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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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John Phinney

Named as an officer, director or promoter on SEC Form D filings · NY · Aug 9, 2011 → Dec 31, 2012

11deals (issuers)
$4.28Breported sold
406investors
13Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Phinney is listed as an executive officer on 13 SEC Form D filings by 11 issuers between Aug 2011 and Dec 2012. Largest by amount reported sold: Apollo Credit Opportunity Fund III LP (Purchase, NY — pooled investment fund — 2012; $2.76B reported sold to 131 investors), Apollo Natural Resources Partners, L.P. (Purchase, NY — pooled investment fund — 2011–2012; $914.9M reported sold to 29 investors), Apollo Asia Private Credit Fund, L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012; $172.4M reported sold to 6 investors), Apollo European Credit Fund, L.P. (New York, NY — pooled investment fund — 2011; $128.9M reported sold to 207 investors), A-A Asia Private Credit Fund (Feeder), L.P. (Purchase, NY — pooled investment fund — 2012; $100M reported sold to 2 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer. Across those companies the filings report $4.28B sold in total.

Listed alongside Cindy Z. Michel (13 shared filings), Jessica L. Lomm (13 shared filings), John Suydam (13 shared filings), Joseph D. Glatt (13 shared filings), Joshua J. Harris (13 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 11 issuers belong to the sponsor group Apollo (520 issuers, $556.2B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Apollo has 520 companies on file and $556.2B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for John Phinney and found 9 differences, 3 worth asking the sponsor about: Form D filed 119 days after the first sale; John Phinney is no longer listed on the Dec 23, 2013 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Phinney has not run yet — it is joining a line of 54,484 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Phinney..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

John Phinney closed
United States Bankruptcy Court, D. Colorado · No. 15-22811 · Filed Nov 18, 2015 · Closed May 4, 2016
Role of John Phinney: Debtor · Outcome: Case closed 2016-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
John A. Phinney closed
United States Bankruptcy Court, D. New Hampshire · No. 04-14132 · Filed Nov 19, 2004 · Closed May 16, 2005
Role of John A. Phinney: Debtor · Outcome: Case closed 2005-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
John R. Phinney closed
United States Bankruptcy Court, D. Maine · No. 02-20989 · Filed Jun 28, 2002 · Closed Oct 7, 2002
Role of John R. Phinney: Debtor · Outcome: Case closed 2002-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)
John M. Phinney closed
United States Bankruptcy Court, D. Massachusetts · No. 01-17259 · Filed Sep 18, 2001 · Closed Jan 22, 2002
Role of John M. Phinney: Debtor · Outcome: Case closed 2002-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
John J. Phinney and Joanna J. Phinney closed
United States Bankruptcy Court, D. Massachusetts · No. 98-14677 · Filed May 13, 1998 · Closed Aug 27, 1998
Role of John J. Phinney and Joanna J. Phinney: Debtor · Outcome: Case closed 1998-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for John Phinney — 3 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Jun 15, 2012 – Oct 12, 2012

Form D filed 119 days after the first sale — Apollo EPF II Co-Investor A, L.P.

The filing says the first sale was Jun 15, 2012. The Form D was filed Oct 12, 2012 — 119 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 104 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 12, 2012 ↗Apollo EPF II Co-Investor A, L.P. — PartnerFacts page ↗
Sources
Note · Oct 31, 2011 – Dec 16, 2011

Form D filed 46 days after the first sale — Apollo European Credit Fund, L.P.

The filing says the first sale was Oct 31, 2011. The Form D was filed Dec 16, 2011 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 16, 2011 ↗Apollo European Credit Fund, L.P. — PartnerFacts page ↗
Sources
Note · Nov 30, 2011 – Dec 16, 2011

Form D filed 16 days after the first sale — Apollo European Credit Fund (Offshore), L.P.

