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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:26 AM ET

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John Pena

Named as an officer, director or promoter on SEC Form D filings · IN · Feb 24, 2022 → Feb 18, 2026

1deal (issuers)
$2.25Mreported sold
23investors
7Form D filings
2022–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Pena is listed as an executive officer on 7 SEC Form D filings by 1 issuer between Feb 2022 and Feb 2026: ZeroCarb Inc. (Fishers, IN — industry reported as "Other" — 2022–2026; $2.25M reported sold to 23 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Omar Atia (7 shared filings), Mohamed Aly (6 shared filings), Leslie Hawkins (5 shared filings), Bob Kirch (3 shared filings), Shaun Hawkins (3 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuer belongs to the sponsor group Zerocarb (2 issuers, $1.01M reported sold, 2022–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Zerocarb has 2 companies on file and $1.01M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 50 bankruptcy cases matching the name listed in Key records below.

What this means 54 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for John Pena and found 6 differences: 4 offerings have no amendment in the last 12 months and may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Pena has not run yet — it is joining a line of 33,104 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 4 closed (disposition not in docket feed)

G and G Closed Circuit Events, LLC v. John J. Pena closed
District Court, C.D. California · No. 2:20-cv-04831 · Filed May 29, 2020 · Closed Aug 26, 2021 · Nature of suit: 490 Cable/Satellite TV
Role of John J. Pena: Defendant · Outcome: Terminated 2021-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
G and G Closed Circuit Events, LLC v. John J. Pena closed
District Court, C.D. California · No. 2:20-cv-03931 · Filed Apr 29, 2020 · Closed Aug 25, 2021 · Nature of suit: 490 Cable/Satellite TV
Role of John J. Pena: Defendant · Outcome: Terminated 2021-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
United States v. PENA, JOHN closed
District Court, Virgin Islands · No. 1:01-mj-00048 · Filed Nov 14, 2001 · Closed Nov 27, 2001
Role of PENA, JOHN: Defendant · Outcome: Terminated 2001-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in VI (not a filing state)
United States v. PENA, JOHN closed
District Court, Virgin Islands · No. 1:01-mj-00048 · Filed Nov 14, 2001 · Closed Nov 27, 2001
Role of PENA, JOHN: Defendant · Outcome: Terminated 2001-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in VI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Pena..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

50 cases: 50 closed (disposition not in docket feed)

