John O'Connor is listed as an executive officer and director on 49 SEC Form D filings by 12 issuers between Nov 2016 and Jul 2026. Largest by amount reported sold: Point Olema U.S. Venture Capital Portfolio, L.P. (San Francisco, CA — pooled investment fund — 2019–2026; $228.9M reported sold to 53 investors), Point Olema U.S. Private Equity Portfolio, L.P. (San Francisco, CA — pooled investment fund — 2019–2025; $225.3M reported sold to 41 investors), Point Olema U.S. Concentrated Public Equity Portfolio, L.P. (San Francisco, CA — pooled investment fund — 2020–2025; $67.2M reported sold to 12 investors), Point Olema Reserve Liquidity Portfolio, L.P. (San Francisco, CA — pooled investment fund — 2021–2026; $63.7M reported sold to 25 investors), Point Olema Diversifying Assets - Private Investments Portfolio, L.P. (San Francisco, CA — pooled investment fund — 2020–2026; $48.5M reported sold to 12 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $742.5M sold in total.
Listed alongside Eric Upin (38 shared filings), Point Olema Capital Partners, L.P. (11 shared filings, management entity), Point Olema Reserve Liquidity Management, L.L.C. (6 shared filings, management entity), Point Olema U.S. Concentrated Public Equity Management, L.L.C. (6 shared filings, management entity), Alan Robert Wood (2 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
9 of the issuers belong to the sponsor group Point Olema (9 issuers, $711.4M reported sold, 2019–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Point Olema has 9 companies on file and $711.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 49 public filings for John O'Connor and found 19 differences, 3 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.