Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

Sponsor Check › Person

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JOHN WILLIAM MURRAY

Named as an officer, director or promoter on SEC Form D filings · CA, NY · Apr 29, 2015 → Jan 7, 2021

139deals (issuers)

$113.8Breported sold

8,591investors

409Form D filings

2015–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: Oct 24, 2026, 12:39 AM ET

The short version

JOHN WILLIAM MURRAY is listed as an executive officer, director, and promoter on 409 SEC Form D filings by 139 issuers between Dec 2012 and Feb 2022. Largest by amount reported sold: PIMCO Tactical Opportunities Offshore Fund Ltd. (Newport Beach, CA — pooled investment fund — 2018–2020; $12.46B reported sold to 31 investors), PIMCO CAYMAN COMMODITY FUND I LTD (Newport Beach, CA — pooled investment fund — 2017; $12.01B reported sold to 1 investors), PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. (Newport Beach, CA — pooled investment fund — 2015–2020; $7.15B reported sold to 214 investors), StocksPLUS, L.P. (Newport Beach, CA — pooled investment fund — 2020; $5.5B reported sold to 242 investors), PIMCO Tactical Opportunities Offshore Fund L.P. (Newport Beach, CA — pooled investment fund — 2015–2020; $5.38B reported sold to 720 investors) and 134 more (all listed below).

What this means That is a lot of deals — 139 separate companies raised money with this person listed as executive officer, director, and promoter, over about 10 years. Across those companies the filings report $113.8B sold in total.

Listed alongside DANIEL J. IVASCYN (389 shared filings), ALFRED T. MURATA (382 shared filings), DAVID C. FLATTUM (382 shared filings), ERIC MICHAEL SUTHERLAND (382 shared filings), JEROME M. SCHNEIDER (382 shared filings) and 180 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

The issuers belong to 4 sponsor groups: Pimco (263 issuers, $128.51B reported sold, 2009–2026), Truamerica Workforce (11 issuers, $702.1M reported sold, 2019–2026), Columbia (2 issuers, $250K reported sold, 2022) and Rhb (2 issuers, $16.6M reported sold, 2020–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 SEC release, 42 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 409 public filings for JOHN WILLIAM MURRAY and found 14 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 4 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN WILLIAM MURRAY has not run yet — it is joining a line of 17,073 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

John Murray v. FCA US LLC closed

District Court, C.D. California · No. 5:22-cv-00903 · Filed Jun 1, 2022 · Closed Dec 5, 2023 · Nature of suit: Contract: Other · Cause: 15:2301 Magnuson-Moss Warranty Act

Role of John Murray: Plaintiff · Outcome: Terminated 2023-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

John W. Lawton Brenda P. Murray, Chief Administrative Law Judge Administrative proceeding

SEC · Dec 14, 2010 · Parties as named in the release: John W. Lawton Brenda P. Murray, Chief Administrative Law Judge Read the release ↗

person name; common name

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 12:39 AM ET.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

42 cases: 3 open, 39 closed (disposition not in docket feed)

John J. Murray, III open

United States Bankruptcy Court, E.D. New York · No. 8-25-71311 · Filed Apr 3, 2025

Role of John J. Murray, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John L. Murray open

United States Bankruptcy Court, N.D. New York · No. 25-60086 · Filed Feb 5, 2025

Role of John L. Murray: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John M Murray open

United States Bankruptcy Court, E.D. New York · No. 1-25-40035 · Filed Jan 6, 2025

Role of John M Murray: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John T Murray closed

United States Bankruptcy Court, E.D. New York · No. 8-22-73150 · Filed Nov 12, 2022 · Closed Feb 23, 2023

Role of John T Murray: Debtor · Outcome: Case closed 2023-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John J. Murray, Jr. closed

United States Bankruptcy Court, E.D. New York · No. 8-15-75276 · Filed Dec 4, 2015 · Closed Mar 9, 2016

Role of John J. Murray, Jr.: Debtor · Outcome: Case closed 2016-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

JOHN L. MURRAY, JR. closed

United States Bankruptcy Court, N.D. New York · No. 15-61675 · Filed Nov 23, 2015 · Closed Apr 8, 2016

Role of JOHN L. MURRAY, JR.: Debtor · Outcome: Case closed 2016-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John M Murray closed

United States Bankruptcy Court, N.D. New York · No. 15-61557 · Filed Oct 30, 2015 · Closed Mar 28, 2016

Role of John M Murray: Debtor · Outcome: Case closed 2016-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John J. Murray and Gertrude M. Murray closed

United States Bankruptcy Court, S.D. New York · No. 13-37183 · Filed Sep 30, 2013 · Closed Jan 8, 2014