John De La Pena and Angeli De La Pena closed
United States Bankruptcy Court, C.D. California · No. 8:20-bk-11417 · Filed May 15, 2020 · Closed Sep 1, 2020
Role of John De La Pena and Angeli De La Pena: Debtor · Outcome: Case closed 2020-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John C. Pena closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 16-14355 · Filed Jun 17, 2016 · Closed Dec 22, 2016
Role of John C. Pena: Debtor · Outcome: Case closed 2016-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
John Pena and Susan Kay Pena closed
United States Bankruptcy Court, W.D. Washington · No. 15-42207 · Filed May 8, 2015 · Closed Aug 20, 2015
Role of John Pena and Susan Kay Pena: Debtor · Outcome: Case closed 2015-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Leah E. Morgan Pena and John D. Pena closed
United States Bankruptcy Court, M.D. Florida · No. 2:14-bk-14503 · Filed Dec 15, 2014 · Closed Mar 24, 2015
Role of John D. Pena: Debtor · Outcome: Case closed 2015-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Pena, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 14-41773 · Filed Nov 19, 2014 · Closed Mar 9, 2020
Role of John Pena, Jr.: Debtor · Outcome: Case closed 2020-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John R Pena and AnnaBelle A Pena closed
United States Bankruptcy Court, S.D. California · No. 14-08920 · Filed Nov 12, 2014 · Closed Feb 23, 2015
Role of John R Pena and AnnaBelle A Pena: Debtor · Outcome: Case closed 2015-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
JOHN PENA and STACEY PENA closed
United States Bankruptcy Court, D. Arizona · No. 2:14-bk-08572 · Filed Jun 3, 2014 · Closed Oct 24, 2017
Role of JOHN PENA and STACEY PENA: Debtor · Outcome: Case closed 2017-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
John A Pena closed
United States Bankruptcy Court, W.D. Texas · No. 13-51406 · Filed May 29, 2013 · Closed Jul 16, 2015
Role of John A Pena: Debtor · Outcome: Case closed 2015-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
John Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 12-41225 · Filed Oct 17, 2012 · Closed Jan 9, 2015
Role of John Pena: Debtor · Outcome: Case closed 2015-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John Pena closed
United States Bankruptcy Court, E.D. California · No. 11-16571 · Filed Jun 7, 2011 · Closed Dec 7, 2011
Role of John Pena: Debtor · Outcome: Case closed 2011-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John M Pena and Jane K Ambrosio-Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 11-03956 · Filed Jan 31, 2011 · Closed May 6, 2011
Role of John M Pena and Jane K Ambrosio-Pena: Debtor · Outcome: Case closed 2011-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John M Pena and Arlene L Pena closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-62966 · Filed Dec 11, 2010 · Closed Sep 27, 2011
Role of John M Pena and Arlene L Pena: Debtor · Outcome: Case closed 2011-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John M. Pena and Arlene L. Pena closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-44500 · Filed Aug 17, 2010 · Closed Apr 20, 2011
Role of John M. Pena and Arlene L. Pena: Debtor · Outcome: Case closed 2011-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John Pena and Anita Pena closed
United States Bankruptcy Court, W.D. Michigan · No. 10-00116 · Filed Jan 7, 2010 · Closed Apr 20, 2010
Role of John Pena and Anita Pena: Debtor · Outcome: Case closed 2010-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
John S Pena and Kathy L Pena closed
United States Bankruptcy Court, D. New Mexico · No. 09-15721 · Filed Dec 15, 2009 · Closed May 5, 2010
Role of John S Pena and Kathy L Pena: Debtor · Outcome: Case closed 2010-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)
John M Pena and Arlene L Pena closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-38087 · Filed Oct 14, 2009 · Closed Feb 26, 2010
Role of John M Pena and Arlene L Pena: Debtor · Outcome: Case closed 2010-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John A. Pena closed
United States Bankruptcy Court, D. Massachusetts · No. 09-31484 · Filed Aug 20, 2009 · Closed Nov 30, 2009
Role of John A. Pena: Debtor · Outcome: Case closed 2009-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
John F Pena and Mary E Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 08-12058 · Filed Feb 22, 2008 · Closed Jun 11, 2008
Role of John F Pena and Mary E Pena: Debtor · Outcome: Case closed 2008-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Pena, Jr closed
United States Bankruptcy Court, W.D. Washington · No. 07-15440 · Filed Nov 14, 2007 · Closed Feb 25, 2008
Role of John Pena, Jr: Debtor · Outcome: Case closed 2008-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
John Pena, Jr closed
United States Bankruptcy Court, N.D. Illinois · No. 07-06218 · Filed Apr 6, 2007 · Closed Jul 1, 2010
Role of John Pena, Jr: Debtor · Outcome: Case closed 2010-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John F. Pena closed
United States Bankruptcy Court, D. New Jersey · No. 05-50064 · Filed Oct 13, 2005 · Closed Mar 7, 2006
Role of John F. Pena: Debtor · Outcome: Case closed 2006-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
John A. Pena and Lorena J. Pena closed
United States Bankruptcy Court, E.D. California · No. 05-35992 · Filed Oct 11, 2005 · Closed Mar 13, 2006
Role of John A. Pena and Lorena J. Pena: Debtor · Outcome: Case closed 2006-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John S. Pena and Laura C. Pena closed
United States Bankruptcy Court, E.D. California · No. 04-24722 · Filed May 7, 2004 · Closed Sep 17, 2004
Role of John S. Pena and Laura C. Pena: Debtor · Outcome: Case closed 2004-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John S. Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 03-27236 · Filed Oct 2, 2003 · Closed Jan 16, 2004
Role of John S. Pena: Debtor · Outcome: Case closed 2004-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 03-25820 · Filed Jun 16, 2003 · Closed Feb 27, 2004
