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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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John Oliva

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 26, 2009 → Jun 3, 2020

53deals (issuers)
$19.94Breported sold
5,685investors
236Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Oliva is listed as an executive officer and director on 236 SEC Form D filings by 53 issuers between Mar 2009 and Jun 2020. Largest by amount reported sold: Highbridge Multi-Strategy Fund Corp (New York, NY — pooled investment fund — 2010–2019; $3.99B reported sold to 652 investors), Highbridge Multi-Strategy Fund, L.P. (New York, NY — pooled investment fund — 2010–2019; $2.48B reported sold to 490 investors), Highbridge Tactical Credit Fund, Ltd. (New York, NY — pooled investment fund — 2013–2019; $1.25B reported sold to 237 investors), Highbridge Tactical Credit Fund, L.P. (New York, NY — pooled investment fund — 2013–2019; $1.18B reported sold to 263 investors), Highbridge Long Short Equity Fund L P (New York, NY — pooled investment fund — 2010–2013; $961.1M reported sold to 192 investors) and 48 more (all listed below).

What this means That is a lot of deals — 53 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $19.94B sold in total.

Listed alongside Clive Harris (230 shared filings), Richard Crawshaw (230 shared filings), Glenn Dubin (11 shared filings), Andy Harding (6 shared filings), Bryony Robottom (6 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Hps (272 issuers, $84.86B reported sold, 2009–2026), Liquid Loan (3 issuers, $111.6M reported sold, 2011–2025), Group linked by Clive Harris (2 issuers, $17.2M reported sold, 2010–2012) and Group linked by Clive Harris (2 issuers, $1.22B reported sold, 2014–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 236 public filings for John Oliva and found 13 differences, 3 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Oliva has not run yet — it is joining a line of 6,960 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Oliva..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

John Oliva and Robin Oliva closed
United States Bankruptcy Court, N.D. Illinois · No. 10-38039 · Filed Aug 25, 2010 · Closed Nov 23, 2010
Role of John Oliva and Robin Oliva: Debtor · Outcome: Case closed 2010-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in IL (not a filing state)
John Oliva and Robin Oliva closed
United States Bankruptcy Court, N.D. Illinois · No. 10-27225 · Filed Jun 17, 2010 · Closed Aug 9, 2010
Role of John Oliva and Robin Oliva: Debtor · Outcome: Case closed 2010-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in IL (not a filing state)
John Oliva and Stacey Oliva closed
United States Bankruptcy Court, E.D. California · No. 07-30669 · Filed Dec 10, 2007 · Closed Mar 28, 2008
Role of John Oliva and Stacey Oliva: Debtor · Outcome: Case closed 2008-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
John M. Oliva closed
United States Bankruptcy Court, D. Massachusetts · No. 04-11124 · Filed Feb 13, 2004 · Closed Feb 3, 2005
Role of John M. Oliva: Debtor · Outcome: Case closed 2005-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in MA (not a filing state)
John L Oliva closed
United States Bankruptcy Court, D. New Jersey · No. 02-14829 · Filed May 13, 2002 · Closed Mar 6, 2003
Role of John L Oliva: Debtor · Outcome: Case closed 2003-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in NJ (not a filing state)
John Oliva and Julie Oliva closed
United States Bankruptcy Court, E.D. New York · No. 8-99-83926 · Filed May 11, 1999 · Closed Sep 23, 1999
Role of John Oliva and Julie Oliva: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in the person's filing state (NY)
John J Oliva and Robin E Oliva closed
United States Bankruptcy Court, N.D. Illinois · No. 98-30705 · Filed Sep 30, 1998 · Closed Jan 15, 1999
Role of John J Oliva and Robin E Oliva: Debtor · Outcome: Case closed 1999-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in IL (not a filing state)
John A Oliva and Stacey M Oliva closed
United States Bankruptcy Court, C.D. California · No. 9:97-bk-12995 · Filed Jun 11, 1997 · Closed Jan 21, 1998
Role of John A Oliva and Stacey M Oliva: Debtor · Outcome: Case closed 1998-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
John J. Oliva and Maria C. Oliva closed
United States Bankruptcy Court, S.D. Georgia · No. 96-42110 · Filed Aug 23, 1996 · Closed Aug 7, 1997
Role of John J. Oliva and Maria C. Oliva: Debtor · Outcome: Case closed 1997-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in GA (not a filing state)
John Oliva and Mary Oliva closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-14160 · Filed Dec 1, 1993 · Closed Jan 9, 1997
Role of John Oliva and Mary Oliva: Debtor · Outcome: Case closed 1997-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
John M. Oliva closed
United States Bankruptcy Court, D. Utah · No. 91-24679 · Filed Jul 22, 1991 · Closed Nov 21, 1991
Role of John M. Oliva: Debtor · Outcome: Case closed 1991-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in UT (not a filing state)
John J. Oliva and Maureen E Oliva closed
United States Bankruptcy Court, N.D. Illinois · No. 91-06131 · Filed Mar 21, 1991 · Closed Oct 15, 1991
Role of John J. Oliva and Maureen E Oliva: Debtor · Outcome: Case closed 1991-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Oliva — 3 worth asking about (compared the newest 50 of 236 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 20, 2019 – Jun 1, 2020

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — 1992 Co-Invest (Offshore) L.P. · Amount sold went down between filings — AM ASIA STRATEGIES FUND LP · Amount sold went down between filings — AM ASIA STRATEGIES FUND LTD. · Amount sold went down between filings — Highbridge Strategic Credit Fund (Delaware), L.P.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 11, 2019 ↗Form D/A (later) · Jun 1, 2020 ↗1992 Co-Invest (Offshore) L.P. — PartnerFacts page ↗Form D/A (earlier) · Oct 30, 2019 ↗
Sources
Worth asking · Sep 5, 2019 – Aug 25, 2020

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Highbridge Tactical Credit Institutional Fund, Ltd. · Investor count went down between filings — AM ASIA STRATEGIES FUND LP · Investor count went down between filings — Highbridge Strategic Credit Fund (Cayman), L.P. · Investor count went down between filings — Highbridge Strategic Credit Fund (Delaware), L.P.