Role of John J. Murray and Gertrude M. Murray: Debtor · Outcome: Case closed 2014-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John J. Murray closed

United States Bankruptcy Court, N.D. California · No. 11-32872 · Filed Aug 4, 2011 · Closed Nov 16, 2011

Role of John J. Murray: Debtor · Outcome: Case closed 2011-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John D. Murray and Kathleen Y. Murray closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-65554 · Filed Dec 30, 2010 · Closed May 18, 2011

Role of John D. Murray and Kathleen Y. Murray: Debtor · Outcome: Case closed 2011-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John M Murray and Judith E Murray closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-22912 · Filed Apr 29, 2010 · Closed Sep 9, 2010

Role of John M Murray and Judith E Murray: Debtor · Outcome: Case closed 2010-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John A Murray closed

United States Bankruptcy Court, E.D. New York · No. 8-09-78278 · Filed Oct 30, 2009 · Closed Jan 26, 2010

Role of John A Murray: Debtor · Outcome: Case closed 2010-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John P. Murray closed

United States Bankruptcy Court, N.D. California · No. 08-30683 · Filed Apr 24, 2008 · Closed Aug 12, 2008

Role of John P. Murray: Debtor · Outcome: Case closed 2008-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John F Murray closed

United States Bankruptcy Court, S.D. New York · No. 06-12566 · Filed Oct 30, 2006 · Closed Nov 26, 2012

Role of John F Murray: Debtor · Outcome: Case closed 2012-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

Cynthia T. Murray and John R. Murray closed

United States Bankruptcy Court, D. South Carolina · No. 05-13840 · Filed Oct 14, 2005 · Closed Feb 21, 2006

Role of John R. Murray: Debtor · Outcome: Case closed 2006-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (SC); middle initial differs

John L Murray closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-26674 · Filed Jul 24, 2005 · Closed Jan 24, 2006

Role of John L Murray: Debtor · Outcome: Case closed 2006-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John Murray closed

United States Bankruptcy Court, E.D. California · No. 05-23100 · Filed Mar 21, 2005 · Closed Jul 8, 2005

Role of John Murray: Debtor · Outcome: Case closed 2005-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)

John P. Murray closed

United States Bankruptcy Court, N.D. New York · No. 04-18209 · Filed Dec 30, 2004 · Closed May 19, 2005

Role of John P. Murray: Debtor · Outcome: Case closed 2005-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John T. Murray closed

United States Bankruptcy Court, E.D. New York · No. 1-03-16251 · Filed May 15, 2003 · Closed Oct 1, 2003

Role of John T. Murray: Debtor · Outcome: Case closed 2003-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John H Murray and Leslie Murray closed

United States Bankruptcy Court, E.D. New York · No. 8-02-84029 · Filed Jun 5, 2002 · Closed Jul 8, 2008

Role of John H Murray and Leslie Murray: Debtor · Outcome: Case closed 2008-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John L. Murray, Jr. closed

United States Bankruptcy Court, N.D. New York · No. 02-13413 · Filed May 23, 2002 · Closed Oct 18, 2002

Role of John L. Murray, Jr.: Debtor · Outcome: Case closed 2002-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John W. Murray closed

United States Bankruptcy Court, D. South Carolina · No. 01-11006 · Filed Oct 18, 2001 · Closed Jan 11, 2007

Role of John W. Murray: Debtor · Outcome: Case closed 2007-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (SC)

John F Murray and Colleen E Murray closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-39662 · Filed Oct 2, 2001 · Closed Feb 1, 2002

Role of John F Murray and Colleen E Murray: Debtor · Outcome: Case closed 2002-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John Murray and Bettie Lou Murray closed

United States Bankruptcy Court, E.D. California · No. 01-12022 · Filed Mar 8, 2001 · Closed Jun 19, 2001

Role of John Murray and Bettie Lou Murray: Debtor · Outcome: Case closed 2001-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John L. Murray and Cynthia F. Murray closed

United States Bankruptcy Court, N.D. New York · No. 01-60998 · Filed Mar 1, 2001 · Closed Jun 21, 2001

Role of John L. Murray and Cynthia F. Murray: Debtor · Outcome: Case closed 2001-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John K. Murray and Gail A. Murray closed

United States Bankruptcy Court, S.D. New York · No. 00-15178 · Filed Nov 4, 2000 · Closed Mar 29, 2001

Role of John K. Murray and Gail A. Murray: Debtor · Outcome: Case closed 2001-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John A. Murray and Aleta Murray closed