The filing says the first sale was Nov 30, 2011. The Form D was filed Dec 16, 2011 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 16, 2011 ↗Apollo European Credit Fund (Offshore), L.P. — PartnerFacts page ↗
Sources
Note · Aug 5, 2011 – Oct 12, 2012

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Apollo EPF II Co-Investor A, L.P. (latest filing Oct 12, 2012) · No amendment in the last 12 months on an offering that may still be open — Apollo Natural Resources Partners, L.P. (latest filing Sep 12, 2012) · No amendment in the last 12 months on an offering that may still be open — A-A Asia Private Credit Fund (Feeder), L.P. (latest filing Apr 19, 2012) · No amendment in the last 12 months on an offering that may still be open — Apollo European Principal Finance Fund II (Euro B), L.P. (latest filing Jan 4, 2012) · No amendment in the last 12 months on an offering that may still be open — Apollo European Principal Finance Fund II (Euro A), L.P. (latest filing Jan 4, 2012) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 12, 2012 ↗Apollo EPF II Co-Investor A, L.P. — PartnerFacts page ↗Form D/A · Sep 12, 2012 ↗Apollo Natural Resources Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 31, 2012 – Dec 23, 2013

John Phinney is no longer listed on the Dec 23, 2013 amendment — Apollo Credit Opportunity Fund III LP

John Phinney appears on the Dec 31, 2012 Form D (executive officer) but not on the Dec 23, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 31, 2012 ↗Form D/A · Dec 23, 2013 ↗John Phinney — PartnerFacts page ↗Apollo Credit Opportunity Fund III LP — PartnerFacts page ↗
Sources
Worth asking · Apr 19, 2012 – Apr 18, 2013

John Phinney is no longer listed on the Apr 18, 2013 amendment — Apollo Asia Private Credit Fund, L.P.

John Phinney appears on the Apr 19, 2012 Form D (executive officer) but not on the Apr 18, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Apr 19, 2012 ↗Form D/A · Apr 18, 2013 ↗John Phinney — PartnerFacts page ↗Apollo Asia Private Credit Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 31, 2012 – Dec 23, 2013

Offering amount changed between filings — Apollo Credit Opportunity Fund III LP

The Dec 31, 2012 filing says $750,000,000 offered; the Dec 23, 2013 Form D/A says $1,250,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 31, 2012 ↗Form D/A (later) · Dec 23, 2013 ↗Apollo Credit Opportunity Fund III LP — PartnerFacts page ↗
Sources
Note · Mar 18, 2016 – Jul 14, 2016

Same name, different state: "John Phinney" (CT) is a separate record

This page covers filings where the address state is NY. A separate record, "John Phinney" with address state CT, is listed on 2 filings — most recently by Convergence, Inc. (Jul 14, 2016). The two records do not overlap in time: this page runs Aug 9, 2011 to Dec 31, 2012; the other runs Mar 18, 2016 to Jul 14, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Phinney (CT) — PartnerFacts page ↗Form D/A · Jul 14, 2016 ↗Convergence, Inc. — PartnerFacts page ↗John Phinney (NY) — this page ↗
Sources
Note · Sep 1, 2011 – Sep 12, 2012

Address moved from Purchase, NY to New York, NY — Apollo Natural Resources Partners, L.P.

The people listed on the Sep 1, 2011 filing give Purchase, NY; on the Sep 12, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Sep 1, 2011 ↗Form D/A · Sep 12, 2012 ↗Apollo Natural Resources Partners, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 11 offerings report sales commissions totalling $1,139,532; 1 reports finder's fees totalling $1,500,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 31, 2012 D
Apollo Credit Opportunity Fund III LP
File 021-189214
$0$0$0
Certain management fees will be paid to Apollo Credit Opportunity Management III LLC, an entity that may be indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Oct 12, 2012 D
Apollo EPF II Co-Investor A, L.P.
File 021-185466
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2012 D/A
Apollo Natural Resources Partners, L.P.
File 021-164105
$0$1,500,000 (est.)$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due Investment Manager and General Partner, affiliates of Issuer.
GSA Capital Associates, LLC BrokerCheck CRD 151531 ↗EDGAR ↗
Apr 19, 2012 D
A-A Asia Private Credit Fund (Feeder), L.P.
File 021-176958
$0$0$0 (est.)
The confidential offering materials of an affiliate of the Issuer fully discuss management fees and allocations due to the Investment Manager and General Partner, affiliates of Issuer.
None listed on this filingEDGAR ↗
Apr 19, 2012 D
Apollo Asia Private Credit Fund, L.P.
File 021-176959
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due to the Investment Manager and General Partner, affiliates of Issuer.
None listed on this filingEDGAR ↗
Jan 4, 2012 D
Apollo European Principal Finance Fund II (Dollar A), L.P.
File 021-171100
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due Investment Manager and General Partner, affiliate of Issuer.
None listed on this filingEDGAR ↗
Jan 4, 2012 D
Apollo European Principal Finance Fund II (Dollar B), L.P.
File 021-171101
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due Investment Manager and General Partner, affiliates of Issuer.
None listed on this filingEDGAR ↗
Jan 4, 2012 D
Apollo European Principal Finance Fund II (Euro A), L.P.
File 021-171103
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due Investment Manager and General Partner, affiliates of Issuer.
None listed on this filingEDGAR ↗
Jan 4, 2012 D
Apollo European Principal Finance Fund II (Euro B), L.P.
File 021-171104
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and allocations due Investment Manager and General Partner, affiliates of Issuer.
None listed on this filingEDGAR ↗
Dec 16, 2011 D
Apollo European Credit Fund (Offshore), L.P.
File 021-170248
$39,375$0$0
Certain management fees will be paid to Apollo European Credit Management, L.P., an entity that may be indirectly controlled by certain individuals listed in Item 3 above, an entity described by the Issuer?s Confidential Private Placement Memorandum.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Dec 16, 2011 D
Apollo European Credit Fund, L.P.
File 021-170249
$1,100,157$0$0
Certain management fees will be paid to Apollo European Credit Management, L.P., an entity that may be indirectly controlled by certain individuals listed in Item 3 above, an entity described by the Issuer's Confidential Private Placement Memorandum.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named John Phinney on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AC
Pooled Investment Fund · group: Apollo

