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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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John Paulos

Named as an officer, director or promoter on SEC Form D filings · TX, CA · Dec 3, 2009 → Mar 30, 2026

13deals (issuers)
$29.1Mreported sold
303investors
38Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Paulos is listed as an executive officer and director on 38 SEC Form D filings by 13 issuers between Dec 2009 and Mar 2026. Largest by amount reported sold: METAL NETWORKS, INC. (Houston, TX — industry reported as "Other" — 2015; $3.83M reported sold to 21 investors), NarrativeDx Inc. (Austin, TX — other health care — 2018–2019; $3.67M reported sold to 20 investors), Entvantage Diagnostics, Inc. (Austin, TX — other health care — 2016–2019; $3.3M reported sold to 45 investors), Swirltex Holdings Corp. (Calgary, Alberta, Canada (as filed: A0) — environmental services — 2025–2026; $3.23M reported sold to 49 investors), Open Labs, Inc. (Austin, TX — other technology — 2009; $2.52M reported sold to 16 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $29.1M sold in total.

Listed alongside Shahriar Rokhsaz (6 shared filings), Daryl Ostrander (5 shared filings), Finally Fund Admin (5 shared filings, management entity), Kyle Walker (5 shared filings), Mark Wochner (5 shared filings) and 40 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Finally (166 issuers, $235.7M reported sold, 2018–2026) and Entvantage (2 issuers, $1.66M reported sold, 2015–2021).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for John Paulos and found 12 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Paulos has not run yet — it is joining a line of 12,322 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 closed (disposition not in docket feed), 1 dismissed

Capital Concrete Co. v. Paulos open
District Court, D. South Carolina · No. 3:25-cv-04058 · Filed May 15, 2025 · Nature of suit: 880 Defend Trade Secrets Act (of 2016) · Cause: 18:1836(b) Civil Action to Protect Trade Secrets
Role of Paulos: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); surname only in the caption; court in SC (not a filing state)
Paulos v. Wal-Mart Stores, Inc. closed
District Court, S.D. Iowa · No. 4:23-cv-00141 · Filed Apr 26, 2023 · Closed Nov 8, 2023
Role of Paulos: Plaintiff · Outcome: Terminated 2023-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); surname only in the caption; court in IA (not a filing state)
Hallmark Constr v. Paulos Land Company dismissed
District Court, W.D. Michigan · No. 1:97-cv-00204 · Filed Mar 19, 1997 · Closed Dec 1, 1997 · Nature of suit: 220 Foreclosure
Role of Paulos Land Company: Defendant · Outcome: Terminated 1997-12-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); surname only in the caption; court in MI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Paulos..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

John C Paulos closed
United States Bankruptcy Court, D. Utah · No. 18-21231 · Filed Feb 28, 2018 · Closed Jul 2, 2018
Role of John C Paulos: Debtor · Outcome: Case closed 2018-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); first name matches; 2 people with this name in Form D filings; court in the person's filing state (UT)
John C Paulos closed
United States Bankruptcy Court, D. Utah · No. 15-28844 · Filed Sep 22, 2015 · Closed Apr 5, 2018
Role of John C Paulos: Debtor · Outcome: Case closed 2018-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); first name matches; 2 people with this name in Form D filings; court in the person's filing state (UT)
JOHN ROGER PAULOS and RICKANNA GAY PAULOS closed
United States Bankruptcy Court, E.D. California · No. 11-23827 · Filed Feb 16, 2011 · Closed Jun 24, 2011
Role of JOHN ROGER PAULOS and RICKANNA GAY PAULOS: Debtor · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); different first name (roger); court in the person's filing state (CA)
John Michael Paulos closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-23017 · Filed Apr 28, 2009 · Closed Aug 18, 2009
Role of John Michael Paulos: Debtor · Outcome: Case closed 2009-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); different first name (michael); court in PA (not a filing state)
Ronald Neil Taylor and Pamela Paulos Taylor closed
United States Bankruptcy Court, W.D. North Carolina · No. 05-34796 · Filed Oct 11, 2005 · Closed Jan 18, 2006
Role of Ronald Neil Taylor and Pamela Paulos Taylor: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); different first name (pamela); court in NC (not a filing state)
Alamo Rent A Car LLC, National Car Rental Systems v. Gus Paulos Chevrolet closed
United States Bankruptcy Court, D. Delaware · No. 03-58542 · Filed Nov 12, 2003 · Closed Jun 9, 2004
Role of Gus Paulos Chevrolet: Defendant · Outcome: Case closed 2004-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); different first name (gus); court in DE (not a filing state)
John E. Paulos and Janis M. Paulos closed
United States Bankruptcy Court, D. Maryland · No. 98-58298 · Filed Jun 10, 1998 · Closed Sep 22, 1998
Role of John E. Paulos and Janis M. Paulos: Debtor · Outcome: Case closed 1998-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); first name matches; 2 people with this name in Form D filings; court in MD (not a filing state)
Far West Bank v. Paulos closed
United States Bankruptcy Court, D. Utah · No. 93-02131 · Filed Apr 21, 1993 · Closed Sep 22, 1993
Role of Paulos: Defendant · Outcome: Case closed 1993-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); surname only in the caption; court in the person's filing state (UT)
Sears Roebuck & Co. v. Paulos closed
United States Bankruptcy Court, D. Utah · No. 89-02640 · Filed Sep 14, 1989 · Closed Jan 22, 1990
Role of Paulos: Defendant · Outcome: Case closed 1990-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); surname only in the caption; court in the person's filing state (UT)
John C. Paulos closed
United States Bankruptcy Court, D. Utah · No. 89-23653 · Filed Jun 14, 1989 · Closed Oct 30, 1989
Role of John C. Paulos: Debtor · Outcome: Case closed 1989-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 16 federal dockets); first name matches; 2 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for John Paulos — 7 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Jul 16, 2025 – Jan 7, 2026

