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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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John Rigas

Named as an officer, director or promoter on SEC Form D filings · NC, FL, CT, NY · May 11, 2015 → Jun 10, 2026

25deals (issuers)
$531.1Mreported sold
146investors
43Form D filings
2015–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Rigas is listed as an executive officer, director, and promoter on 43 SEC Form D filings by 25 issuers between Jul 2009 and Jun 2026. Largest by amount reported sold: SAWO SPV LLC (New York, NY — pooled investment fund — 2026; $100M reported sold to 2 investors), GOLDEN SCIENS MARINE INVESTMENTS LTD. (New York, NY — pooled investment fund — 2014; $90M reported sold to 18 investors), SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP (New York, NY — pooled investment fund — 2018–2022; $52.6M reported sold to 23 investors), SWOF CSWR SPV LLC (New York, NY — pooled investment fund — 2022; $50M reported sold to 4 investors), Sciens Water Treatment Partners LP (New York, NY — pooled investment fund — 2024; $47.9M reported sold to 16 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $531.1M sold in total.

Listed alongside Daniel Standen (35 shared filings), Alexander A. Loucopoulos (16 shared filings), Sciens Water Opportunities Management LLC (13 shared filings, management entity), Sciens Institutional Services LLC (12 shared filings, management entity), Trident Fund Services, Inc. (12 shared filings, management entity) and 40 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

22 of the issuers belong to the sponsor group Sciens (41 issuers, $1.35B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sciens has 41 companies on file and $1.35B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 court cases matching the name, 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for John Rigas and found 24 differences, 11 worth asking the sponsor about: Regulator action: Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey (Nov 14, 2002); 4 court cases name John Rigas; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Rigas has not run yet — it is joining a line of 39,379 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

19 cases: 7 closed (disposition not in docket feed), 8 dismissed, 2 open, 2 judgment

