERGY Corp — PartnerFacts page ↗Form D · Sep 11, 2015 ↗HiQ Solar, Inc. — PartnerFacts page ↗
Sources
Note · Apr 9, 2012 – Dec 13, 2012

Offering amount changed between filings — Dhaani Systems, Inc.

The Apr 9, 2012 filing says $900,000 offered; the Dec 13, 2012 Form D/A says $1,800,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 9, 2012 ↗Form D/A (later) · Dec 13, 2012 ↗Dhaani Systems, Inc. — PartnerFacts page ↗
Sources
Note · Jun 4, 2009 – Dec 17, 2009

Offering amount changed between filings — SYNTHESYS RESEARCH INC

The Jun 4, 2009 filing says $13,083,913 offered; the Dec 17, 2009 Form D/A says $14,058,910.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 4, 2009 ↗Form D/A (later) · Dec 17, 2009 ↗SYNTHESYS RESEARCH INC — PartnerFacts page ↗
Sources
Note · Jul 17, 2019 – Dec 19, 2025

Same name, different state: "JOHN ROCKWELL" (MI) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "JOHN ROCKWELL" with address state MI, is listed on 10 filings — most recently by ORBION SPACE TECHNOLOGY, INC. (Dec 19, 2025). The two records do not overlap in time: this page runs May 8, 2009 to Sep 11, 2015; the other runs Jul 17, 2019 to Dec 19, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN ROCKWELL (MI) — PartnerFacts page ↗Form D · Dec 19, 2025 ↗ORBION SPACE TECHNOLOGY, INC. — PartnerFacts page ↗John Rockwell (CA,TX) — this page ↗
Sources
Note · Aug 13, 2025

Same name, different state: "JOHN J. ROCKWELL" (MI) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "JOHN J. ROCKWELL" with address state MI, is listed on 1 filing — most recently by REVEX TECHNOLOGIES, INC. (Aug 13, 2025). The two records do not overlap in time: this page runs May 8, 2009 to Sep 11, 2015; the other has one filing dated Aug 13, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN J. ROCKWELL (MI) — PartnerFacts page ↗Form D · Aug 13, 2025 ↗REVEX TECHNOLOGIES, INC. — PartnerFacts page ↗John Rockwell (CA,TX) — this page ↗
Sources
Note · Mar 18, 2020 – Sep 14, 2021

Same name, different state: "John Rockwell" (CO or DE) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "John Rockwell" with address state CO or DE, is listed on 5 filings — most recently by FrostCarbon, Inc. (Sep 3, 2025). The two records do not overlap in time: this page runs May 8, 2009 to Sep 11, 2015; the other runs Mar 18, 2020 to Sep 14, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rockwell (CO,DE) — PartnerFacts page ↗Form D · Sep 3, 2025 ↗FrostCarbon, Inc. — PartnerFacts page ↗John Rockwell (CA,TX) — this page ↗
Sources
Note · Aug 2, 2013

Same name, different state: "John Lewis Rockwell" (CA) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "John Lewis Rockwell" with address state CA, is listed on 1 filing — most recently by Los Angeles Ale Works, LLC (Aug 2, 2013). Both records have filings in the same period (Aug 2, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Lewis Rockwell (CA) — PartnerFacts page ↗Form D · Aug 2, 2013 ↗Los Angeles Ale Works, LLC — PartnerFacts page ↗John Rockwell (CA,TX) — this page ↗
Sources
Note · Nov 29, 2011

Same name, different state: "John Rockwell" (F4) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "John Rockwell" with address state F4, is listed on 1 filing — most recently by MIARTECH INC (Nov 29, 2011). Both records have filings in the same period (Nov 29, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Rockwell (F4) — PartnerFacts page ↗Form D · Nov 29, 2011 ↗MIARTECH INC — PartnerFacts page ↗John Rockwell (CA,TX) — this page ↗
Sources
Note · May 8, 2009 – Jun 9, 2016

