John Pappajohn is listed as a director on 1 SEC Form D filing by 1 issuer in May 2011: Gate Technologies, LLC (Cold Spring Harbor, NY — other banking and financial services — 2011; $2.15M reported sold to 2 investors).
What this means One deal on file with the SEC, filed May 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Dean Stamos (1 shared filing), James O'Reilly (1 shared filing), Jeanne Murtaugh (1 shared filing), John Goldsmith (1 shared filing), Joseph Latona (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
The issuer belongs to the sponsor group Gate (2 issuers, $1.33M reported sold, 2011–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Gate has 2 companies on file and $1.33M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for John Pappajohn and found 6 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Michael Borlinghaus, Joseph Latona, Leonard Bellezza, Jeffrey F. Green, Joseph P. Greenwald, and Heinz Grein (Sep 25, 1997); Regulator action naming a team member: Joseph Latona (May 28, 1997); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.