Rigas v. Deloitte & Touche, LLP closed
District Court, N.D. Georgia · No. 1:14-mi-00017 · Filed Feb 26, 2014 · Closed Mar 3, 2014 · Nature of suit: 890 Other Statutory Actions · Cause: FRCP 45(b) Motion to quash or modify subpoena
Role of Rigas: Plaintiff · Outcome: Terminated 2014-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in GA (not a filing state)
RIGAS v. DELOITTE & TOUCHE, LLP closed
District Court, S.D. Indiana · No. 1:14-mc-00019 · Filed Feb 26, 2014 · Closed Aug 11, 2014 · Nature of suit: 190 Other contract actions
Role of RIGAS: Plaintiff · Outcome: Terminated 2014-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in IN (not a filing state)
Rigas v. Deloitte & Touche, LLP closed
District Court, M.D. Pennsylvania · No. 4:14-mc-00097 · Filed Feb 24, 2014 · Closed Apr 7, 2014
Role of Rigas: Plaintiff · Outcome: Terminated 2014-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
Rigas v. Trans Union LLC dismissed
District Court, D. Delaware · No. 1:11-cv-00699 · Filed Aug 9, 2011 · Closed Dec 9, 2011 · Nature of suit: 480 Consumer credit
Role of Rigas: Plaintiff · Outcome: Terminated 2011-12-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in DE (not a filing state)
Rene P. Tatro v. John J. Rigas closed
District Court, C.D. California · No. 2:08-cv-02867 · Filed Apr 30, 2008 · Closed Jun 24, 2008 · Nature of suit: 190 Other contract actions
Role of John J. Rigas: Defendant · Outcome: Terminated 2008-06-24 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); first name matches; 4 people with this name in Form D filings; court in CA (not a filing state)
Rene P. Tatro v. John J. Rigas closed
District Court, C.D. California · No. 2:08-cv-02841 · Filed Apr 30, 2008 · Closed Jun 24, 2008 · Nature of suit: 190 Other contract actions
Role of John J. Rigas: Defendant · Outcome: Terminated 2008-06-24 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); first name matches; 4 people with this name in Form D filings; court in CA (not a filing state)
STRICK AND COMPANY, INC. v. RIGAS open
District Court, D. New Jersey · No. 2:07-mc-00307 · Filed Dec 14, 2007
Role of RIGAS: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in NJ (not a filing state)
SITRICK AND COMPANY, INC. v. RIGAS open
District Court, W.D. Pennsylvania · No. 1:07-mc-00003 · Filed May 1, 2007
Role of RIGAS: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
SITRICK AND COMPANY, INC. v. RIGAS closed
District Court, E.D. Pennsylvania · No. 2:07-mc-00074 · Filed Apr 27, 2007 · Closed Apr 27, 2007
Role of RIGAS: Defendant · Outcome: Terminated 2007-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
Sitrick and Company v. Rigas closed
District Court, M.D. Pennsylvania · No. 4:07-mc-00122 · Filed Apr 27, 2007 · Closed Jun 16, 2009
Role of Rigas: Defendant · Outcome: Terminated 2009-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
One Beaver Creek Association v. Rigas dismissed
District Court, D. Colorado · No. 1:05-cv-01206 · Filed Jun 29, 2005 · Closed Aug 3, 2005 · Nature of suit: Real Property: Foreclosure · Cause: 28:2410 Action affecting property on which US has lien
Role of Rigas: Defendant · Outcome: Terminated 2005-08-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in CO (not a filing state)
Fleet National Bank v. Rigas dismissed
District Court, D. Colorado · No. 1:05-cv-01079 · Filed Jun 13, 2005 · Closed Jul 18, 2005 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure
Role of Rigas: Defendant · Outcome: Terminated 2005-07-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in CO (not a filing state)
Tele-Media Corp. of Delaware v. Rigas dismissed
District Court, S.D. New York · No. 1:05-cv-04056 · Filed Apr 22, 2005 · Closed Dec 14, 2012 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Rigas: Defendant · Outcome: Terminated 2012-12-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in the person's filing state (NY)
ADELPHIA COMMUNICATIONS CORP. v. RIGAS judgment
District Court, S.D. New York · No. · Filed Apr 13, 2004 · Closed Sep 28, 2004 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of RIGAS: Defendant · Outcome: Terminated 2004-09-28 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in the person's filing state (NY)
ADELPHIA COMMUNICATIONS CORP. v. RIGAS dismissed
District Court, S.D. New York · No. · Filed Nov 26, 2003 · Closed Jan 21, 2004 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of RIGAS: Defendant · Outcome: Terminated 2004-01-21 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in the person's filing state (NY)
In Re: Adelphia Comm. Corp. v. Rigas dismissed
District Court, S.D. New York · No. 1:02-cv-08495 · Filed Oct 24, 2002 · Closed Dec 9, 2003 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Rigas: Defendant · Outcome: Terminated 2003-12-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in the person's filing state (NY)
FRANKLIN STRATEGIC INCOME FUND v. RIGAS dismissed
District Court, E.D. Pennsylvania · No. 2:02-cv-04292 · Filed Jun 28, 2002 · Closed Oct 21, 2002 · Nature of suit: 890 Other statutory actions
Role of RIGAS: Defendant · Outcome: Terminated 2002-10-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION v. RIGAS dismissed
District Court, E.D. Pennsylvania · No. 2:02-cv-04086 · Filed Jun 26, 2002 · Closed Oct 21, 2002 · Nature of suit: 850 Securities, Commodities, Exchange
Role of RIGAS: Defendant · Outcome: Terminated 2002-10-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
Rigas v. HealthSouth Corp judgment
District Court, N.D. Alabama · No. 2:98-cv-02777 · Filed Nov 3, 1998 · Closed Jul 26, 2010 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Rigas: Plaintiff · Outcome: Terminated 2010-07-26 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in AL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey Litigation release
SEC · Nov 14, 2002 · Parties as named in the release: Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey Read the release ↗
same rare surname (4 people in Form D filings); first name matches; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Rigas..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Adelphia Communications Corporation v. Rigas closed
United States Bankruptcy Court, S.D. New York · No. 05-01101 · Filed Feb 2, 2005 · Closed Jun 22, 2005
Role of Rigas: Defendant · Outcome: Case closed 2005-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in the person's filing state (NY)
Tele-Media Corp. v. Rigas closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-01052 · Filed Dec 1, 2004 · Closed Apr 21, 2006
Role of Rigas: Defendant · Outcome: Case closed 2006-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in PA (not a filing state)
Franklin Custodian Fund-Income v. Rigas closed
United States Bankruptcy Court, C.D. California · No. 2:02-ap-03066 · Filed Dec 11, 2002 · Closed Oct 17, 2003
Role of Rigas: Defendant · Outcome: Case closed 2003-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); surname only in the caption; court in CA (not a filing state)
John C. Rigas closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-30079 · Filed Aug 14, 2000 · Closed Dec 13, 2000
Role of John C. Rigas: Debtor · Outcome: Case closed 2000-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 36 federal dockets); first name matches; 4 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

24 differences found between the filings for John Rigas — 11 worth asking about (compared 43 filings on Oct 24, 2026)

Worth asking · Nov 14, 2002

Regulator action: Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey (Nov 14, 2002)

An SEC litigation release dated Nov 14, 2002 names John Rigas. Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey ↗
Sources
Note · Feb 2, 2005 – Jun 22, 2005

Bankruptcy case: Adelphia Communications Corporation v. Rigas — filed Feb 2, 2005

United States Bankruptcy Court, S.D. New York docket "Adelphia Communications Corporation v. Rigas" filed Feb 2, 2005, closed Jun 22, 2005. John Rigas is listed as Defendant ("Rigas"). Our match estimate: 47%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Oct 24, 2002 – Apr 22, 2005