John Rockwell is listed with 2 different address states: CA, TX

CA on 6 filings (May 8, 2009 to Sep 11, 2015); TX on 2 filings (Jan 23, 2015 to Jun 9, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 8, 2009 ↗Form D · Jan 23, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $450,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 9, 2016 D
ACCELERGY Corp
File 021-264670
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2015 D
HiQ Solar, Inc.
File 021-247486
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2015 D
ACCELERGY Corp
File 021-232753
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2012 D/A
Dhaani Systems, Inc.
File 021-176377
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2009 D/A
SYNTHESYS RESEARCH INC
File 021-63715
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2009 D
BioFuelBox CORP
File 021-109866
$0$0$0None listed on this filingEDGAR ↗
May 8, 2009 D
DEEYA ENERGY INC
File 021-94354
$0$0$450,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named John Rockwell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AC
Other Energy

ACCELERGY Corp

Houston, TX · Jan 23, 2015 → Jun 9, 2016 · 2 filings
  • Jun 9, 2016 · D · $999,968 sold of $6,389,396 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 23, 2015 · D · $1,050,000 sold of $5,751,680 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.05M from 6 investors (16% of the $6.39M target) as of the latest filing. John is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(c) (115 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Other Energy

HiQ Solar, Inc.

Santa Clara, CA · Sep 11, 2015
  • Sep 11, 2015 · D · $10,430,341 sold of $11,099,605 · 59 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.4M from 59 investors (94% of the $11.1M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DS
Other Technology

Dhaani Systems, Inc.

Sunnyvale, CA · Dec 13, 2012
  • Dec 13, 2012 · D/A · $879,220 sold of $1,800,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $879K from 19 investors (49% of the $1.8M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SR
Other Technology

SYNTHESYS RESEARCH INC

Menlo Park, CA · Jun 4, 2009 → Dec 17, 2009 · 2 filings
  • Dec 17, 2009 · D/A · $10,814,567 sold of $14,058,910 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2009 · D/A · $10,064,567 sold of $13,083,913 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.8M from 21 investors (77% of the $14.1M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
Other Energy

BioFuelBox CORP

San Jose, CA · Dec 1, 2009
  • Dec 1, 2009 · D · $5,192,436 sold of $14,925,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.19M from 8 investors (35% of the $14.9M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DE
Other Energy

DEEYA ENERGY INC

Fremont, CA · May 8, 2009
  • May 8, 2009 · D · $30,000,000 sold of $30,000,000 · 5 investors · min. $1 · role: Director EDGAR ↗

Raised $30M from 5 investors (100% of the $30M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Rockwell — CO, DE, 2 issuers, Mar 18, 2020 → Sep 14, 2021 · no shared issuer
  • JOHN ROCKWELL — MI, 1 issuer, Jul 17, 2019 → Dec 19, 2025 · no shared issuer
  • John Rockwell — China (as filed: F4), 1 issuer, Nov 29, 2011 → Nov 29, 2011 · no shared issuer
  • John Lewis Rockwell — CA, 1 issuer, Aug 2, 2013 → Aug 2, 2013 · no shared issuer
  • JOHN J. ROCKWELL — MI, 1 issuer, Aug 13, 2025 → Aug 13, 2025 · no shared issuer

People around John 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

IE
No photo found yet (own website and image search run after this page is viewed)
Person

Ira Ehrenpreis

Director · 3 shared filings (2 issuers) · also on 14 other issuers

Ira Ehrenpreis is on 16 issuers in total — a repeat sponsor. Their page lists every one.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lutz Henckels

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as John Rockwell. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Waschura

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Waschura

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Pehl

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Michael Pehl is on 7 issuers in total — a repeat sponsor. Their page lists every one.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Rahmani

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Rockwell. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sadler

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rockwell. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Verity

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Bryant Tong

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Rockwell. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Fonstad

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Jennifer Fonstad is on 10 issuers in total — a repeat sponsor. Their page lists every one.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Izak Bencuya

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

P.M. Pai

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Raj Judge

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Saroj Sahu

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sujit Banerjee

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hall

Director · 1 shared filing (1 issuer) · also on 4 other issuers

John Hall is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Perricone

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Byers

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rockwell. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shankar R. Mukherjee

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles P. Carinalli

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Angiolo Laviziano

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andre Willis

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Abronson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Rockwell. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Rocco Fiato

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

SO
No photo found yet (own website and image search run after this page is viewed)
Person

Stu Ostlund

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rockwell. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Rockwell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Rockwell is listed on: none on file. No website or social profile named in DEEYA ENERGY INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #2,014 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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