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Oct 30, 2019 ↗Form D/A (later) · Aug 25, 2020 ↗Highbridge Tactical Credit Institutional Fund, Ltd. — PartnerFacts page ↗Form D/A (earlier) · Oct 30, 2019 ↗
Sources
Worth asking · Feb 20, 2019 – Aug 26, 2020

7 people are no longer listed on a later amendment

John Oliva is no longer listed on the Aug 26, 2020 amendment — Highbridge Convertible Dislocation Fund (Delaware), L.P. · John Oliva is no longer listed on the Aug 26, 2020 amendment — Highbridge Convertible Dislocation Fund (Cayman), L.P. · John Oliva is no longer listed on the Aug 25, 2020 amendment — Highbridge Tactical Credit Fund, L.P. · John Oliva is no longer listed on the Aug 25, 2020 amendment — Highbridge Tactical Credit Institutional Fund, Ltd. · John Oliva is no longer listed on the Aug 25, 2020 amendment — Highbridge Tactical Credit Fund, Ltd. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · May 26, 2020 ↗Form D/A · Aug 26, 2020 ↗John Oliva — PartnerFacts page ↗Highbridge Convertible Dislocation Fund (Delaware), L.P. — PartnerFacts page ↗
Sources
Note · May 18, 2020 – Jun 3, 2020

Form D filed 16 days after the first sale — 1992 Co-Invest (Offshore) L.P.

The filing says the first sale was May 18, 2020. The Form D was filed Jun 3, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 3, 2020 ↗1992 Co-Invest (Offshore) L.P. — PartnerFacts page ↗
Sources
Note · May 18, 2020 – Jun 3, 2020

Form D filed 16 days after the first sale — 1992 Co-Invest L.P.

The filing says the first sale was May 18, 2020. The Form D was filed Jun 3, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 3, 2020 ↗1992 Co-Invest L.P. — PartnerFacts page ↗
Sources
Note · Sep 1, 1992 – Jun 3, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — 1992 Co-Invest (Offshore) L.P. (latest filing Jun 3, 2020) · No amendment in the last 12 months on an offering that may still be open — 1992 Co-Invest L.P. (latest filing Jun 3, 2020) · No amendment in the last 12 months on an offering that may still be open — 1992 Co-Invest L.P. (latest filing Jun 1, 2020) · No amendment in the last 12 months on an offering that may still be open — 1992 Co-Invest (Offshore) L.P. (latest filing Jun 1, 2020) · No amendment in the last 12 months on an offering that may still be open — Highbridge Strategic Credit Fund (Cayman), L.P. (latest filing Oct 30, 2019) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 3, 2020 ↗1992 Co-Invest (Offshore) L.P. — PartnerFacts page ↗Form D · Jun 3, 2020 ↗1992 Co-Invest L.P. — PartnerFacts page ↗
Sources
Note · Oct 30, 2019 – Jan 14, 2020

Address moved from New York, NY to Hong Kong, Hong Kong (as filed: K3) — AM ASIA STRATEGIES FUND LP

The people listed on the Oct 30, 2019 filing give New York, NY; on the Jan 14, 2020 filing they give Hong Kong, Hong Kong (as filed: K3).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Oct 30, 2019 ↗Form D/A · Jan 14, 2020 ↗AM ASIA STRATEGIES FUND LP — PartnerFacts page ↗
Sources
Note · Feb 20, 2019 – Jan 14, 2020

Address moved from New York, NY to Hong Kong, Hong Kong (as filed: K3) — AM ASIA STRATEGIES FUND LTD.

The people listed on the Feb 20, 2019 filing give New York, NY; on the Jan 14, 2020 filing they give Hong Kong, Hong Kong (as filed: K3).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 20, 2019 ↗Form D/A · Jan 14, 2020 ↗AM ASIA STRATEGIES FUND LTD. — PartnerFacts page ↗
Sources
Note · Jun 7, 2017 – Jun 1, 2020

Minimum investment changed between filings — 1992 Co-Invest L.P.

The Jun 7, 2017 filing lists a minimum of $1; the Jun 1, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 7, 2017 ↗Form D/A (later) · Jun 1, 2020 ↗1992 Co-Invest L.P. — PartnerFacts page ↗
Sources
Note · Apr 11, 2019 – Jun 1, 2020

Minimum investment changed between filings — 1992 Co-Invest (Offshore) L.P.

The Apr 11, 2019 filing lists a minimum of $100,000; the Jun 1, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 11, 2019 ↗Form D/A (later) · Jun 1, 2020 ↗1992 Co-Invest (Offshore) L.P. — PartnerFacts page ↗
Sources
Note · Oct 30, 2019 – Jan 14, 2020

Minimum investment changed between filings — AM ASIA STRATEGIES FUND LP

The Oct 30, 2019 filing lists a minimum of $0; the Jan 14, 2020 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 30, 2019 ↗Form D/A (later) · Jan 14, 2020 ↗AM ASIA STRATEGIES FUND LP — PartnerFacts page ↗
Sources
Note · Feb 20, 2019 – Jan 14, 2020

Minimum investment changed between filings — AM ASIA STRATEGIES FUND LTD.