4 court cases name John Rigas — 4 as defendant

By role: defendant in 4. Newest: "Tele-Media Corp. of Delaware v. Rigas" (District Court, S.D. New York, Apr 22, 2005); "ADELPHIA COMMUNICATIONS CORP. v. RIGAS" (District Court, S.D. New York, Apr 13, 2004); "ADELPHIA COMMUNICATIONS CORP. v. RIGAS" (District Court, S.D. New York, Nov 26, 2003). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Tele-Media Corp. of Delaware v. Rigas ↗Docket · ADELPHIA COMMUNICATIONS CORP. v. RIGAS ↗Docket · ADELPHIA COMMUNICATIONS CORP. v. RIGAS ↗Docket · In Re: Adelphia Comm. Corp. v. Rigas ↗
Sources
Worth asking · Jan 9, 2018 – Jan 16, 2018

Amount sold went down between filings — SCIENS SPECIAL SITUATIONS MASTER FUND LTD. - CLASS S, SERIES 2016 SHARES

The Jan 9, 2018 filing says $5,370,660 sold; the Jan 16, 2018 Form D/A says $3,924,575 sold — $1,446,085 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 9, 2018 ↗Form D/A (later) · Jan 16, 2018 ↗SCIENS SPECIAL SITUATIONS MASTER FUND LTD. - CLASS S, SERIES 2016 SHARES — PartnerFacts page ↗
Sources
Worth asking · Jan 21, 2016 – Jan 13, 2017

Amount sold went down between filings — CD Partners LP

The Jan 21, 2016 filing says $5,000,000 sold; the Jan 13, 2017 Form D/A says $4,050,000 sold — $950,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jan 21, 2016 ↗Form D/A (later) · Jan 13, 2017 ↗CD Partners LP — PartnerFacts page ↗
Sources
Worth asking · Jan 21, 2016 – Jan 12, 2017

Amount sold went down between filings — Bennu Investments LLC

The Jan 21, 2016 filing says $4,000,000 sold; the Jan 12, 2017 Form D/A says $2,750,000 sold — $1,250,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jan 21, 2016 ↗Form D/A (later) · Jan 12, 2017 ↗Bennu Investments LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 18, 2021 – Feb 24, 2022

Investor count went down between filings — SCIENS WATER OPPORTUNITIES CAYMAN FUND LP

The Feb 18, 2021 filing reports 8 investors; the Feb 24, 2022 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 18, 2021 ↗Form D/A (later) · Feb 24, 2022 ↗SCIENS WATER OPPORTUNITIES CAYMAN FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jul 7, 2009

31% of the money raised went to insiders — ADHESION WEALTH ADVISOR SOLUTIONS, INC.

The Jul 7, 2009 Form D reports $2,246,171 sold and $700,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 7, 2009 ↗ADHESION WEALTH ADVISOR SOLUTIONS, INC. — PartnerFacts page ↗
Sources
Worth asking · Jul 25, 2014 – Feb 13, 2020

John Rigas appears on 6 deals that stopped filing before reaching their target

Sciens Aviation Holdings IV L.P. (last filing Feb 13, 2020; $3,350,000 sold of $10,000,000); CD Partners LP (last filing Dec 14, 2017; $5,000,000 sold of $40,000,000); Bennu Investments LLC (last filing Jan 12, 2017; $4,000,000 sold of $40,000,000); GOLDEN SCIENS SHIPPING FEEDER L.P. (last filing Jul 24, 2015; $1,575,000 sold of $15,000,000); Sciens Aviation Holdings II L.P. (last filing May 20, 2015; $300,000 sold of $12,000,000); GOLDEN SCIENS MARINE INVESTMENTS LTD. (last filing Jul 25, 2014; $90,000,000 sold of $250,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sciens Aviation Holdings IV L.P. — PartnerFacts page ↗CD Partners LP — PartnerFacts page ↗Bennu Investments LLC — PartnerFacts page ↗GOLDEN SCIENS SHIPPING FEEDER L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2010 – Jun 10, 2026

17 Form Ds were filed more than 15 days after the first sale

Form D filed 311 days after the first sale — Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio · Form D filed 428 days after the first sale — Sciens Strategic Capital Offshore Fund SPC · Form D filed 2,906 days after the first sale — SCIENS ALTERNATIVE ASSETS RECOVERY FUND II · Form D filed 242 days after the first sale — 2016 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC · Form D filed 1,248 days after the first sale — 2013 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC · and 12 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 13, 2020 ↗Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio — PartnerFacts page ↗Form D · Aug 3, 2018 ↗Sciens Strategic Capital Offshore Fund SPC — PartnerFacts page ↗
Sources
Note · Jun 30, 2009 – Jul 27, 2023