Amount sold went down between filings — Swirltex Holdings Corp.

The Jul 16, 2025 filing says $3,204,115 sold; the Jan 7, 2026 Form D/A says $1,392,548 sold — $1,811,567 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 16, 2025 ↗Form D/A (later) · Jan 7, 2026 ↗Swirltex Holdings Corp. — PartnerFacts page ↗
Sources
Worth asking · Dec 3, 2009

Amount sold went down between filings — Open Labs, Inc.

The Dec 3, 2009 filing says $2,516,416 sold; the Dec 3, 2009 Form D says $2,173,902 sold — $342,514 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 3, 2009 ↗Form D (later) · Dec 3, 2009 ↗Open Labs, Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 3, 2009

Amount sold went down between filings — Open Labs, Inc.

The Dec 3, 2009 filing says $2,516,416 sold; the Dec 3, 2009 Form D/A says $2,173,902 sold — $342,514 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 3, 2009 ↗Form D/A (later) · Dec 3, 2009 ↗Open Labs, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 16, 2025 – Jan 7, 2026

Investor count went down between filings — Swirltex Holdings Corp.

The Jul 16, 2025 filing reports 49 investors; the Jan 7, 2026 Form D/A reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 16, 2025 ↗Form D/A (later) · Jan 7, 2026 ↗Swirltex Holdings Corp. — PartnerFacts page ↗
Sources
Worth asking · Dec 3, 2009

Investor count went down between filings — Open Labs, Inc.

The Dec 3, 2009 filing reports 16 investors; the Dec 3, 2009 Form D/A reports 15 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Dec 3, 2009 ↗Form D/A (later) · Dec 3, 2009 ↗Open Labs, Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 3, 2009

Investor count went down between filings — Open Labs, Inc.

The Dec 3, 2009 filing reports 15 investors; the Dec 3, 2009 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 3, 2009 ↗Form D/A (later) · Dec 3, 2009 ↗Open Labs, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 30, 2015 – Aug 15, 2025

7 Form Ds were filed more than 15 days after the first sale

Form D filed 66 days after the first sale — CTAN Sidecar Fund 2023, a Series of CTAN Sidecar Master Fund, LLC · Form D filed 28 days after the first sale — Axzon Inc. · Form D filed 16 days after the first sale — Swirltex Holdings Corp. · Form D filed 56 days after the first sale — CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC · Form D filed 18 days after the first sale — Axicle, Inc. · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 7, 2023 ↗CTAN Sidecar Fund 2023, a Series of CTAN Sidecar Master Fund, LLC — PartnerFacts page ↗Form D · Aug 15, 2025 ↗Axzon Inc. — PartnerFacts page ↗
Sources
Note · Dec 3, 2009 – Jan 7, 2026

10 offerings changed their target amount between filings

Offering amount lowered between filings — Swirltex Holdings Corp. · Offering amount changed between filings — Swirltex Holdings Corp. · Offering amount changed between filings — Swirltex Holdings Corp. · Offering amount changed between filings — Inovues, Inc. · Offering amount changed between filings — NarrativeDx Inc. · and 5 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 16, 2025 ↗Form D/A (later) · Jan 7, 2026 ↗Swirltex Holdings Corp. — PartnerFacts page ↗Form D/A (earlier) · Jan 7, 2026 ↗
Sources
Note · Nov 24, 2009 – Aug 15, 2025