The Feb 20, 2019 filing lists a minimum of $100,000; the Jan 14, 2020 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 20, 2019 ↗Form D/A (later) · Jan 14, 2020 ↗AM ASIA STRATEGIES FUND LTD. — PartnerFacts page ↗
Sources
Note · Apr 23, 2018 – Apr 11, 2019

Minimum investment changed between filings — 1992 Co-Invest L.P.

The Apr 23, 2018 filing lists a minimum of $1; the Apr 11, 2019 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 23, 2018 ↗Form D/A (later) · Apr 11, 2019 ↗1992 Co-Invest L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 236 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

6 of 58 offerings report sales commissions totalling $28,698,389; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 3, 2020 D
1992 Co-Invest L.P.
File 021-368156
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2020 D
1992 Co-Invest (Offshore) L.P.
File 021-368157
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2020 D/A
1992 Co-Invest L.P.
File 021-288245
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2020 D/A
1992 Co-Invest (Offshore) L.P.
File 021-310810
$0$0$0None listed on this filingEDGAR ↗
May 26, 2020 D
Highbridge Convertible Dislocation Fund (Cayman), L.P.
File 021-367694
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments, Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments, Inc. (CRD 102920 ↗)
EDGAR ↗
May 26, 2020 D
Highbridge Convertible Dislocation Fund (Delaware), L.P.
File 021-367696
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments, Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments, Inc. (CRD 102920 ↗)
EDGAR ↗
Oct 30, 2019 D/A
Highbridge Tactical Credit Fund, L.P.
File 021-198987
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD 102920 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Oct 30, 2019 D/A
Highbridge Tactical Credit Fund, Ltd.
File 021-198988
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD 102920 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Oct 30, 2019 D/A
AM ASIA STRATEGIES FUND LP
File 021-216169
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Oct 30, 2019 D/A
Highbridge Tactical Credit Institutional Fund, Ltd.
File 021-311047
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD 102920 ↗)
EDGAR ↗
Oct 30, 2019 D/A
Highbridge Strategic Credit Fund (Delaware), L.P.
File 021-320740
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD 102920 ↗)
EDGAR ↗
Oct 30, 2019 D/A
Highbridge Strategic Credit Fund (Cayman), L.P.
File 021-320745
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD 102920 ↗)
EDGAR ↗
Apr 18, 2019 D/A
Highbridge Multi-Strategy Fund Corp
File 021-93192-1N
$13,162,204 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"Johnson Capital, LLC (""Johnson Capital"")" BrokerCheck CRD 47535 ↗
via Johnson Capital, LLC (CRD 47535 ↗)

"NEWEDGE USA, LLC (""Newedge"")" BrokerCheck CRD 36118 ↗
via NEWEDGE USA, LLC (CRD 36118 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)

"UBS FINANCIAL SERVICES INC. (""UBS"")" BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)
EDGAR ↗
Apr 18, 2019 D/A
Highbridge Multi-Strategy Fund, L.P.
File 021-77184
$11,607,339 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"UBS FINANCIAL SERVICES INC. (""UBS"")" BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Apr 18, 2019 D/A
Highbridge Multi-Strategy Institutional Fund, Ltd.
File 021-158262
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"NEWEDGE USA, LLC (""Newedge"")" BrokerCheck CRD 36118 ↗
via NEWEDGE USA, LLC (CRD 36118 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)

"UBS FINANCIAL SERVICES INC. (""UBS"")" BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)
EDGAR ↗
Apr 11, 2019 D/A
1992 Co-Invest L.P.
File 021-310808
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2019 D/A
AM ASIA STRATEGIES FUND LTD.
File 021-216170
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Oct 10, 2017 D
1992 Co-Invest (Offshore) L.P.
File 021-296257
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2017 D
1992 Co-Invest (Offshore) L.P.
File 021-288246
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2015 D
Institutional Credit Fund, L.P.
File 021-250430
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Jun 12, 2015 D/A
Liquid Loan Opportunities Trust
File 021-158897
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)

"JPMorgan Distribution Services, Inc. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMorgan Distribution Services, Inc. (CRD 104234 ↗)
EDGAR ↗
Jun 12, 2015 D/A
Liquid Loan Opportunities Fund, L.P.
File 021-158899
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)

"JPMorgan Distribution Services, Inc. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMorgan Distribution Services, Inc. (CRD 104234 ↗)
EDGAR ↗
Jun 12, 2015 D/A
Liquid Loan Opportunities Onshore Fund, L.P.
File 021-158900
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)

"JPMorgan Distribution Services, Inc. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMorgan Distribution Services, Inc. (CRD 104234 ↗)
EDGAR ↗
Jun 5, 2015 D/A
Credit Opportunities Fund 2011, L.P.
File 021-162827
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Jun 5, 2015 D/A
Credit Opportunities Fund 2011, Ltd.
File 021-162829
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"J.P. Morgan Institutional Investments Inc. (""JPMII"")" BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Apr 13, 2015 D/A
Highbridge Asia Strategies Master Fund, L.P.
File 021-195412
$0$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 3, 2014 D/A
Highbridge Leveraged Loan Partners Fund III, L.P.
File 021-150370
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 3, 2014 D/A
Highbridge Leveraged Loan Partners Offshore Fund III, L.P.
File 021-150371
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Feb 3, 2014 D/A
HB Multi-Strategy Holdings, L.P.
File 021-133202
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Feb 3, 2014 D/A
HB Multi-Strategy Holdings, Ltd.
File 021-133204
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Feb 3, 2014 D/A
Highbridge Stat Arb Partners LLC
File 021-133201
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 18, 2013 D/A
Highbridge Quantitative Commodities Fund, Ltd.
File 021-135732
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Nov 6, 2013 D/A
Highbridge Quantitative Commodities Fund, L.P.
File 021-135730
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Nov 6, 2013 D/A
HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND L P
File 021-99119
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Oct 16, 2013 D/A
Highbridge Long Short Equity Fund Ltd
File 021-69225
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 16, 2013 D/A
Highbridge Long Short Institutional Fund Ltd
File 021-128814
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 16, 2013 D/A
Highbridge Long Short Equity Fund L P
File 021-69168
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Oct 16, 2013 D/A
HIGHBRIDGE LONG TERM EQUITY PARTNERS LP
File 021-117111
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 27, 2013 D/A
Highbridge Global Macro Strategies Fund, L.P.
File 021-163357
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jun 27, 2013 D/A
Highbridge Global Macro Strategies Fund, Ltd.
File 021-163358
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jan 18, 2013 D
Highbridge Systematic Strategies Fund, L.P.
File 021-190551
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via "J.P. Morgan Securities LLC (""JPM"")" (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPII"")" BrokerCheck CRD 102920 ↗
via "J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPII"")" (CRD 102920 ↗)
EDGAR ↗
Jan 18, 2013 D
Highbridge Systematic Strategies Fund, Ltd.
File 021-190552
$0 (est.)$0$0"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via "J.P. Morgan Securities LLC (""JPM"")" (CRD 79 ↗)