United States Bankruptcy Court, S.D. New York · No. 00-37118 · Filed Sep 28, 2000 · Closed Feb 15, 2001

Role of John A. Murray and Aleta Murray: Debtor · Outcome: Case closed 2001-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John B. Murray and Minerva L. Murray closed

United States Bankruptcy Court, E.D. California · No. 00-26020 · Filed May 23, 2000 · Closed Sep 19, 2000

Role of John B. Murray and Minerva L. Murray: Debtor · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John J. Murray closed

United States Bankruptcy Court, N.D. California · No. 00-30804 · Filed Mar 30, 2000 · Closed Jan 5, 2006

Role of John J. Murray: Debtor · Outcome: Case closed 2006-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John Murray closed

United States Bankruptcy Court, E.D. New York · No. 1-00-13132 · Filed Mar 23, 2000 · Closed Jul 24, 2000

Role of John Murray: Debtor · Outcome: Case closed 2000-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)

Leslie M Murray and John H Murray closed

United States Bankruptcy Court, E.D. New York · No. 8-00-82025 · Filed Mar 22, 2000 · Closed Jul 22, 2002

Role of John H Murray: Debtor · Outcome: Case closed 2002-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John E. Murray and Jeanne M. Murray closed

United States Bankruptcy Court, S.D. New York · No. 00-11029 · Filed Mar 16, 2000 · Closed Jul 26, 2002

Role of John E. Murray and Jeanne M. Murray: Debtor · Outcome: Case closed 2002-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John B. Murray and Laura P. Murray closed

United States Bankruptcy Court, D. South Carolina · No. 99-10682 · Filed Dec 8, 1999 · Closed Apr 12, 2000

Role of John B. Murray and Laura P. Murray: Debtor · Outcome: Case closed 2000-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (SC); middle initial differs

John B Murray closed

United States Bankruptcy Court, C.D. California · No. 2:99-bk-47601 · Filed Oct 13, 1999 · Closed Jul 31, 2001

Role of John B Murray: Debtor · Outcome: Case closed 2001-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

Leslie M Murray and John H Murray closed

United States Bankruptcy Court, E.D. New York · No. 8-99-86978 · Filed Aug 24, 1999 · Closed Mar 30, 2000

Role of John H Murray: Debtor · Outcome: Case closed 2000-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John R. Murray and Jacqueline W. Murray closed

United States Bankruptcy Court, N.D. New York · No. 99-64210 · Filed Jul 30, 1999 · Closed Dec 8, 1999

Role of John R. Murray and Jacqueline W. Murray: Debtor · Outcome: Case closed 1999-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John D. Murray closed

United States Bankruptcy Court, E.D. California · No. 99-27984 · Filed Jun 11, 1999 · Closed Sep 23, 1999

Role of John D. Murray: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John R. Murray and Jacqueline W. Murray closed

United States Bankruptcy Court, N.D. New York · No. 98-63590 · Filed Jun 1, 1998 · Closed Oct 6, 2005

Role of John R. Murray and Jacqueline W. Murray: Debtor · Outcome: Case closed 2005-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John E. Murray and Debra L. Murray closed

United States Bankruptcy Court, N.D. New York · No. 97-18031 · Filed Dec 17, 1997 · Closed May 14, 1998

Role of John E. Murray and Debra L. Murray: Debtor · Outcome: Case closed 1998-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John J. Murray and Deborah J. Murray closed

United States Bankruptcy Court, N.D. New York · No. 97-11381 · Filed Mar 4, 1997 · Closed Sep 10, 1997

Role of John J. Murray and Deborah J. Murray: Debtor · Outcome: Case closed 1997-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John M. Murray and Sally B. Murray closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-10533 · Filed Jan 17, 1996 · Closed May 15, 1996

Role of John M. Murray and Sally B. Murray: Debtor · Outcome: Case closed 1996-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John L. Murray and Caroline M. Murray closed

United States Bankruptcy Court, S.D. California · No. 95-00660 · Filed Jan 23, 1995 · Closed May 31, 1995

Role of John L. Murray and Caroline M. Murray: Debtor · Outcome: Case closed 1995-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 603 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for JOHN WILLIAM MURRAY — 3 worth asking about (compared the newest 50 of 409 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 31, 2020 – Aug 10, 2020

Amount sold went down between filings — PIMCO Corporate Opportunities Fund III TE Feeder, L.P.