21 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SCIENS STRATEGIC CAPITAL OFFSHORE SPC - 2019 SP (latest filing Jul 27, 2023) · No amendment in the last 12 months on an offering that may still be open — SCIENS WATER OPPORTUNITIES CAYMAN FUND LP (latest filing Feb 24, 2022) · No amendment in the last 12 months on an offering that may still be open — SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP (latest filing Feb 18, 2022) · No amendment in the last 12 months on an offering that may still be open — Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio (latest filing Feb 18, 2021) · No amendment in the last 12 months on an offering that may still be open — Sciens Aviation Holdings IV L.P. (latest filing Feb 13, 2020) · and 16 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 27, 2023 ↗SCIENS STRATEGIC CAPITAL OFFSHORE SPC - 2019 SP — PartnerFacts page ↗Form D/A · Feb 24, 2022 ↗SCIENS WATER OPPORTUNITIES CAYMAN FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2024 – Jan 17, 2025

John Rigas is no longer listed on the Jan 17, 2025 amendment — Sciens Water Treatment Partners LP

John Rigas appears on the Jan 17, 2024 Form D (executive officer, director) but not on the Jan 17, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 17, 2024 ↗Form D/A · Jan 17, 2025 ↗John Rigas — PartnerFacts page ↗Sciens Water Treatment Partners LP — PartnerFacts page ↗
Sources
Worth asking · Jul 24, 2014 – Jul 24, 2015

John Rigas is no longer listed on the Jul 24, 2015 amendment — GOLDEN SCIENS SHIPPING FEEDER L.P.

John Rigas appears on the Jul 24, 2014 Form D (executive officer) but not on the Jul 24, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 24, 2014 ↗Form D/A · Jul 24, 2015 ↗John Rigas — PartnerFacts page ↗GOLDEN SCIENS SHIPPING FEEDER L.P. — PartnerFacts page ↗
Sources
Note · Jan 13, 2017 – Dec 14, 2017

Offering amount changed between filings — CD Partners LP

The Jan 13, 2017 filing says an indefinite amount offered; the Dec 14, 2017 Form D/A says $40,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 13, 2017 ↗Form D/A (later) · Dec 14, 2017 ↗CD Partners LP — PartnerFacts page ↗
Sources
Note · Jan 21, 2016 – Jan 13, 2017

Offering amount changed between filings — CD Partners LP

The Jan 21, 2016 filing says $40,000,000 offered; the Jan 13, 2017 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 21, 2016 ↗Form D/A (later) · Jan 13, 2017 ↗CD Partners LP — PartnerFacts page ↗
Sources
Note · Jan 21, 2016 – Jan 12, 2017

Offering amount changed between filings — Bennu Investments LLC

The Jan 21, 2016 filing says $40,000,000 offered; the Jan 12, 2017 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 21, 2016 ↗Form D/A (later) · Jan 12, 2017 ↗Bennu Investments LLC — PartnerFacts page ↗
Sources
Note · Jan 17, 2024 – Jan 17, 2025

Minimum investment changed between filings — Sciens Water Treatment Partners LP

The Jan 17, 2024 filing lists a minimum of $50,000; the Jan 17, 2025 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 17, 2024 ↗Form D/A (later) · Jan 17, 2025 ↗Sciens Water Treatment Partners LP — PartnerFacts page ↗
Sources
Note · Aug 15, 2018 – Feb 12, 2020

Minimum investment changed between filings — SCIENS WATER OPPORTUNITIES CAYMAN FUND LP

The Aug 15, 2018 filing lists a minimum of $100,000; the Feb 12, 2020 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 15, 2018 ↗Form D/A (later) · Feb 12, 2020 ↗SCIENS WATER OPPORTUNITIES CAYMAN FUND LP — PartnerFacts page ↗
Sources
Note · Feb 12, 2020

Minimum investment changed between filings — SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP

The Feb 12, 2020 filing lists a minimum of $0; the Feb 12, 2020 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 12, 2020 ↗Form D/A (later) · Feb 12, 2020 ↗SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP — PartnerFacts page ↗
Sources
Note · Jul 7, 2009 – Nov 15, 2010

John Rigas is written 2 different ways on the filings

listed as "John Rigas" on 33 filings (from Jul 7, 2009), and "John P Rigas" on 10 filings (from Nov 15, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 7, 2009 ↗Form D · Nov 15, 2010 ↗John Rigas — PartnerFacts page ↗
Sources
Note · Nov 16, 2015 – Nov 16, 2016

Same name, different state: "John P. Rigas" (X0) is a separate record

This page covers filings where the address state is NC or FL or CT or NY. A separate record, "John P. Rigas" with address state X0, is listed on 2 filings — most recently by PVE European Distressed Fund 2 (Nov 16, 2016). Both records have filings in the same period (Nov 16, 2015 to Nov 16, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John P. Rigas (X0) — PartnerFacts page ↗Form D/A · Nov 16, 2016 ↗PVE European Distressed Fund 2 — PartnerFacts page ↗John Rigas (NC,FL,CT,NY) — this page ↗
Sources
Note · Feb 17, 2010 – Apr 3, 2012