"J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPII"")" BrokerCheck CRD 102920 ↗
via "J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (""JPII"")" (CRD 102920 ↗)
EDGAR ↗
Dec 21, 2012 D/A
HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND LTD
File 021-99108
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Feb 14, 2012 D/A
HB ASIA HOLDINGS LP
File 021-129824
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 14, 2012 D/A
HB ASIA HOLDINGS LTD
File 021-129823
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 22, 2010 D/A
Highbridge Statistically Enhanced Equity Portfolio US Ltd
File 021-128859
$569,423 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

NEWEDGE USA, LLC BrokerCheck CRD 36118 ↗
via NEWEDGE USA, LLC (CRD 36118 ↗)
EDGAR ↗
Dec 1, 2010 D/A
Highbridge Statistically Enhanced Equity Portfolio Europe L P
File 021-100623
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Dec 1, 2010 D/A
HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO JAPAN L P
File 021-100369
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Dec 1, 2010 D/A
Highbridge Statistically Enhanced Equity Portfolio US L P
File 021-128805
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Dec 1, 2010 D/A
HIGHBRIDGE EVENT DRIVEN OPPORTUNITIES FUND, L.P.
File 021-139832
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Nov 29, 2010 D/A
HIGHBRIDGE ASIA OPPORTUNITIES FUND LP
File 021-85669
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

"JPMORGAN DISTRIBUTION SERVICES, INC. (""JPMDS"")" BrokerCheck CRD 104234 ↗
via JPMORGAN DISTRIBUTION SERVICES, INC. (CRD 104234 ↗)
EDGAR ↗
Oct 21, 2010 D/A
HIGHBRIDGE ASIA OPPORTUNITIES INSTITUTIONAL FUND LTD
File 021-118396
$0 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 21, 2010 D/A
HIGHBRIDGE ASIA OPPORTUNITIES FUND LTD
File 021-85565
$569,423 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)

NEWEDGE USA, LLC BrokerCheck CRD 36118 ↗
via NEWEDGE USA, LLC (CRD 36118 ↗)
EDGAR ↗
Jul 23, 2010 D
Highbridge Principal Strategies - Irish Senior Loan Fund II plc
File 021-145375
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 15, 2010 D/A
Highbridge Principal Strategies - Senior Loan Fund II, L.P.
File 021-138656
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 15, 2010 D/A
Highbridge Principal Strategies - Senior Loan Fund II-L, L.P.
File 021-139201
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 26, 2009 D
Highbridge Convertible Arbitrage Opportunities Fund, Ltd.
File 021-128890
$700,000 (est.)$0$0 (est.)J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)
EDGAR ↗
Mar 26, 2009 D
HIGHBRIDGE CONVERTIBLE ARBITRAGE OPPORTUNITIES FUND, L.P.
File 021-128891
$2,090,000 (est.)$0$0 (est.)J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗
via J.P. Morgan Securities Inc. (CRD 79 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 53

Every issuer that named John Oliva on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

1C
Pooled Investment Fund · group: Hps

1992 Co-Invest (Offshore) L.P.

New York, NY · Jun 7, 2017 → Jun 3, 2020 · 6 filings
  • Jun 3, 2020 · D · $8,512,828 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 1, 2020 · D/A · $8,512,828 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2019 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Apr 23, 2018 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Oct 10, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 7, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $55.4M from 1 investor as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1C
Pooled Investment Fund · group: Hps

1992 Co-Invest L.P.

New York, NY · Jun 7, 2017 → Jun 3, 2020 · 5 filings
  • Jun 3, 2020 · D · $3,644,812 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 1, 2020 · D/A · $3,644,812 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2019 · D/A · $17,365,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Apr 23, 2018 · D · $17,365,000 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 7, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $17.4M from 12 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Hps

Highbridge Convertible Dislocation Fund (Delaware), L.P.

New York, NY · May 26, 2020
  • May 26, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $684.3M from 266 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Hps

Highbridge Convertible Dislocation Fund (Cayman), L.P.

New York, NY · May 26, 2020
  • May 26, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $684.3M from 108 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Hps

Highbridge Strategic Credit Fund (Cayman), L.P.

New York, NY · Sep 6, 2018 → Oct 30, 2019 · 3 filings
  • Oct 30, 2019 · D/A · $58,250,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 5, 2019 · D/A · $58,000,000 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 6, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $58.3M from 49 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Hps

Highbridge Strategic Credit Fund (Delaware), L.P.