The Mar 31, 2020 filing says $267,150,000 sold; the Aug 10, 2020 Form D/A says $141,575,000 sold — $125,575,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 31, 2020 ↗Form D/A (later) · Aug 10, 2020 ↗PIMCO Corporate Opportunities Fund III TE Feeder, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 31, 2020 ↗ (Mar 31, 2020)
Form D/A (later) · Aug 10, 2020 ↗ (Aug 10, 2020)
PIMCO Corporate Opportunities Fund III TE Feeder, L.P. — PartnerFacts page ↗ (Aug 18, 2021)

Worth asking · Aug 14, 2018 – Aug 18, 2021

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: COMPASS GROUP GLOBAL ADVISORS S.A. — PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. · Paid seller listed without a CRD number: COMPASS GROUP GLOBAL ADVISORS S.A. — PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. · Paid seller listed without a CRD number: CREDIT SUISSE (MEXICO) — PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. · Paid seller listed without a CRD number: Compass Group Global Advisors S.A. — PIMCO Commercial Real Estate Debt Fund, L.P.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 18, 2021 ↗BrokerCheck search: COMPASS GROUP GLOBAL ADVISORS S.A. ↗PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. — PartnerFacts page ↗Form D/A · Aug 18, 2021 ↗

Sources

Form D/A · Aug 18, 2021 ↗ (Aug 18, 2021)
BrokerCheck search: COMPASS GROUP GLOBAL ADVISORS S.A. ↗
PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. — PartnerFacts page ↗ (Aug 18, 2021)
Form D/A · Aug 18, 2021 ↗ (Aug 18, 2021)
PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. — PartnerFacts page ↗ (Aug 18, 2021)
BrokerCheck search: CREDIT SUISSE (MEXICO) ↗
Form D/A · Feb 13, 2020 ↗ (Feb 13, 2020)
BrokerCheck search: Compass Group Global Advisors S.A. ↗

Worth asking · Jan 17, 2020 – Jul 29, 2021

30 people are no longer listed on a later amendment

JOHN WILLIAM MURRAY is no longer listed on the Jul 29, 2021 amendment — PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. · JOHN WILLIAM MURRAY is no longer listed on the Jul 29, 2021 amendment — PHFS Residential Opportunities Offshore Fund, L.P. · JOHN WILLIAM MURRAY is no longer listed on the Jul 29, 2021 amendment — PIMCO COMMODITY ALPHA FUND LLC · JOHN WILLIAM MURRAY is no longer listed on the Jul 29, 2021 amendment — PIMCO COMMODITY ALPHA FUND LTD. · JOHN WILLIAM MURRAY is no longer listed on the Jul 29, 2021 amendment — StocksPLUS, L.P. · and 25 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · May 13, 2020 ↗Form D/A · Jul 29, 2021 ↗JOHN WILLIAM MURRAY — PartnerFacts page ↗PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. — PartnerFacts page ↗

Sources

Form D · May 13, 2020 ↗ (May 13, 2020)
Form D/A · Jul 29, 2021 ↗ (Jul 29, 2021)
JOHN WILLIAM MURRAY — PartnerFacts page ↗
PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. — PartnerFacts page ↗ (May 29, 2026)
Form D · May 1, 2020 ↗ (May 1, 2020)
Form D/A · Jul 29, 2021 ↗ (Jul 29, 2021)
PHFS Residential Opportunities Offshore Fund, L.P. — PartnerFacts page ↗ (May 29, 2026)
Form D/A · May 1, 2020 ↗ (May 1, 2020)

Note · Dec 17, 2020 – Jan 4, 2021

Form D filed 18 days after the first sale — PIMCO Employee Balboa Bay Fund L.P.

The filing says the first sale was Dec 17, 2020. The Form D was filed Jan 4, 2021 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 4, 2021 ↗PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗

Sources

Form D · Jan 4, 2021 ↗ (Jan 4, 2021)
PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗ (Jan 4, 2021)

Note · Apr 8, 2020 – May 1, 2020

Form D filed 23 days after the first sale — PHFS Residential Opportunities Offshore Fund, L.P.

The filing says the first sale was Apr 8, 2020. The Form D was filed May 1, 2020 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 1, 2020 ↗PHFS Residential Opportunities Offshore Fund, L.P. — PartnerFacts page ↗

Sources

Form D · May 1, 2020 ↗ (May 1, 2020)
PHFS Residential Opportunities Offshore Fund, L.P. — PartnerFacts page ↗ (May 29, 2026)

Note · Jan 1, 2020 – Feb 21, 2020

Form D filed 51 days after the first sale — PIMCO ILS Employee Fund II LLC

The filing says the first sale was Jan 1, 2020. The Form D was filed Feb 21, 2020 — 51 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 36 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 21, 2020 ↗PIMCO ILS Employee Fund II LLC — PartnerFacts page ↗