Same name, different state: "John A. Rigas" (TX) is a separate record

This page covers filings where the address state is NC or FL or CT or NY. A separate record, "John A. Rigas" with address state TX, is listed on 8 filings — most recently by RCH Energy Alpha Fund, L.P. (Apr 3, 2012). The two records do not overlap in time: this page runs May 11, 2015 to Jun 10, 2026; the other runs Feb 17, 2010 to Apr 3, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John A. Rigas (TX) — PartnerFacts page ↗Form D/A · Apr 3, 2012 ↗RCH Energy Alpha Fund, L.P. — PartnerFacts page ↗John Rigas (NC,FL,CT,NY) — this page ↗
Sources
Note · Mar 16, 2009

Same name, different state: "John P. Rigas" (DE) is a separate record

This page covers filings where the address state is NC or FL or CT or NY. A separate record, "John P. Rigas" with address state DE, is listed on 1 filing — most recently by SCIENS INTERNATIONAL FUND OF HEDGE FUNDS (Mar 16, 2009). The two records do not overlap in time: this page runs May 11, 2015 to Jun 10, 2026; the other has one filing dated Mar 16, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John P. Rigas (DE) — PartnerFacts page ↗Form D/A · Mar 16, 2009 ↗SCIENS INTERNATIONAL FUND OF HEDGE FUNDS — PartnerFacts page ↗John Rigas (NC,FL,CT,NY) — this page ↗
Sources
Note · Jul 7, 2009 – Jun 10, 2026

John Rigas is listed with 4 different address states: NC, FL, CT, NY

NC on 1 filing (Jul 7, 2009); FL on 3 filings (Nov 15, 2010 to Nov 15, 2010); CT on 1 filing (Jul 15, 2013); NY on 38 filings (Jul 24, 2014 to Jun 10, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 7, 2009 ↗Form D · Nov 15, 2010 ↗Form D · Jul 15, 2013 ↗Form D · Jul 24, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 26 offerings report sales commissions; 2 report finder's fees totalling $1,172,542; 1 reports proceeds to related persons totalling $700,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 10, 2026 D
SAWO SPV LLC
File 021-586840
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
Sciens Water Treatment Partners LP
File 021-502639
$0$0$0
The Management Company is entitled to a management fee. The General Partner is entitled to carried interest. The management fee and carried interest are fully discussed in the Issuer's confidential offering materials.
PAPAMARKOU WELLNER & CO., INC. BrokerCheck CRD 10963 ↗
via PAPAMARKOU WELLNER & CO., INC. (CRD 10963 ↗)
EDGAR ↗
Jul 27, 2023 D/A
SCIENS STRATEGIC CAPITAL OFFSHORE SPC - 2019 SP
File 021-395240
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jun 28, 2022 D
SWOF CSWR SPV LLC
File 021-450413
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2022 D/A
SCIENS WATER OPPORTUNITIES CAYMAN FUND LP
File 021-319322
$0$491,250$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
PAPAMARKOU WELLNER & CO., INC. BrokerCheck CRD 10963 ↗
via PAPAMARKOU WELLNER & CO., INC. (CRD 10963 ↗)

EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗
via CROSSBAY CAPITAL PARTNERS LLC (CRD 131449 ↗)

Champlain Advisors, LLC BrokerCheck CRD 129560 ↗
via Champlain Advisors, LLC (CRD 129560 ↗)
EDGAR ↗
Feb 18, 2022 D/A
SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP
File 021-319241
$0$681,292$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
PAPAMARKOU WELLNER & CO., INC. BrokerCheck CRD 10963 ↗
via PAPAMARKOU WELLNER & CO., INC. (CRD 10963 ↗)

EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗
via CROSSBAY CAPITAL PARTNERS LLC (CRD 131449 ↗)