New York, NY · Sep 6, 2018 → Oct 30, 2019 · 3 filings
  • Oct 30, 2019 · D/A · $145,180,000 sold of Indefinite · 148 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 5, 2019 · D/A · $145,430,000 sold of Indefinite · 151 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 6, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $145.4M from 151 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Group linked by Clive Harris

AM ASIA STRATEGIES FUND LP

Hong Kong, Hong Kong (as filed: K3) · Apr 24, 2014 → Oct 30, 2019 · 8 filings
  • Oct 30, 2019 · D/A · $63,398,888 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2019 · D/A · $63,398,888 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $56,744,471 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $48,330,806 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 14, 2017 · D/A · $48,330,806 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 15, 2016 · D/A · $76,075,613 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $41,106,958 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 24, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $799M from 15 investors as of the latest filing. John is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
Pooled Investment Fund · group: Hps

Highbridge Tactical Credit Fund, L.P.

New York, NY · Jul 2, 2013 → Oct 30, 2019 · 9 filings
  • Oct 30, 2019 · D/A · $226,729,238 sold of Indefinite · 182 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2019 · D/A · $162,932,912 sold of Indefinite · 139 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $124,519,651 sold of Indefinite · 115 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $80,239,060 sold of Indefinite · 69 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2017 · D/A · $77,396,696 sold of Indefinite · 69 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $59,504,368 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 12, 2015 · D/A · $56,671,672 sold of Indefinite · 59 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 25, 2014 · D/A · $38,990,830 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 2, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $1.18B from 263 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
Pooled Investment Fund · group: Hps

Highbridge Tactical Credit Fund, Ltd.

New York, NY · Jul 2, 2013 → Oct 30, 2019 · 10 filings
  • Oct 30, 2019 · D/A · $95,539,839 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2019 · D/A · $77,748,150 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $40,784,126 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $12,307,237 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2017 · D/A · $12,057,237 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $12,057,237 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $12,032,500 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 12, 2015 · D/A · $12,032,500 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 25, 2014 · D/A · $7,250,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 2, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $1.25B from 237 investors as of the latest filing. John is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
Pooled Investment Fund · group: Hps

Highbridge Tactical Credit Institutional Fund, Ltd.

New York, NY · Apr 26, 2018 → Oct 30, 2019 · 4 filings
  • Oct 30, 2019 · D/A · $183,386,906 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2019 · D/A · $95,300,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2019 · D/A · $73,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $448.3M from 13 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Hps

Highbridge Multi-Strategy Fund Corp

New York, NY · Mar 3, 2010 → Apr 18, 2019 · 13 filings
  • Apr 18, 2019 · D/A · $3,987,179,057 sold of Indefinite · 652 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $3,916,397,769 sold of Indefinite · 644 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $3,911,366,366 sold of Indefinite · 643 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2017 · D/A · $3,905,311,366 sold of Indefinite · 639 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $3,888,311,366 sold of Indefinite · 633 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 30, 2015 · D/A · $3,315,153,217 sold of Indefinite · 600 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 12, 2015 · D/A · $3,172,400,914 sold of Indefinite · 598 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 18, 2014 · D/A · $3,168,925,499 sold of Indefinite · 598 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 18, 2013 · D/A · $3,156,620,685 sold of Indefinite · 594 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2012 · D/A · $3,152,370,685 sold of Indefinite · 592 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2011 · D/A · $3,112,511,390 sold of Indefinite · 516 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 22, 2010 · D/A · $3,109,071,390 sold of Indefinite · 515 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $3,107,071,390 sold of Indefinite · 513 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $3.99B from 652 investors as of the latest filing. John is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Hps

Highbridge Multi-Strategy Institutional Fund, Ltd.

New York, NY · Apr 13, 2011 → Apr 18, 2019 · 11 filings
  • Apr 18, 2019 · D/A · $439,543,374 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $439,543,374 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $314,543,374 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2017 · D/A · $314,543,374 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $164,543,374 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 12, 2015 · D/A · $163,968,028 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 2, 2015 · D/A · $163,968,028 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 4, 2014 · D/A · $151,968,028 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 6, 2013 · D/A · $150,489,782 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 16, 2012 · D/A · $100,489,782 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 13, 2011 · D · $84,054,317 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $439.5M from 8 investors as of the latest filing. John is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Hps

Highbridge Multi-Strategy Fund, L.P.

New York, NY · Mar 3, 2010 → Apr 18, 2019 · 12 filings
  • Apr 18, 2019 · D/A · $2,484,460,519 sold of Indefinite · 490 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 18, 2018 · D/A · $2,478,735,765 sold of Indefinite · 489 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D/A · $2,273,743,545 sold of Indefinite · 489 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2017 · D/A · $2,273,743,545 sold of Indefinite · 489 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 14, 2016 · D/A · $1,961,954,256 sold of Indefinite · 486 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 12, 2015 · D/A · $1,949,117,179 sold of Indefinite · 483 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 27, 2014 · D/A · $1,920,432,025 sold of Indefinite · 482 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 6, 2013 · D/A · $1,907,048,650 sold of Indefinite · 482 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 13, 2012 · D/A · $1,888,692,622 sold of Indefinite · 479 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 16, 2011 · D/A · $1,872,839,254 sold of Indefinite · 474 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 29, 2010 · D/A · $1,826,016,751 sold of Indefinite · 462 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $1,480,628,777 sold of Indefinite · 399 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $2.48B from 490 investors as of the latest filing. John is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Group linked by Clive Harris

AM ASIA STRATEGIES FUND LTD.

Hong Kong, Hong Kong (as filed: K3) · Apr 24, 2014 → Feb 20, 2019 · 6 filings
  • Feb 20, 2019 · D/A · $40,846,031 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 22, 2018 · D/A · $8,639,480 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 14, 2017 · D/A · $8,639,480 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 15, 2016 · D/A · $3,246 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 24, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $498.6M from 59 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Pooled Investment Fund

Institutional Credit Fund, L.P.