Role of John Pena: Debtor · Outcome: Case closed 2004-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John J. Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 03-23928 · Filed Jun 2, 2003 · Closed Sep 17, 2003
Role of John J. Pena: Debtor · Outcome: Case closed 2003-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Pena and Susan K Pena closed
United States Bankruptcy Court, W.D. Washington · No. 03-43600 · Filed Apr 4, 2003 · Closed Jul 18, 2003
Role of John Pena and Susan K Pena: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
John A Pena closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-17875 · Filed Mar 21, 2003 · Closed Jul 18, 2003
Role of John A Pena: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Alice M Pena and John M Pena closed
United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-02600 · Filed Mar 12, 2003 · Closed Aug 27, 2003
Role of John M Pena: Debtor · Outcome: Case closed 2003-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Pena, JR closed
United States Bankruptcy Court, N.D. Illinois · No. 02-02748 · Filed Jan 22, 2002 · Closed Jul 8, 2002
Role of John Pena, JR: Debtor · Outcome: Case closed 2002-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John Pena and Susan K Pena closed
United States Bankruptcy Court, W.D. Washington · No. 02-40235 · Filed Jan 8, 2002 · Closed Jan 21, 2003
Role of John Pena and Susan K Pena: Debtor · Outcome: Case closed 2003-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
John S. Pena and Laura C. Pena closed
United States Bankruptcy Court, E.D. California · No. 01-33358 · Filed Nov 20, 2001 · Closed Mar 7, 2003
Role of John S. Pena and Laura C. Pena: Debtor · Outcome: Case closed 2003-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John E. Pena closed
United States Bankruptcy Court, W.D. Texas · No. 01-51398 · Filed Mar 26, 2001 · Closed Jul 19, 2001
Role of John E. Pena: Debtor · Outcome: Case closed 2001-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
John D Pena and Deana L Pena closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-27648 · Filed Dec 7, 2000 · Closed Mar 6, 2001
Role of John D Pena and Deana L Pena: Debtor · Outcome: Case closed 2001-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John Pena and Kay Pena closed
United States Bankruptcy Court, E.D. California · No. 00-29306 · Filed Aug 16, 2000 · Closed Nov 21, 2000
Role of John Pena and Kay Pena: Debtor · Outcome: Case closed 2000-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John D Pena and Deana L Pena closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-17995 · Filed May 24, 2000 · Closed Sep 13, 2000
Role of John D Pena and Deana L Pena: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 99-19940 · Filed Jun 23, 1999 · Closed Oct 13, 1999
Role of John Pena: Debtor · Outcome: Case closed 1999-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John D. Pena closed
United States Bankruptcy Court, M.D. North Carolina · No. 99-50221 · Filed Feb 5, 1999 · Closed Oct 28, 2002
Role of John D. Pena: Debtor · Outcome: Case closed 2002-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in NC (not a filing state)
John F. Pena and Robin Pena closed
United States Bankruptcy Court, D. Rhode Island · No. 1:98-bk-15143 · Filed Dec 16, 1998 · Closed Apr 13, 1999
Role of John F. Pena and Robin Pena: Debtor · Outcome: Case closed 1999-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
John Pena and Elisa Pena closed
United States Bankruptcy Court, W.D. Michigan · No. 98-04399 · Filed May 15, 1998 · Closed Sep 14, 1998
Role of John Pena and Elisa Pena: Debtor · Outcome: Case closed 1998-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
John R. Pena and Phyllis M. Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 98-31132 · Filed Mar 4, 1998 · Closed Jul 16, 1998
Role of John R. Pena and Phyllis M. Pena: Debtor · Outcome: Case closed 1998-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John A. Pena closed
United States Bankruptcy Court, N.D. California · No. 97-57325 · Filed Sep 2, 1997 · Closed Oct 16, 1997
Role of John A. Pena: Debtor · Outcome: Case closed 1997-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John C Pena closed
United States Bankruptcy Court, S.D. Texas · No. 96-22907 · Filed Jul 30, 1996 · Closed May 25, 2000
Role of John C Pena: Debtor · Outcome: Case closed 2000-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
John Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 96-18275 · Filed Jul 15, 1996 · Closed Nov 4, 1999
Role of John Pena: Debtor · Outcome: Case closed 1999-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
John F. Pena closed
United States Bankruptcy Court, D. Vermont · No. 96-10472 · Filed May 7, 1996 · Closed Sep 20, 1996
Role of John F. Pena: Debtor · Outcome: Case closed 1996-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in VT (not a filing state)
John F. Pena closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-11564 · Filed Jun 9, 1993 · Closed Sep 30, 1993
Role of John F. Pena: Debtor · Outcome: Case closed 1993-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)
John Pena closed
United States Bankruptcy Court, S.D. Ohio · No. 3:92-bk-31614 · Filed Apr 2, 1992 · Closed Jul 31, 1992
Role of John Pena: Debtor · Outcome: Case closed 1992-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
John De Pena and Rosa De Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 89-15071 · Filed Oct 4, 1989 · Closed Oct 4, 1991
Role of John De Pena and Rosa De Pena: Debtor · Outcome: Case closed 1991-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John R. Pena and Phyllis M. Pena closed
United States Bankruptcy Court, S.D. Florida. · No. 89-00866 · Filed Feb 24, 1989 · Closed Jul 25, 1989
Role of John R. Pena and Phyllis M. Pena: Debtor · Outcome: Case closed 1989-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John L Pena closed
United States Bankruptcy Court, N.D. Illinois · No. 89-01792 · Filed Feb 1, 1989 · Closed Aug 15, 1989
Role of John L Pena: Debtor · Outcome: Case closed 1989-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 93 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Pena (compared 7 filings on Oct 24, 2026)