Champlain Advisors, LLC BrokerCheck CRD 129560 ↗
via Champlain Advisors, LLC (CRD 129560 ↗)
EDGAR ↗
Feb 18, 2021 D/A
Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio
File 021-360516
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Feb 13, 2020 D/A
Sciens Aviation Holdings IV L.P.
File 021-301252
$0$0$0
THE GENERAL PARTNER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Aug 3, 2018 D
Sciens Strategic Capital Offshore Fund SPC
File 021-318491
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO CARRIED INTEREST AND A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jan 16, 2018 D/A
SCIENS SPECIAL SITUATIONS MASTER FUND LTD. - CLASS S, SERIES 2016 SHARES
File 021-278159
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND AN INCENTIVE FEE. THE MANAGEMENT FEE AND AN INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jan 16, 2018 D
SCIENS ALTERNATIVE ASSETS RECOVERY FUND II
File 021-303317
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE AND INCENTIVE FEE. THE MANAGEMENT FEE AND INCENTIVE FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jan 16, 2018 D
2017 Segregated Portfolio SASOF IV, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC
File 021-303341
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2017 D/A
CD Partners LP
File 021-255615
$0$0$0
The General Partner receives customary management fees as provided in the Partnership's offering documents.
None listed on this filingEDGAR ↗
Jun 20, 2017 D
Sciens Strategic Capital Offshore Fund SPC
File 021-289096
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO CARRIED INTEREST AND A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
Bennu Investments LLC
File 021-255620
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2016 D
2016 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC
File 021-277297
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO CARRIED INTEREST AND A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Nov 30, 2016 D
2013 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC
File 021-275334
$0$0$0 (est.)
The Investment Manager is entitled to carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 18, 2016 D/A
2014 SEGREGATED PORTFOLIO SASOF III, A SEGREGATED PORTFOLIO OF SCIENS REAL ASSETS OFFSHORE FUND SPC
File 021-239556
$0$0$0 (est.)
The investment manager is entitled to carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 20, 2015 D
Sciens Aviation Holdings II L.P.
File 021-240257
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. Certain affiliates will receive an administrative service fee. All are fully disclosed in the issuer's confidential offering materials.
N/A no CRD number reportedEDGAR ↗
Jul 25, 2014 D
GOLDEN SCIENS MARINE INVESTMENTS LTD.
File 021-221782
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 24, 2014 D
GOLDEN SCIENS SHIPPING FEEDER L.P.
File 021-221744
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 15, 2013 D
Colt Defense LLC
File 021-199623
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2010 D
Sciens Aviation Special Opportunities Offshore Investment Fund, L.P.
File 021-150508
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2010 D
Sciens Aviation Special Opportunities Offshore Investment Fund, Ltd.
File 021-150495
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2010 D
Sciens Aviation Special Opportunities Investment Fund, L.P.
File 021-150499
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2009 D
ADHESION WEALTH ADVISOR SOLUTIONS, INC.
File 021-90351
$0$0$700,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named John Rigas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SS
Pooled Investment Fund · group: Sciens

SAWO SPV LLC

New York, NY · Jun 10, 2026
  • Jun 10, 2026 · D · $100,000,000 sold of $100,000,000 · 2 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗

Raised $100M from 2 investors (100% of the $100M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SW
Pooled Investment Fund · group: Sciens

Sciens Water Treatment Partners LP

New York, NY · Jan 17, 2024
  • Jan 17, 2024 · D · $3,400,000 sold of Indefinite · 7 investors · min. $50,000 · role: Executive Officer, Director (Chief Executive Officer and Investment Committee Member of the Management Company of the Issuer) EDGAR ↗

Raised $47.9M from 16 investors as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Sciens

SCIENS STRATEGIC CAPITAL OFFSHORE SPC - 2019 SP

New York, NY · Apr 9, 2021 → Jul 27, 2023 · 3 filings
  • Jul 27, 2023 · D/A · $35,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 25, 2022 · D/A · $25,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2021 · D · $15,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $35M from 2 investors as of the latest filing. John is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Sciens

SWOF CSWR SPV LLC

New York, NY · Jun 28, 2022
  • Jun 28, 2022 · D · $50,000,000 sold of $50,000,000 · 4 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗

Raised $50M from 4 investors (100% of the $50M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SW
Pooled Investment Fund · group: Sciens

SCIENS WATER OPPORTUNITIES CAYMAN FUND LP

Grand Cayman, Cayman Islands (as filed: E9) · Aug 15, 2018 → Feb 24, 2022 · 4 filings
  • Feb 24, 2022 · D/A · $31,600,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Feb 18, 2021 · D/A · $31,600,000 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Feb 12, 2020 · D/A · $0 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Aug 15, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗

Raised $31.6M from 8 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SW
Pooled Investment Fund · group: Sciens

SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP

New York, NY · Aug 15, 2018 → Feb 18, 2022 · 6 filings
  • Feb 18, 2022 · D/A · $52,630,000 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Feb 17, 2021 · D/A · $52,630,000 sold of Indefinite · 21 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Feb 12, 2020 · D/A · $13,630,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Feb 12, 2020 · D/A · $13,630,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Aug 15, 2018 · D/A · $450,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Investment Committee Member of the Management Company of the Issuer) EDGAR ↗
  • Aug 15, 2018 · D · $450,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Investment Committee Member of the Investment Manager of the Issuer) EDGAR ↗

Raised $52.6M from 23 investors as of the latest filing. John is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Sciens

Sciens Real Assets Offshore Fund SPC - 2019 Segregated Portfolio

New York, NY · Feb 13, 2020 → Feb 18, 2021 · 2 filings
  • Feb 18, 2021 · D/A · $5,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 13, 2020 · D · $0 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Sciens

Sciens Aviation Holdings IV L.P.