New York, NY · Oct 30, 2015
  • Oct 30, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $271.9M from 22 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Liquid Loan

Liquid Loan Opportunities Trust

New York, NY · Apr 26, 2011 → Jun 12, 2015 · 6 filings
  • Jun 12, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 13, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 17, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 24, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 26, 2011 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the parent company of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Liquid Loan

Liquid Loan Opportunities Onshore Fund, L.P.

New York, NY · Apr 26, 2011 → Jun 12, 2015 · 6 filings
  • Jun 12, 2015 · D/A · $23,204,325 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $23,176,632 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D/A · $8,624,437 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 17, 2013 · D/A · $6,574,819 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 24, 2012 · D/A · $5,267,139 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 26, 2011 · D · $260,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $58.4M from 9 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Pooled Investment Fund · group: Liquid Loan

Liquid Loan Opportunities Fund, L.P.

New York, NY · Apr 26, 2011 → Jun 12, 2015 · 6 filings
  • Jun 12, 2015 · D/A · $25,395,211 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 10, 2015 · D/A · $25,395,211 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D/A · $25,022,774 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 17, 2013 · D/A · $15,331,983 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 24, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 26, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $53.2M from 3 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund

Credit Opportunities Fund 2011, L.P.

New York, NY · Jul 13, 2011 → Jun 5, 2015 · 5 filings
  • Jun 5, 2015 · D/A · $69,369,367 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 5, 2014 · D/A · $68,825,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 27, 2013 · D/A · $59,275,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 11, 2012 · D/A · $51,275,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 13, 2011 · D · $14,500,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $69.7M from 37 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund

Credit Opportunities Fund 2011, Ltd.

New York, NY · Jul 13, 2011 → Jun 5, 2015 · 5 filings
  • Jun 5, 2015 · D/A · $79,990,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 5, 2014 · D/A · $79,990,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jun 27, 2013 · D/A · $6,630,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 11, 2012 · D/A · $4,880,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 13, 2011 · D · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $80M from 30 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
Pooled Investment Fund · group: Hps

Highbridge Asia Strategies Master Fund, L.P.

New York, NY · Apr 23, 2013 → Apr 13, 2015 · 3 filings
  • Apr 13, 2015 · D/A · $39,948,714 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 11, 2014 · D/A · $54,737,751 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Apr 23, 2013 · D · $46,100,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $54.7M from 10 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

Highbridge Leveraged Loan Partners Offshore Fund III, L.P.

New York, NY · Nov 12, 2010 → Oct 3, 2014 · 7 filings
  • Oct 3, 2014 · D/A · $366,883,021 sold of Indefinite · 241 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 3, 2014 · D/A · $366,883,021 sold of Indefinite · 241 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 17, 2013 · D/A · $366,377,119 sold of Indefinite · 241 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2012 · D/A · $267,477,119 sold of Indefinite · 195 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $168,577,119 sold of Indefinite · 146 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 31, 2011 · D/A · $166,696,871 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 12, 2010 · D · $166,696,871 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $366.9M from 241 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

Highbridge Leveraged Loan Partners Fund III, L.P.

New York, NY · Nov 12, 2010 → Oct 3, 2014 · 7 filings
  • Oct 3, 2014 · D/A · $869,586,837 sold of Indefinite · 957 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2013 · D/A · $869,586,837 sold of Indefinite · 957 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2013 · D/A · $869,586,837 sold of Indefinite · 957 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2012 · D/A · $580,044,837 sold of Indefinite · 651 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $290,502,837 sold of Indefinite · 345 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 31, 2011 · D/A · $283,316,591 sold of Indefinite · 340 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 12, 2010 · D · $283,316,591 sold of Indefinite · 339 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Principal Strategies, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $869.6M from 957 investors as of the latest filing. John is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund

HB Multi-Strategy Holdings, Ltd.

New York, NY · Jul 29, 2009 → Feb 3, 2014 · 6 filings
  • Feb 3, 2014 · D/A · $444,244,191 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 1, 2013 · D/A · $192,225,899 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 14, 2012 · D/A · $185,822,835 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 17, 2011 · D/A · $184,906,680 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $178,090,600 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 29, 2009 · D · $178,090,600 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $444.2M from 83 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund

HB Multi-Strategy Holdings, L.P.

New York, NY · Jul 29, 2009 → Feb 3, 2014 · 6 filings
  • Feb 3, 2014 · D/A · $521,332,856 sold of Indefinite · 525 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 1, 2013 · D/A · $509,707,307 sold of Indefinite · 489 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 14, 2012 · D/A · $489,610,522 sold of Indefinite · 442 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 17, 2011 · D/A · $473,653,565 sold of Indefinite · 315 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $430,753,206 sold of Indefinite · 155 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 29, 2009 · D · $427,086,497 sold of Indefinite · 155 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $521.3M from 525 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Hps

Highbridge Stat Arb Partners LLC

New York, NY · Jul 29, 2009 → Feb 3, 2014 · 6 filings
  • Feb 3, 2014 · D/A · $246,337,539 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 1, 2013 · D/A · $246,337,539 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 14, 2012 · D/A · $234,189,334 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 17, 2011 · D/A · $228,581,641 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $193,176,669 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 29, 2009 · D · $152,698,428 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $246.3M from 18 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HQ
Pooled Investment Fund · group: Hps

Highbridge Quantitative Commodities Fund, Ltd.