Sources

Form D · Feb 21, 2020 ↗ (Feb 21, 2020)
PIMCO ILS Employee Fund II LLC — PartnerFacts page ↗ (Sep 19, 2023)

Note · Jul 31, 2018 – Jan 4, 2021

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PIMCO Employee Balboa Bay Fund L.P. (latest filing Jan 4, 2021) · No amendment in the last 12 months on an offering that may still be open — PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. (latest filing Sep 29, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO DISCO Offshore Fund III LP (latest filing May 19, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO DISCO Onshore Fund III LP (latest filing May 19, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO Commercial Real Estate Debt Fund, L.P. (latest filing Feb 13, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 4, 2021 ↗PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗Form D · Sep 29, 2020 ↗PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. — PartnerFacts page ↗

Sources

Form D · Jan 4, 2021 ↗ (Jan 4, 2021)
PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗ (Jan 4, 2021)
Form D · Sep 29, 2020 ↗ (Sep 29, 2020)
PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. — PartnerFacts page ↗ (Sep 29, 2020)
Form D · May 19, 2020 ↗ (May 19, 2020)
PIMCO DISCO Offshore Fund III LP — PartnerFacts page ↗ (May 19, 2020)
Form D · May 19, 2020 ↗ (May 19, 2020)
PIMCO DISCO Onshore Fund III LP — PartnerFacts page ↗ (May 19, 2020)

Note · Nov 9, 2016 – Jan 31, 2020

JOHN WILLIAM MURRAY is written 3 different ways on the filings

listed as "John William Murray" on 64 filings (from Nov 9, 2016), and "John W. Murray" on 24 filings (from Jan 3, 2017), and "John Murray" on 7 filings (from Jan 31, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 9, 2016 ↗Form D/A · Jan 3, 2017 ↗Form D · Jan 31, 2020 ↗JOHN WILLIAM MURRAY — PartnerFacts page ↗

Sources

Form D · Nov 9, 2016 ↗ (Nov 9, 2016)
Form D/A · Jan 3, 2017 ↗ (Jan 3, 2017)
Form D · Jan 31, 2020 ↗ (Jan 31, 2020)
JOHN WILLIAM MURRAY — PartnerFacts page ↗

Note · Dec 19, 2012 – Dec 18, 2020

Same name, different state: "John Murray" (E9 or X0) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "John Murray" with address state E9 or X0, is listed on 23 filings — most recently by Ecofin Climate Solutions & Opportunities Fund, L.P. (Dec 18, 2020). Both records have filings in the same period (Apr 29, 2015 to Dec 18, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Murray (E9,X0) — PartnerFacts page ↗Form D/A · Dec 18, 2020 ↗Ecofin Climate Solutions & Opportunities Fund, L.P. — PartnerFacts page ↗JOHN WILLIAM MURRAY (CA,NY) — this page ↗

Sources

John Murray (E9,X0) — PartnerFacts page ↗ (Dec 18, 2020)
Form D/A · Dec 18, 2020 ↗ (Dec 18, 2020)
Ecofin Climate Solutions & Opportunities Fund, L.P. — PartnerFacts page ↗ (Dec 16, 2022)
JOHN WILLIAM MURRAY (CA,NY) — this page ↗ (Jan 7, 2021)

Note · Aug 18, 2015 – Aug 11, 2016

Same name, different state: "John Murray" (TX) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "John Murray" with address state TX, is listed on 12 filings — most recently by Sentinel Private Investment Proxy Fund (Aug 11, 2016). Both records have filings in the same period (Aug 18, 2015 to Aug 11, 2016).

John Murray (TX) — PartnerFacts page ↗Form D/A · Aug 11, 2016 ↗Sentinel Private Investment Proxy Fund — PartnerFacts page ↗JOHN WILLIAM MURRAY (CA,NY) — this page ↗

Sources

John Murray (TX) — PartnerFacts page ↗ (Aug 11, 2016)
Form D/A · Aug 11, 2016 ↗ (Aug 11, 2016)
Sentinel Private Investment Proxy Fund — PartnerFacts page ↗ (Oct 20, 2026)
JOHN WILLIAM MURRAY (CA,NY) — this page ↗ (Jan 7, 2021)

Note · Oct 19, 2012

Same name, different state: "John Murray" (IL) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "John Murray" with address state IL, is listed on 1 filing — most recently by Realty Pilot, LLC (Oct 19, 2012). The two records do not overlap in time: this page runs Apr 29, 2015 to Jan 7, 2021; the other has one filing dated Oct 19, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Murray (IL) — PartnerFacts page ↗Form D · Oct 19, 2012 ↗Realty Pilot, LLC — PartnerFacts page ↗JOHN WILLIAM MURRAY (CA,NY) — this page ↗