New York, NY · Dec 20, 2017 → Feb 13, 2020 · 2 filings
  • Feb 13, 2020 · D/A · $3,350,000 sold of $10,000,000 · 5 investors · min. $250,000 · role: Director EDGAR ↗
  • Dec 20, 2017 · D · $1,100,000 sold of $10,000,000 · 0 investors · min. $250,000 · role: Director EDGAR ↗

Raised $3.35M from 5 investors (34% of the $10M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Sciens

Sciens Strategic Capital Offshore Fund SPC

New York, NY · Jun 20, 2017 → Aug 3, 2018 · 2 filings
  • Aug 3, 2018 · D · $6,250,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 20, 2017 · D · $2,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $6.25M from 6 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
Pooled Investment Fund · group: Sciens

2017 Segregated Portfolio SASOF IV, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC

New York, NY · Jan 16, 2018
  • Jan 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Sciens

SCIENS SPECIAL SITUATIONS MASTER FUND LTD. - CLASS S, SERIES 2016 SHARES

New York, NY · Jan 11, 2017 → Jan 16, 2018 · 3 filings
  • Jan 16, 2018 · D/A · $3,924,575 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (C/O SCIENS CAPITAL MANAGEMENT LLC) EDGAR ↗
  • Jan 9, 2018 · D/A · $5,370,660 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (C/O SCIENS CAPITAL MANAGEMENT LLC) EDGAR ↗
  • Jan 11, 2017 · D · $3,924,575 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (C/O SCIENS CAPITAL MANAGEMENT LLC) EDGAR ↗

Raised $5.37M from 3 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Sciens

SCIENS ALTERNATIVE ASSETS RECOVERY FUND II

New York, NY · Jan 16, 2018
  • Jan 16, 2018 · D · $253,424 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $253K from 3 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Sciens

CD Partners LP

New York, NY · Jan 21, 2016 → Dec 14, 2017 · 3 filings
  • Dec 14, 2017 · D/A · $5,000,000 sold of $40,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer, Promoter (Managing Member of General Partner) EDGAR ↗
  • Jan 13, 2017 · D/A · $4,050,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer, Promoter (Managing Member of General Partner) EDGAR ↗
  • Jan 21, 2016 · D · $5,000,000 sold of $40,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Managing Member of General Partner) EDGAR ↗

Raised $5M from 3 investors (13% of the $40M target) as of the latest filing. John is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Sciens

Bennu Investments LLC

New York, NY · Jan 12, 2017
  • Jan 12, 2017 · D/A · $2,750,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Promoter (Managing Member of the Company) EDGAR ↗

Raised $4M from 8 investors as of the latest filing. John is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
Pooled Investment Fund · group: Sciens

2016 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC

New York, NY · Dec 29, 2016
  • Dec 29, 2016 · D · $0 sold of Indefinite · 0 investors · min. $150,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
Pooled Investment Fund · group: Sciens

2013 Segregated Portfolio, A Segregated Portfolio of Sciens Real Assets Offshore Fund SPC

New York, NY · Nov 30, 2016
  • Nov 30, 2016 · D · $1,865,000 sold of Indefinite · 5 investors · min. $150,000 · role: Director EDGAR ↗

Raised $1.86M from 5 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
Pooled Investment Fund · group: Sciens

2014 SEGREGATED PORTFOLIO SASOF III, A SEGREGATED PORTFOLIO OF SCIENS REAL ASSETS OFFSHORE FUND SPC

New York, NY · May 11, 2015 → Nov 18, 2016 · 2 filings
  • Nov 18, 2016 · D/A · $1,250,000 sold of Indefinite · 2 investors · min. $150,000 · role: Director EDGAR ↗
  • May 11, 2015 · D · $1,000,000 sold of Indefinite · 1 investors · min. $150,000 · role: Director EDGAR ↗

Raised $1.25M from 2 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Sciens

Sciens Aviation Holdings II L.P.

New York, NY · May 20, 2015
  • May 20, 2015 · D · $300,000 sold of $12,000,000 · 0 investors · min. $150,000 · role: Executive Officer EDGAR ↗

Raised $300K (3% of the $12M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Sciens

GOLDEN SCIENS MARINE INVESTMENTS LTD.

New York, NY · Jul 25, 2014
  • Jul 25, 2014 · D · $90,000,000 sold of $250,000,000 · 18 investors · min. $1,000,000 · role: Director (Director and sole shareholder of the Investment Manager and Investment Adviser of the Issuer.) EDGAR ↗

Raised $90M from 18 investors (36% of the $250M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund

GOLDEN SCIENS SHIPPING FEEDER L.P.