New York, NY · Oct 30, 2009 → Dec 18, 2013 · 6 filings
  • Dec 18, 2013 · D/A · $69,409,930 sold of Indefinite · 47 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2012 · D/A · $66,409,930 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2011 · D/A · $24,020,930 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 22, 2010 · D/A · $9,300,930 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $7,550,930 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 30, 2009 · D · $1,300,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $69.4M from 47 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Hps

HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND L P

New York, NY · Mar 3, 2010 → Nov 6, 2013 · 5 filings
  • Nov 6, 2013 · D/A · $896,002,027 sold of Indefinite · 164 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 13, 2012 · D/A · $888,717,492 sold of Indefinite · 163 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 14, 2011 · D/A · $873,876,950 sold of Indefinite · 163 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 1, 2010 · D/A · $772,095,291 sold of Indefinite · 164 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $658,313,706 sold of Indefinite · 133 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $896M from 164 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HQ
Pooled Investment Fund · group: Hps

Highbridge Quantitative Commodities Fund, L.P.

New York, NY · Oct 30, 2009 → Nov 6, 2013 · 6 filings
  • Nov 6, 2013 · D/A · $274,483,733 sold of Indefinite · 234 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 13, 2012 · D/A · $274,483,733 sold of Indefinite · 234 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 14, 2011 · D/A · $221,955,951 sold of Indefinite · 194 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 1, 2010 · D/A · $86,090,318 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $47,025,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 30, 2009 · D · $20,200,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $274.5M from 234 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

Highbridge Long Short Equity Fund L P

New York, NY · Mar 3, 2010 → Oct 16, 2013 · 6 filings
  • Oct 16, 2013 · D/A · $961,056,756 sold of Indefinite · 192 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $952,894,956 sold of Indefinite · 192 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 25, 2011 · D/A · $931,964,132 sold of Indefinite · 165 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 12, 2010 · D/A · $599,228,134 sold of Indefinite · 133 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 29, 2010 · D/A · $599,228,134 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $404,129,626 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $961.1M from 192 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

Highbridge Long Short Equity Fund Ltd

New York, NY · Feb 26, 2010 → Oct 16, 2013 · 6 filings
  • Oct 16, 2013 · D/A · $255,859,718 sold of Indefinite · 42 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $225,114,809 sold of Indefinite · 41 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 25, 2011 · D/A · $191,361,816 sold of Indefinite · 28 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Nov 12, 2010 · D/A · $130,052,787 sold of Indefinite · 19 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 29, 2010 · D/A · $130,052,787 sold of Indefinite · 9 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $113,420,283 sold of Indefinite · 27 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $255.9M from 42 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

HIGHBRIDGE LONG TERM EQUITY PARTNERS LP

New York, NY · Mar 3, 2010 → Oct 16, 2013 · 5 filings
  • Oct 16, 2013 · D/A · $41,450,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $41,450,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 26, 2011 · D/A · $41,450,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 29, 2010 · D/A · $36,450,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $23,250,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $41.5M from 9 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HL
Pooled Investment Fund · group: Hps

Highbridge Long Short Institutional Fund Ltd

New York, NY · Feb 26, 2010 → Oct 16, 2013 · 5 filings
  • Oct 16, 2013 · D/A · $234,828,269 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 16, 2012 · D/A · $192,246,837 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 26, 2011 · D/A · $172,218,659 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 29, 2010 · D/A · $145,144,783 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $101,225,254 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $234.8M from 8 investors as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Hps

Highbridge Global Macro Strategies Fund, L.P.

New York, NY · Jul 22, 2011 → Jun 27, 2013 · 3 filings
  • Jun 27, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 18, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 22, 2011 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HG
Pooled Investment Fund · group: Hps

Highbridge Global Macro Strategies Fund, Ltd.

New York, NY · Jul 22, 2011 → Jun 27, 2013 · 3 filings
  • Jun 27, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 18, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Jul 22, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

Highbridge Systematic Strategies Fund, Ltd.

New York, NY · Jan 18, 2013
  • Jan 18, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

Highbridge Systematic Strategies Fund, L.P.

New York, NY · Jan 18, 2013
  • Jan 18, 2013 · D · $40,102,926 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $40.1M from 1 investor as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND LTD

New York, NY · Feb 26, 2010 → Dec 21, 2012 · 4 filings
  • Dec 21, 2012 · D/A · $54,855,594 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 21, 2011 · D/A · $46,855,594 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Dec 22, 2010 · D/A · $33,605,594 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $33,605,594 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $54.9M from 21 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund · group: Group linked by Clive Harris

HB ASIA HOLDINGS LTD

New York, NY · Feb 22, 2010 → Feb 14, 2012 · 3 filings
  • Feb 14, 2012 · D/A · $73,826 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 17, 2011 · D/A · $73,826 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 22, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $74K from 3 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund · group: Group linked by Clive Harris

HB ASIA HOLDINGS LP

New York, NY · Feb 18, 2010 → Feb 14, 2012 · 4 filings
  • Feb 14, 2012 · D/A · $17,105,705 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 17, 2011 · D/A · $17,049,591 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 19, 2010 · D/A · $13,984,347 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 18, 2010 · D/A · $14,032,316 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $17.1M from 70 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

Highbridge Statistically Enhanced Equity Portfolio US Ltd

New York, NY · Mar 3, 2010 → Dec 22, 2010 · 2 filings
  • Dec 22, 2010 · D/A · $53,525,000 sold of Indefinite · 25 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $53,525,000 sold of Indefinite · 25 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $53.5M from 25 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO JAPAN L P

New York, NY · Mar 3, 2010 → Dec 1, 2010 · 2 filings
  • Dec 1, 2010 · D/A · $942,656 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $942,656 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $943K from 2 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

Highbridge Statistically Enhanced Equity Portfolio US L P

New York, NY · Mar 3, 2010 → Dec 1, 2010 · 2 filings
  • Dec 1, 2010 · D/A · $164,615,209 sold of Indefinite · 226 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $141,181,717 sold of Indefinite · 209 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $164.6M from 226 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Pooled Investment Fund · group: Hps

Highbridge Statistically Enhanced Equity Portfolio Europe L P

New York, NY · Mar 3, 2010 → Dec 1, 2010 · 2 filings
  • Dec 1, 2010 · D/A · $1,201,979 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $1,201,979 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $1.2M from 1 investor as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HE
Pooled Investment Fund · group: Hps

HIGHBRIDGE EVENT DRIVEN OPPORTUNITIES FUND, L.P.