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Axzon Inc. (latest filing Aug 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Axicle, Inc. (latest filing Nov 14, 2022) · No amendment in the last 12 months on an offering that may still be open — Inovues, Inc. (latest filing Jul 12, 2021) · No amendment in the last 12 months on an offering that may still be open — Entvantage Diagnostics, Inc. (latest filing Sep 5, 2019) · No amendment in the last 12 months on an offering that may still be open — ADBM CORP (latest filing May 24, 2019) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 15, 2025 ↗Axzon Inc. — PartnerFacts page ↗Form D · Nov 14, 2022 ↗Axicle, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – May 24, 2019

Industry group changed between filings — ADBM CORP

"Other" (Sep 30, 2014 to Apr 19, 2018); then "Other Technology" (May 24, 2019 to Jul 11, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 30, 2014 ↗Form D · May 24, 2019 ↗ADBM CORP — PartnerFacts page ↗
Sources
Note · May 3, 2012 – Jan 6, 2014

Same name, different state: "John Paulos" (MA) is a separate record

This page covers filings where the address state is TX or CA. A separate record, "John Paulos" with address state MA, is listed on 3 filings — most recently by JamHub Corp (Jan 6, 2014). Both records have filings in the same period (May 3, 2012 to Jan 6, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Paulos (MA) — PartnerFacts page ↗Form D · Jan 6, 2014 ↗JamHub Corp — PartnerFacts page ↗John Paulos (TX,CA) — this page ↗
Sources
Note · Dec 3, 2009 – Mar 30, 2026

John Paulos is listed with 2 different address states: TX, CA

TX on 37 filings (Dec 3, 2009 to Mar 30, 2026); CA on 1 filing (Nov 14, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Dec 3, 2009 ↗Form D · Nov 14, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 25 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $594,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 30, 2026 D
Axzon Inc.
File 021-578304
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2026 D/A
Swirltex Holdings Corp.
File 021-551894
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2025 D/A
CTAN Sidecar Fund 2023, a Series of CTAN Sidecar Master Fund, LLC
File 021-488895
$0$0$86,000 (est.)
This reserve amount covers fund organization and operating expenses.
None listed on this filingEDGAR ↗
Nov 21, 2025 D/A
CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC
File 021-529984
$0$0$108,000
This amount represents a one-time cost to cover fund organization and operating expenses.
None listed on this filingEDGAR ↗
Aug 15, 2025 D
Axzon Inc.
File 021-554912
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2022 D
Axicle, Inc.
File 021-464692
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2022 D
ADBM CORP
File 021-451831
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2021 D/A
Inovues, Inc.
File 021-393937
$0$0$0None listed on this filingEDGAR ↗
Sep 5, 2019 D
Entvantage Diagnostics, Inc.
File 021-348029
$0$0$0None listed on this filingEDGAR ↗
May 24, 2019 D
ADBM CORP
File 021-340342
$0$0$0None listed on this filingEDGAR ↗
May 6, 2019 D/A
NarrativeDx Inc.
File 021-312082
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2018 D
ADBM CORP
File 021-310527
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2017 D
Entvantage Diagnostics, Inc.
File 021-296663
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
Nov 22, 2016 D/A
Entvantage Diagnostics, Inc.
File 021-267616
$0$0$200,000 (est.)None listed on this filingEDGAR ↗
Oct 25, 2016 D
ADBM CORP
File 021-273186
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2016 D
FlowBelow Aero, Inc.
File 021-270008
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2016 D
FlowBelow Aero, Inc.
File 021-265394
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2015 D
METAL NETWORKS, INC.
File 021-251315
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
ADBM CORP
File 021-225491
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2014 D
RFMicron, Inc.
File 021-224351
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2014 D
FlowBelow Aero, Inc.
File 021-214603
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2013 D
FlowBelow Aero, Inc.
File 021-203987
$0$0$0None listed on this filingEDGAR ↗
May 15, 2012 D
RFMicron, Inc.
File 021-178246
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2011 D/A
RFMicron, Inc.
File 021-138833
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2009 D/A
Open Labs, Inc.
File 021-136582
$0$0$0
No such payments other than compensation to executive officers intheir roles as employees.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named John Paulos on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other Technology

Axzon Inc.