New York, NY · Jul 24, 2014
  • Jul 24, 2014 · D · $165,000 sold of $15,000,000 · 2 investors · min. $150,000 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗

Raised $1.57M from 5 investors (11% of the $15M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Manufacturing

Colt Defense LLC

West Hartford, CT · Jul 15, 2013
  • Jul 15, 2013 · D · $9,000,000 sold of $14,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9M from 10 investors (64% of the $14M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Pooled Investment Fund · group: Sciens

Sciens Aviation Special Opportunities Offshore Investment Fund, L.P.

Dublin, Ireland (as filed: L2) · Nov 15, 2010
  • Nov 15, 2010 · D · $20,040,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $20M from 1 investor as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Pooled Investment Fund · group: Sciens

Sciens Aviation Special Opportunities Investment Fund, L.P.

Miami, FL · Nov 15, 2010
  • Nov 15, 2010 · D · $34,365,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $34.4M from 14 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Pooled Investment Fund · group: Sciens

Sciens Aviation Special Opportunities Offshore Investment Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 15, 2010
  • Nov 15, 2010 · D · $24,150,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $24.1M from 4 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AW
Other Technology

ADHESION WEALTH ADVISOR SOLUTIONS, INC.

Charlotte, NC · Jul 7, 2009
  • Jul 7, 2009 · D · $2,246,171 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.25M from 2 investors (75% of the $3M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John A. Rigas — TX, 5 issuers, Feb 17, 2010 → Apr 3, 2012 · no shared issuer
  • John P. Rigas — DE, 1 issuer, Mar 16, 2009 → Mar 16, 2009 · no shared issuer
  • John P. Rigas — United Kingdom (as filed: X0), 1 issuer, Nov 16, 2015 → Nov 16, 2016 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

SW
Management entity

Sciens Water Opportunities Management LLC

Promoter, Executive Officer · 13 shared filings (5 issuers) · also on 6 other issuers

Sciens Water Opportunities Management LLC is on 11 issuers in total — a repeat sponsor. Their page lists every one.

TF
Management entity

Trident Fund Services, Inc.

Promoter · 12 shared filings (4 issuers) · also on 36 other issuers

Trident Fund Services, Inc. is on 40 issuers in total — a repeat sponsor. Their page lists every one.

SI
Management entity

Sciens Institutional Services LLC

Promoter · 12 shared filings (6 issuers)

Sciens Institutional Services LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TT
Management entity

TRIDENT TRUST COMPANY (CAYMAN) LIMITED

Promoter · 6 shared filings (5 issuers)

TRIDENT TRUST COMPANY (CAYMAN) LIMITED is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CM
Management entity

CD Management LLC

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

SM
Management entity

SMH Management Ltd.

Executive Officer, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as John Rigas. Their page shows their other deals.

SD
Management entity

Sciens Diversified Managers LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

SS
Management entity

Sciens Shipping Services GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

BM
Management entity

Bennu Management LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

SM
Management entity

SMH Management Ltd

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

SM
Management entity

SAARF Management Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Standen

Director, Executive Officer, Promoter · 35 shared filings (20 issuers)

Daniel Standen is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander A. Loucopoulos

Director · 16 shared filings (6 issuers)

Alexander A. Loucopoulos is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Mackie

Director · 11 shared filings (4 issuers)

Listed on the same filings as John Rigas. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alessandro Guerrini-Maraldi

Director · 10 shared filings (4 issuers)

Listed on the same filings as John Rigas. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Rooney

Director · 8 shared filings (4 issuers)

Listed on the same filings as John Rigas. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Korn

Director · 3 shared filings (3 issuers) · also on 14 other issuers

Robert Korn is on 17 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William D. Hoffman

Director · 2 shared filings (2 issuers) · also on 15 other issuers

William D. Hoffman is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Barrett Ayers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Conley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Reinhard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Buchanan

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Stier

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert G Standen

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Willima D Hoffman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George W. Casey

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Guthrie

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey G. Grody

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Holmes

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Philip A. Wheeler

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald R. Dinkel

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Scott B. Flaherty

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Rigas. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Sciens

41 issuers · 66 filings · $1.35B reported sold · 2010–2026

One team, 41 deal companies. John Rigas is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Rigas.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 25 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SAWO SPV LLC, Sciens Water Treatment Partners LP, SCIENS STRATEGIC CAPITAL OFFSHORE SPC - 2019 SP, SWOF CSWR SPV LLC, SCIENS WATER OPPORTUNITIES CAYMAN FUND LP, SCIENS WATER OPPORTUNITIES DOMESTIC FUND LP, ADHESION WEALTH ADVISOR SOLUTIONS, INC..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Rigas by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Rigas is listed on: none on file. No website or social profile named in SAWO SPV LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #22,805 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Connecticut Judicial Branch case look-up ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

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