New York, NY · Mar 22, 2010 → Dec 1, 2010 · 2 filings
  • Dec 1, 2010 · D/A · $11,861,161 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 22, 2010 · D · $11,209,480 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $11.9M from 2 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund · group: Hps

HIGHBRIDGE ASIA OPPORTUNITIES FUND LP

New York, NY · Feb 26, 2010 → Nov 29, 2010 · 3 filings
  • Nov 29, 2010 · D/A · $622,990,622 sold of Indefinite · 311 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Oct 21, 2010 · D/A · $582,244,261 sold of Indefinite · 270 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $498,594,207 sold of Indefinite · 253 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $623M from 311 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund · group: Hps

HIGHBRIDGE ASIA OPPORTUNITIES INSTITUTIONAL FUND LTD

New York, NY · Feb 26, 2010 → Oct 21, 2010 · 2 filings
  • Oct 21, 2010 · D/A · $114,020,027 sold of Indefinite · 4 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Feb 26, 2010 · D/A · $101,020,027 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $114M from 4 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund · group: Hps

HIGHBRIDGE ASIA OPPORTUNITIES FUND LTD

New York, NY · Mar 3, 2010 → Oct 21, 2010 · 2 filings
  • Oct 21, 2010 · D/A · $119,250,027 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗
  • Mar 3, 2010 · D/A · $115,650,027 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

Raised $119.3M from 30 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HP
Pooled Investment Fund · group: Hps

Highbridge Principal Strategies - Irish Senior Loan Fund II plc

New York, NY · Jul 23, 2010
  • Jul 23, 2010 · D · $65,590,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Chief Compliance Officer of the Manager of the Fund) EDGAR ↗

Raised $65.6M from 12 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HP
Pooled Investment Fund · group: Hps

Highbridge Principal Strategies - Senior Loan Fund II-L, L.P.

New York, NY · Jul 15, 2010
  • Jul 15, 2010 · D/A · $23,950,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Chief Compliance Officer of the Manager of the Fund) EDGAR ↗

Raised $23.9M from 12 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HP
Pooled Investment Fund · group: Hps

Highbridge Principal Strategies - Senior Loan Fund II, L.P.

New York, NY · Jul 15, 2010
  • Jul 15, 2010 · D/A · $150,500,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Chief Compliance Officer of the Manager of the Fund) EDGAR ↗

Raised $150.5M from 10 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HC
Pooled Investment Fund · group: Hps

HIGHBRIDGE CONVERTIBLE ARBITRAGE OPPORTUNITIES FUND, L.P.

New York, NY · Mar 26, 2009
  • Mar 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HC
Pooled Investment Fund · group: Hps

Highbridge Convertible Arbitrage Opportunities Fund, Ltd.

New York, NY · Mar 26, 2009
  • Mar 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Clive Harris

Director, Executive Officer · 230 shared filings (52 issuers) · also on 211 other issuers

Clive Harris is on 263 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Crawshaw

Director, Executive Officer · 230 shared filings (52 issuers) · also on 33 other issuers

Richard Crawshaw is on 85 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Dubin

Director · 11 shared filings (4 issuers)

Listed on the same filings as John Oliva. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bryony Robottom

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as John Oliva. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Harding

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as John Oliva. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Handler

Director · 1 shared filing (1 issuer) · also on 29 other issuers

Harry Handler is on 30 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Klingert

Director · 1 shared filing (1 issuer) · also on 16 other issuers

Kevin Klingert is on 17 issuers in total — a repeat sponsor. Their page lists every one.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick T. Egan

Executive Officer, Director · 1 shared filing (1 issuer) · also on 26 other issuers

Patrick T. Egan is on 27 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Apler Daglioglu

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Oliva. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

M. Paul Martin

Director · 1 shared filing (1 issuer) · also on 20 other issuers

M. Paul Martin is on 21 issuers in total — a repeat sponsor. Their page lists every one.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Feta Zabeli

Director · 1 shared filing (1 issuer) · also on 23 other issuers

Feta Zabeli is on 24 issuers in total — a repeat sponsor. Their page lists every one.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Smith

Director · 1 shared filing (1 issuer) · also on 18 other issuers

Frank Smith is on 19 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

H
Sponsor group

Hps

272 issuers · 514 filings · $84.86B reported sold · 2009–2026

One team, 272 deal companies. John Oliva is listed on 41 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Oliva.

LL
Sponsor group

Liquid Loan

3 issuers · 46 filings · $111.6M reported sold · 2011–2025

One team, 3 deal companies. John Oliva is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Oliva.

GL
Sponsor group

Group linked by Clive Harris

2 issuers · 7 filings · $17.2M reported sold · 2010–2012

One team, 2 deal companies. John Oliva is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Oliva.

GL
Sponsor group

Group linked by Clive Harris

2 issuers · 32 filings · $1.22B reported sold · 2014–2026

One team, 2 deal companies. John Oliva is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Oliva.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 53 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Oliva by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 53 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Oliva is listed on: none on file. No website or social profile named in Highbridge Multi-Strategy Fund Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #237,335 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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