Austin, TX · Aug 15, 2025 → Mar 30, 2026 · 2 filings
  • Mar 30, 2026 · D · $500,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2025 · D · $1,000,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1M from 3 investors (100% of the $1M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Environmental Services

Swirltex Holdings Corp.

Calgary, Alberta, Canada (as filed: A0) · Jul 16, 2025 → Jan 7, 2026 · 4 filings
  • Jan 7, 2026 · D/A · $3,233,115 sold of $3,545,540 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 7, 2026 · D/A · $1,392,548 sold of $1,704,953 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 16, 2025 · D/A · $3,204,115 sold of $3,545,540 · 49 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 16, 2025 · D · $1,363,548 sold of $1,704,953 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.23M from 49 investors (91% of the $3.55M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Environmental Services / 506(b) (83 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Other · group: Finally

CTAN Sidecar Fund 2023, a Series of CTAN Sidecar Master Fund, LLC

Salt Lake City, UT · Aug 7, 2023 → Nov 21, 2025 · 2 filings
  • Nov 21, 2025 · D/A · $1,075,000 sold of $1,075,000 · 15 investors · min. $20,000 · role: Executive Officer (Managing Director of the Issuer) EDGAR ↗
  • Aug 7, 2023 · D · $1,075,000 sold of $1,075,000 · 15 investors · min. $20,000 · role: Executive Officer (Managing Director of the Issuer's Manager) EDGAR ↗

Raised $1.07M from 15 investors (100% of the $1.07M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Other · group: Finally

CTAN SIDECAR FUND 2024 A SERIES OF CTAN SIDECAR MASTER FUND LLC

Austin, TX · Nov 20, 2024 → Nov 21, 2025 · 3 filings
  • Nov 21, 2025 · D/A · $1,350,000 sold of $1,350,000 · 27 investors · min. $20,000 · role: Executive Officer (Managing Director of the Issuer) EDGAR ↗
  • Nov 21, 2024 · D/A · $1,350,000 sold of $1,350,000 · 27 investors · min. $20,000 · role: Executive Officer (Managing Director of the Issuer's Manager) EDGAR ↗
  • Nov 20, 2024 · D · $1,350,000 sold of $1,350,000 · 27 investors · min. $20,000 · role: Executive Officer (Managing Director of the Issuer's Manager) EDGAR ↗

Raised $1.35M from 27 investors (100% of the $1.35M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Technology

Axicle, Inc.

Redondo Beach, CA · Nov 14, 2022
  • Nov 14, 2022 · D · $1,297,548 sold of $2,226,750 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.3M from 26 investors (58% of the $2.23M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other Technology

ADBM CORP

Austin, TX · Sep 30, 2014 → Jul 11, 2022 · 5 filings
  • Jul 11, 2022 · D · $1,365,778 sold of $1,365,778 · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2019 · D · $155,000 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 19, 2018 · D · $181,369 sold of $1,500,006 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 25, 2016 · D · $65,000 sold of $800,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 30, 2014 · D · $1,768,947 sold of $1,819,845 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.77M from 28 investors (100% of the $1.37M target) as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Other

Inovues, Inc.

Houston, TX · Mar 30, 2021 → Jul 12, 2021 · 2 filings
  • Jul 12, 2021 · D/A · $2,357,000 sold of $2,786,597 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 30, 2021 · D · $875,000 sold of $1,500,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.36M from 21 investors (85% of the $2.79M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ED
Other Health Care · group: Entvantage

Entvantage Diagnostics, Inc.

Austin, TX · Jul 25, 2016 → Sep 5, 2019 · 4 filings
  • Sep 5, 2019 · D · $515,000 sold of $1,036,146 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 13, 2017 · D · $3,304,639 sold of $5,000,000 · 45 investors · min. $5,000 · role: Director EDGAR ↗
  • Nov 22, 2016 · D/A · $1,450,000 sold of $2,500,000 · 14 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 25, 2016 · D · $1,450,000 sold of $2,000,000 · 14 investors · min. $25,000 · role: Director EDGAR ↗

Raised $3.3M from 45 investors (100% of the $1.04M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Other Health Care

NarrativeDx Inc.

Austin, TX · May 10, 2018 → May 6, 2019 · 2 filings
  • May 6, 2019 · D/A · $2,975,000 sold of $2,975,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 10, 2018 · D · $1,075,000 sold of $2,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.67M from 20 investors (100% of the $2.98M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Other Technology

FlowBelow Aero, Inc.