Sources

John Murray (IL) — PartnerFacts page ↗ (Oct 19, 2012)
Form D · Oct 19, 2012 ↗ (Oct 19, 2012)
Realty Pilot, LLC — PartnerFacts page ↗ (Oct 19, 2012)
JOHN WILLIAM MURRAY (CA,NY) — this page ↗ (Jan 7, 2021)

Note · Sep 1, 2009 – Jan 8, 2010

Same name, different state: "JOHN MURRAY" (C3) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "JOHN MURRAY" with address state C3, is listed on 2 filings — most recently by Avega Systems Inc (Jan 8, 2010). The two records do not overlap in time: this page runs Apr 29, 2015 to Jan 7, 2021; the other runs Sep 1, 2009 to Jan 8, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN MURRAY (C3) — PartnerFacts page ↗Form D · Jan 8, 2010 ↗Avega Systems Inc — PartnerFacts page ↗JOHN WILLIAM MURRAY (CA,NY) — this page ↗

Sources

JOHN MURRAY (C3) — PartnerFacts page ↗ (Jan 8, 2010)
Form D · Jan 8, 2010 ↗ (Jan 8, 2010)
Avega Systems Inc — PartnerFacts page ↗ (Jan 8, 2010)
JOHN WILLIAM MURRAY (CA,NY) — this page ↗ (Jan 7, 2021)

Note · Jan 8, 2010

Same name, different state: "John Murray" (NJ) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "John Murray" with address state NJ, is listed on 1 filing — most recently by Current Diversified Fund, L.P. (Jan 8, 2010). The two records do not overlap in time: this page runs Apr 29, 2015 to Jan 7, 2021; the other has one filing dated Jan 8, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Murray (NJ) — PartnerFacts page ↗Form D/A · Jan 8, 2010 ↗Current Diversified Fund, L.P. — PartnerFacts page ↗JOHN WILLIAM MURRAY (CA,NY) — this page ↗

Sources

John Murray (NJ) — PartnerFacts page ↗ (Jan 8, 2010)
Form D/A · Jan 8, 2010 ↗ (Jan 8, 2010)
Current Diversified Fund, L.P. — PartnerFacts page ↗ (Jan 8, 2010)
JOHN WILLIAM MURRAY (CA,NY) — this page ↗ (Jan 7, 2021)

Note · Nov 9, 2016 – Feb 4, 2022

JOHN WILLIAM MURRAY is listed with 2 different address states: CA, NY

CA on 93 filings (Nov 9, 2016 to Jan 6, 2022); NY on 2 filings (Feb 4, 2022 to Feb 4, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 9, 2016 ↗Form D · Feb 4, 2022 ↗

Sources

Form D · Nov 9, 2016 ↗ (Nov 9, 2016)
Form D · Feb 4, 2022 ↗ (Feb 4, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 409 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