Note · Oct 23, 2022 – Dec 26, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ZeroCarb Inc. (latest filing Dec 26, 2024) · No amendment in the last 12 months on an offering that may still be open — ZeroCarb Inc. (latest filing Jan 2, 2024) · No amendment in the last 12 months on an offering that may still be open — ZeroCarb Inc. (latest filing Mar 17, 2023) · No amendment in the last 12 months on an offering that may still be open — ZeroCarb Inc. (latest filing Nov 7, 2022)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 26, 2024 ↗ZeroCarb Inc. — PartnerFacts page ↗Form D · Jan 2, 2024 ↗Form D · Mar 17, 2023 ↗
Sources
Note · Feb 24, 2022 – Dec 7, 2022

Offering amount changed between filings — ZeroCarb Inc.

The Feb 24, 2022 filing says $1,000,000 offered; the Dec 7, 2022 Form D/A says $1,510,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 24, 2022 ↗Form D/A (later) · Dec 7, 2022 ↗ZeroCarb Inc. — PartnerFacts page ↗
Sources
Note · Sep 13, 2019 – Apr 25, 2025

Same name, different state: "John T.G. Pena" (NY) is a separate record

This page covers filings where the address state is IN. A separate record, "John T.G. Pena" with address state NY, is listed on 4 filings — most recently by Aufbau Holdings Ltd (Apr 25, 2025). Both records have filings in the same period (Feb 24, 2022 to Apr 25, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John T.G. Pena (NY) — PartnerFacts page ↗Form D · Apr 25, 2025 ↗Aufbau Holdings Ltd — PartnerFacts page ↗John Pena (IN) — this page ↗
Sources
Note · Apr 29, 2020

Same name, different state: "John Pena" (CA) is a separate record

This page covers filings where the address state is IN. A separate record, "John Pena" with address state CA, is listed on 1 filing — most recently by GCC Core Industry Fund, LLC (Apr 29, 2020). The two records do not overlap in time: this page runs Feb 24, 2022 to Feb 18, 2026; the other has one filing dated Apr 29, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Pena (CA) — PartnerFacts page ↗Form D · Apr 29, 2020 ↗GCC Core Industry Fund, LLC — PartnerFacts page ↗John Pena (IN) — this page ↗
Sources
Note · Nov 24, 2009