Apollo Credit Opportunity Fund III LP

Purchase, NY · Dec 31, 2012
  • Dec 31, 2012 · D · $0 sold of $750,000,000 · 0 investors · min. $1 · role: Executive Officer (Executive Officer of the GP of the GP of the Issuer) EDGAR ↗

Raised $2.76B from 131 investors (100% of the $750M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo EPF II Co-Investor A, L.P.

Purchase, NY · Oct 12, 2012
  • Oct 12, 2012 · D · $1,002,995 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $1M from 3 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AN
Pooled Investment Fund · group: Apollo

Apollo Natural Resources Partners, L.P.

Purchase, NY · Aug 9, 2011 → Sep 12, 2012 · 3 filings
  • Sep 12, 2012 · D/A · $914,862,249 sold of Indefinite · 29 investors · min. $10,000,000 · role: Executive Officer (Executive Officer of the general partner of Issuer's general partner) EDGAR ↗
  • Sep 1, 2011 · D/A · $256,250,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Executive Officer of the general partner of Issuer's general partner) EDGAR ↗
  • Aug 9, 2011 · D · $102,500,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Executive Officer of the general partner of Issuer's general partner) EDGAR ↗

Raised $914.9M from 29 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Apollo

Apollo Asia Private Credit Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 19, 2012
  • Apr 19, 2012 · D · $155,100,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $172.4M from 6 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Apollo

A-A Asia Private Credit Fund (Feeder), L.P.

Purchase, NY · Apr 19, 2012
  • Apr 19, 2012 · D · $100,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $100M from 2 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Principal Finance Fund II (Dollar B), L.P.

Purchase, NY · Jan 4, 2012
  • Jan 4, 2012 · D · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Principal Finance Fund II (Euro A), L.P.

Purchase, NY · Jan 4, 2012
  • Jan 4, 2012 · D · $27,927,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $27.9M from 3 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Principal Finance Fund II (Euro B), L.P.

Purchase, NY · Jan 4, 2012
  • Jan 4, 2012 · D · $44,043,750 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $44M from 3 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Principal Finance Fund II (Dollar A), L.P.

Purchase, NY · Jan 4, 2012
  • Jan 4, 2012 · D · $21,211,769 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (Vice President of general partner of General Partner) EDGAR ↗

Raised $21.2M from 8 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Credit Fund, L.P.

New York, NY · Dec 16, 2011
  • Dec 16, 2011 · D · $128,875,000 sold of Indefinite · 207 investors · min. $1 · role: Executive Officer (Executive Officer of the GP of the GP of the Issuer) EDGAR ↗

Raised $128.9M from 207 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Apollo

Apollo European Credit Fund (Offshore), L.P.