33 of 140 offerings report sales commissions totalling $8,986,259; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 4, 2022 D COLUMBIA PROPERTY TRUST, INC. File 021-432372	$11,250	$0	$0	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 4, 2022 D 80 M Street REIT LLC File 021-432374	$11,250	$0	$0	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 6, 2022 D BraveLane Almaden Holdings LLC File 021-428143	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 6, 2022 D Motion at Dadeland Holdings, LLC File 021-428153	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 6, 2022 D Nashville HA Holdco LLC File 021-428128	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 6, 2022 D Hotel DC Holdco LLC File 021-428119	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III TE Feeder, L.P. File 021-364024	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. File 021-364021	$775,458 (est.)	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported	EDGAR ↗
Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. File 021-364031	$2,993,468 (est.)	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported CREDIT SUISSE (MEXICO) no CRD number reported	EDGAR ↗
Jan 4, 2021 D PIMCO Employee Balboa Bay Fund L.P. File 021-385150	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 23, 2020 D BRE III SPE X LLC File 021-384145	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Sep 29, 2020 D PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. File 021-376631	$0	$0	$0	None listed on this filing	EDGAR ↗
May 19, 2020 D PIMCO DISCO Onshore Fund III LP File 021-367318	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 19, 2020 D PIMCO DISCO Offshore Fund III LP File 021-367321	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 13, 2020 D PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. File 021-366849	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 1, 2020 D/A PIMCO COMMODITY ALPHA FUND LLC File 021-192684	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 1, 2020 D/A PIMCO COMMODITY ALPHA FUND LTD. File 021-192637	$0	$0	$0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES.	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 1, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC File 021-114329	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 1, 2020 D/A StocksPLUS, L.P. File 021-130054	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
May 1, 2020 D PHFS Residential Opportunities Offshore Fund, L.P. File 021-366134	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Feb 21, 2020 D PIMCO ILS Employee Fund II LLC File 021-361104	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Feb 13, 2020 D/A PIMCO Commercial Real Estate Debt Fund, L.P. File 021-319172	$16,305 (est.)	$0	$0	PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported	EDGAR ↗
Jan 31, 2020 D RHB Miro REIT LLC File 021-359486	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 31, 2020 D Allanza REIT LLC File 021-359473	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 17, 2020 D/A PIMCO RAE International Fund LLC File 021-241705	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO RAE Emerging Markets Fund LLC File 021-241704	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO RAE Global ex-US Fund LLC File 021-241696	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO RAE Global Fund LLC File 021-241701	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO RAE US Fund LLC File 021-241702	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS III SP, A Segregated Portfolio of PHFS Series SPC File 021-250537	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND File 021-56001	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD File 021-42741	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC File 021-42740	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd File 021-42739	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. File 021-76219	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3 Onshore Fund LLC File 021-80427	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund File 021-84707	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. File 021-92604	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Combined Alpha Strategies Offshore Fund Ltd File 021-99848	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. File 021-108506	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD File 021-116300	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3E Onshore Fund LLC File 021-119657	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Global Cross-asset Opportunities Onshore Fund LLC File 021-130005	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund File 021-130027	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. File 021-167595	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. File 021-167594	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Loan Interests & Credit Offshore Fund Ltd. File 021-182435	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC File 021-202963	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Tactical Opportunities Offshore Fund L.P. File 021-191949	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Tactical Opportunities Onshore Fund L.P. File 021-191951	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC File 021-193939	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC File 021-193920	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Global Inflation Linked Bond Fund Ltd. File 021-231253	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Absolute Return Strategy V Onshore Fund LLC File 021-257814	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS IV SP, A Segregated Portfolio of PHFS Series SPC File 021-258917	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS V SP, A Segregated Portfolio of PHFS Series SPC File 021-262935	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS III Equity Dispersion Offshore Fund, L.P. File 021-274160	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Money Market Fund Ltd. File 021-279511	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS VI TRENDS Managed Futures Offshore Fund, L.P. File 021-281469	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS VI SP, A Segregated Portfolio of PHFS Series SPC File 021-281468	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Discretionary Multi-Asset Portfolio, LP File 021-281539	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. File 021-284947	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS V Mortgage RV Offshore Fund, L.P. File 021-290663	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Seven Point Fund, L.P. File 021-290757	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P. File 021-299709	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Tactical Opportunities Offshore Fund Ltd. File 021-305874	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS IV EM Macro Offshore Fund, L.P. File 021-308392	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Commodity Core Alpha Onshore Fund L.P. File 021-321139	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Commodity Core Alpha Offshore Fund Ltd. File 021-321144	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Cayman Commodity Fund IX, Ltd. File 021-333200	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2020 D/A Catalina TRH Fund Ltd. File 021-334557	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PHFS IX SP, A Segregated Portfolio of PHFS Series SPC File 021-337167	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Private Income Fund Onshore Feeder LLC File 021-337328	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Private Income Fund Offshore Feeder I LP File 021-337329	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Private Income Fund Offshore Feeder III LP File 021-337331	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC File 021-341651	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P. File 021-354063	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 16, 2020 D PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd. File 021-358236	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 7, 2020 D PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC File 021-357382	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Sep 16, 2019 D/A PIMCO CLO Opportunities Offshore Feeder, L.P. File 021-314623	$34,523 (est.)	$0	$0	PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported Brooklyn Ltd. no CRD number reported BG Valores S.A. no CRD number reported	EDGAR ↗