Same name, different state: "John Pena" (MA) is a separate record

This page covers filings where the address state is IN. A separate record, "John Pena" with address state MA, is listed on 1 filing — most recently by ANCORA PHARMACEUTICALS INC (Nov 24, 2009). The two records do not overlap in time: this page runs Feb 24, 2022 to Feb 18, 2026; the other has one filing dated Nov 24, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Pena (MA) — PartnerFacts page ↗Form D · Nov 24, 2009 ↗ANCORA PHARMACEUTICALS INC — PartnerFacts page ↗John Pena (IN) — this page ↗
Sources
Note · Jan 2, 2024 – Dec 26, 2024

Address moved from Evansville, IN to Fishers, IN — ZeroCarb Inc.

The people listed on the Jan 2, 2024 filing give Evansville, IN; on the Dec 26, 2024 filing they give Fishers, IN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 2, 2024 ↗Form D · Dec 26, 2024 ↗ZeroCarb Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 18, 2026 D
ZeroCarb Inc.
File 021-573804
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗
Dec 26, 2024 D
ZeroCarb Inc.
File 021-533267
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗
Jan 2, 2024 D
ZeroCarb Inc.
File 021-501324
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗
Mar 17, 2023 D
ZeroCarb Inc.
File 021-476154
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗
Dec 7, 2022 D/A
ZeroCarb Inc.
File 021-434759
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗
Nov 7, 2022 D
ZeroCarb Inc.
File 021-464042
$0$0$0 (est.)
Proceeds will be used for general corporate purposes. The above amount excludes salary and bonus compensation which may be made to officers, directors, employees, and consultants of the Issuer.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Pena on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Other · group: Zerocarb

ZeroCarb Inc.

Fishers, IN · Feb 24, 2022 → Feb 18, 2026 · 7 filings
  • Feb 18, 2026 · D · $212,998 sold of $212,998 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 26, 2024 · D · $200,000 sold of $2,500,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 2, 2024 · D · $799,997 sold of $1,100,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 17, 2023 · D · $2,249,993 sold of $3,076,210 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 7, 2022 · D/A · $1,510,000 sold of $1,510,000 · 23 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Nov 7, 2022 · D · $250,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 24, 2022 · D · $355,000 sold of $1,000,000 · 5 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $2.25M from 23 investors (100% of the $213K target) as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Pena — MA, 1 issuer, Nov 24, 2009 → Nov 24, 2009 · no shared issuer
  • John T.G. Pena — NY, 1 issuer, Sep 13, 2019 → Apr 25, 2025 · no shared issuer
  • John Pena — CA, 1 issuer, Apr 29, 2020 → Apr 29, 2020 · no shared issuer

People around John 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OA
No photo found yet (own website and image search run after this page is viewed)
Person

Omar Atia

Executive Officer, Director, Promoter · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Pena. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mohamed Aly

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Pena. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie Hawkins

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Pena. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shaun Hawkins

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Pena. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Kirch

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pena. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Wesam Saber

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Pena. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Haytham Mohamed

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Pena. Their page shows their other deals.

The team behind the deals

Logo
Sponsor group

Zerocarb

2 issuers · 8 filings · $1.01M reported sold · 2022–2026

One team, 2 deal companies. John Pena is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Pena.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Aug 11, 2026
File 020-37323
Regulation Crowdfunding offering (Form C)
Offering filed · deadline Apr 30, 2027
ZeroCarb Inc.
Evansville, IN
$50,000 target · $1,235,000 maximum
via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (John Pena) + listed as a related person on Form D filings of the same issuer (CIK 1912572) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Pena by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Pena is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fishers, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

zerocarblyfe.com ↗ found on ZeroCarb Inc. (zerocarblyfe.com — Form C 0001912572-26-000002 (issuer website as filed))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Indiana state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Indiana Secretary of State business search ↗OpenCorporates ↗

Change history

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