Austin, TX · Oct 4, 2013 → Sep 1, 2016 · 4 filings
  • Sep 1, 2016 · D · $1,533,265 sold of $3,033,265 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2016 · D · $1,500,000 sold of $1,500,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 31, 2014 · D · $120,000 sold of $249,440 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 4, 2013 · D · $139,559 sold of $408,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.53M from 26 investors (51% of the $3.03M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MN
Other

METAL NETWORKS, INC.

Houston, TX · Nov 16, 2015
  • Nov 16, 2015 · D · $1,450,000 sold of $1,450,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗

Raised $3.83M from 21 investors (100% of the $1.45M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Other Technology

RFMicron, Inc.

Austin, TX · Feb 18, 2010 → Sep 9, 2014 · 4 filings
  • Sep 9, 2014 · D · $2,160,126 sold of $2,500,000 · 6 investors · min. $1 · role: Director EDGAR ↗
  • May 15, 2012 · D · $2,000,001 sold of $3,000,001 · 3 investors · min. $1 · role: Director EDGAR ↗
  • Apr 8, 2011 · D/A · $1,575,630 sold of $1,814,799 · 5 investors · min. $1 · role: Director EDGAR ↗
  • Feb 18, 2010 · D · $550,630 sold of $1,050,630 · 3 investors · min. $1 · role: Director EDGAR ↗

Raised $2.16M from 6 investors (86% of the $2.5M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OL
Other Technology

Open Labs, Inc.

Austin, TX · Dec 3, 2009 → Dec 3, 2009 · 4 filings
  • Dec 3, 2009 · D/A · $2,173,902 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 3, 2009 · D/A · $2,516,416 sold of $2,516,416 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 3, 2009 · D · $2,173,902 sold of Indefinite · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 3, 2009 · D · $2,516,416 sold of $2,516,416 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.52M from 16 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Paulos — MA, 1 issuer, May 3, 2012 → Jan 6, 2014 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

FF
Management entity

Finally Fund Admin

Director · 5 shared filings (2 issuers) · also on 278 other issuers

Finally Fund Admin is on 280 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Shahriar Rokhsaz

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as John Paulos. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Daryl Ostrander

Director · 5 shared filings (2 issuers)

Listed on the same filings as John Paulos. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Walker

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as John Paulos. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wochner

Executive Officer, Director, Promoter · 5 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rina Hartline

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Garlough

Executive Officer · 4 shared filings (2 issuers) · also on 220 other issuers

Melissa Garlough is on 222 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph S Skraba

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Paulos. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard John Hawkins

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Richard John Hawkins is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Hamilton Coleman

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Paulos. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Lev

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cliff Mountain

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

VW
No photo found yet (own website and image search run after this page is viewed)
Person

Victor Wong

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mansoor Ghori

Director · 4 shared filings (1 issuer) · also on 9 other issuers

Mansoor Ghori is on 10 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Hashman

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Gonzales

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Aaronson

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Butler

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter James Christou

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Terrance Mah

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas O. Miesner

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Dominik Elsaesser

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Jacobsson

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Jacob Jacobsson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

G
No photo found yet (own website and image search run after this page is viewed)
Person

JR Garcia

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Schmidt

Director · 2 shared filings (1 issuer) · also on 11 other issuers

William Schmidt is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Bakken

Director · 2 shared filings (1 issuer) · also on 30 other issuers

Mark Bakken is on 31 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Senem Guney

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Robertson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Paulos. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Maurer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Shah

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Anas Al Kassas

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

Nhi Nguyen

Executive Officer · 1 shared filing (1 issuer) · also on 74 other issuers

Nhi Nguyen is on 75 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Clark

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Andrew Clark is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian R. Smith

Director · 1 shared filing (1 issuer) · also on 51 other issuers

Brian R. Smith is on 52 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Bradley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Politte

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carlo Strippoli

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Paulos. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Ellenthal

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Riskind

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Paulos. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Finally

166 issuers · 299 filings · $235.7M reported sold · 2018–2026

One team, 166 deal companies. John Paulos is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Paulos.

E
Sponsor group

Entvantage

2 issuers · 7 filings · $1.66M reported sold · 2015–2021

One team, 2 deal companies. John Paulos is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Paulos.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 13 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Paulos by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Paulos is listed on: none on file. No website or social profile named in Open Labs, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,537 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗California — find the county court ↗Los Angeles Superior Court case search ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗California Secretary of State business search ↗Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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