Sep 16, 2019 D/A PIMCO CLO Opportunities Onshore Feeder, L.P. File 021-314624	$0	$0	$0	PIMCO Investments LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Feb 27, 2019 D PIMCO Red Stick Fund, L.P. File 021-333729	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Feb 20, 2019 D PIMCO Five Star L.P. File 021-333176	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 30, 2019 D Tesoro Ranch REIT LLC File 021-331753	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 8, 2019 D GS-B3 Rockoff Project REIT, LLC File 021-329929	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via Patrick J. Whelchel (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 11, 2018 D/A PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC File 021-192966	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 10, 2018 D/A PIMCO Emerging Markets StocksPLUS AR Fund LLC File 021-238014	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Apr 27, 2018 D PIMCO Multi-Asset Volatility Fund IIB Ltd File 021-311176	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Feb 1, 2018 D Bravista I REIT LLC File 021-304595	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 23, 2018 D Bravelane IV Holdco LLC File 021-303875	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 19, 2017 D BG Property Holdings REIT LLC File 021-301161	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 8, 2017 D/A PHFS I SP, A Segregated Portfolio of PHFS Series SPC File 021-244171	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PHFS II SP, A Segregated Portfolio of PHFS Series SPC File 021-244173	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. File 021-164207	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO Multi-Asset Volatility Onshore Fund LLC File 021-184330	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO Multi-Asset Volatility Offshore Fund II Ltd. File 021-192343	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. File 021-197180	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC File 021-185385	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. File 021-204685	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO Tail Risk Hedging March Onshore Fund LLC File 021-202946	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PIMCO Tail Risk Hedging September Onshore Fund LLC File 021-204686	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PHFS VII SP, A Segregated Portfolio of PHFS Series SPC File 021-286866	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 8, 2017 D/A PHFS I Macro RV Offshore Fund, L.P. File 021-290750	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Dec 1, 2017 D/A PIMCO BRAVO Fund III Offshore Feeder, L.P. File 021-275510	$212,500	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Dec 1, 2017 D/A PIMCO BRAVO Fund III Onshore Feeder TE, L.P. File 021-275508	$20,000	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗	EDGAR ↗
Dec 1, 2017 D/A PIMCO BRAVO Fund III Onshore Feeder, L.P. File 021-275506	$1,427,000	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗	EDGAR ↗
Nov 30, 2017 D PIMCO Multi-Asset Volatility Fund II, L.P. File 021-299798	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Nov 30, 2017 D PIMCO Multi-Asset Volatility Employee Fund II, L.P. File 021-299799	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Nov 7, 2017 D/A PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust File 021-274361	$0	$0	$0	None listed on this filing	EDGAR ↗
May 26, 2017 D/A PIMCO BRAVO Fund III Special Offshore Feeder, L.P. File 021-275513	$312,375	$0	$0	MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
May 26, 2017 D/A PIMCO BRAVO Fund III Special Onshore Feeder, L.P. File 021-275511	$2,472,313	$0	$0	MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
May 26, 2017 D/A PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. File 021-275512	$568,567	$0	$0	MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY FUND I LTD File 021-144044	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY FUND II LTD File 021-125823	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO Cayman Commodity Fund III Ltd. File 021-143893	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO Cayman Commodity Fund VII, Ltd. File 021-165480	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO Cayman Commodity Fund VIII, Ltd. File 021-210188	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D PIMCO Capital Securities Fund (Cayman) Ltd File 021-278325	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY PORTFOLIO I LTD File 021-144005	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY PORTFOLIO II LTD File 021-128195	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. File 021-255300	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II, L.P. File 021-255303	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. File 021-255302	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jan 4, 2017 D/A PIMCO ST Floating NAV III Subsidiary LLC File 021-222101	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 4, 2017 D PIMCO International Portfolio Subsidiary LLC File 021-277595	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 2, 2016 D/A PIMCO Dividend Emerging Market Equity Sector Fund LLC File 021-238015	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Mar 15, 2016 D PIMCO ELEVEN POINT FUND, LP File 021-259322	$0	$0	$0	PIMCO Canada Corp. no CRD number reported	EDGAR ↗
Dec 28, 2015 D/A BRE Hospitality Inc. File 021-253914	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jul 6, 2015 D RAE Fund I, a series of PIMCO Offshore Funds File 021-243077	$0	$0	$0	PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗	EDGAR ↗
Jun 29, 2015 D AV Partners, L.P. File 021-242660	$0	$0	$0 The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).	None listed on this filing	EDGAR ↗
Apr 29, 2015 D PIMCO Capital Securities Fund (Cayman) Ltd File 021-238856	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 30, 2014 D HFI VII LLC File 021-231025	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 30, 2014 D HFI XI LLC File 021-231029	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 30, 2014 D HFI IX LLC File 021-231036	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 30, 2014 D HFI VIII LLC File 021-231039	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Apr 23, 2014 D Seebright Inc. File 021-216118	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 30, 2013 D/A Elan Raleigh Property, LLC File 021-208819	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 27, 2013 D HFI III LLC File 021-208813	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 27, 2013 D West 7th REIT, LLC File 021-208826	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 24, 2012 D LRE I REIT, LLC File 021-188922	$6,250 (est.)	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 139

Every issuer that named John William Murray on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance · group: Columbia

80 M Street REIT LLC

New York, NY · Feb 4, 2022

Feb 4, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director (Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer, director.