New York, NY · Dec 16, 2011
  • Dec 16, 2011 · D · $8,500,000 sold of Indefinite · 13 investors · min. $1 · role: Executive Officer (Executive Officer of the GP of the GP of the Issuer) EDGAR ↗

Raised $8.5M from 13 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Phinney — CT, 1 issuer, Mar 18, 2016 → Jul 14, 2016 · no shared issuer

People around John 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica L. Lomm

Executive Officer · 13 shared filings (11 issuers) · also on 417 other issuers

Jessica L. Lomm is on 428 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marc J. Rowan

Executive Officer · 13 shared filings (11 issuers) · also on 227 other issuers

Marc J. Rowan is on 238 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua J. Harris

Executive Officer · 13 shared filings (11 issuers) · also on 222 other issuers

Joshua J. Harris is on 233 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Black

Executive Officer · 13 shared filings (11 issuers) · also on 166 other issuers

Leon Black is on 177 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph D. Glatt

Executive Officer · 13 shared filings (11 issuers) · also on 171 other issuers

Joseph D. Glatt is on 182 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Suydam

Executive Officer · 13 shared filings (11 issuers) · also on 300 other issuers

John Suydam is on 311 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laurie D. Medley

Executive Officer · 13 shared filings (11 issuers) · also on 217 other issuers

Laurie D. Medley is on 228 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cindy Z. Michel

Executive Officer · 13 shared filings (11 issuers) · also on 133 other issuers

Cindy Z. Michel is on 144 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy K. Modlin

Executive Officer · 12 shared filings (10 issuers) · also on 115 other issuers

Wendy K. Modlin is on 125 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy F. Dulman

Executive Officer · 10 shared filings (8 issuers) · also on 7 other issuers

Wendy F. Dulman is on 15 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine G. Newman

Executive Officer · 8 shared filings (6 issuers) · also on 410 other issuers

Katherine G. Newman is on 416 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Giarraputo

Executive Officer · 8 shared filings (6 issuers) · also on 24 other issuers

Barry Giarraputo is on 30 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Donnelly

Executive Officer · 7 shared filings (5 issuers) · also on 3 other issuers

Gene Donnelly is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

James Zelter

Executive Officer · 5 shared filings (5 issuers) · also on 225 other issuers

James Zelter is on 230 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Burdick

Executive Officer · 5 shared filings (5 issuers)

Robert Burdick is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Vecchione

Executive Officer · 5 shared filings (5 issuers)

Kenneth Vecchione is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia M Navis

Executive Officer · 5 shared filings (5 issuers)

Patricia M Navis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Giarrapulo

Executive Officer · 5 shared filings (5 issuers)

Barry Giarrapulo is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh McGrinder

Executive Officer · 5 shared filings (5 issuers)

Hugh McGrinder is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Zelter

Executive Officer · 5 shared filings (5 issuers) · also on 108 other issuers

James C. Zelter is on 113 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hannan

Executive Officer · 5 shared filings (5 issuers) · also on 7 other issuers

John Hannan is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie Drescher

Executive Officer · 4 shared filings (4 issuers) · also on 216 other issuers

Stephanie Drescher is on 220 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Tortorelli

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as John Phinney. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Beard

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Phinney. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy Dulman

Executive Officer · 3 shared filings (3 issuers) · also on 3 other issuers

Wendy Dulman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Moroney

Executive Officer · 2 shared filings (2 issuers) · also on 9 other issuers

Joseph Moroney is on 11 issuers in total — a repeat sponsor. Their page lists every one.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Haskel Ginsberg

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John Phinney. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Rosenberg

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John Phinney. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Levens

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John Phinney. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Ruberton

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Robert Ruberton is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Shari Verschell

Executive Officer · 1 shared filing (1 issuer) · also on 399 other issuers

Shari Verschell is on 400 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Martin B. Kelly

Executive Officer · 1 shared filing (1 issuer) · also on 369 other issuers

Martin B. Kelly is on 370 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Goldthorpe

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Ted Goldthorpe is on 15 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy Modin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Phinney. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brett G. Wyard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Phinney. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Schneider

Executive Officer · 1 shared filing (1 issuer) · also on 29 other issuers

Joseph Schneider is on 30 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stepahnie Drescher

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Phinney. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Tortrelli

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Phinney. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Apollo

520 issuers · 957 filings · $556.2B reported sold · 2009–2026

One team, 520 deal companies. John Phinney is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Phinney.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Phinney by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Phinney is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

apollo.com ↗ found on Apollo Credit Opportunity Fund III LP (apollo.com — same registered sponsor family (group "Apollo"); known from issuer CIK 1882850 (search:bing))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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