JOHN MURRAY is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Sep 2009 and Jan 2010: AMCOR LTD (Hawthorn, Australia (as filed: C3) — manufacturing — 2009; $103.4M reported sold to 22 investors) and Avega Systems Inc (North Sydney, Australia (as filed: C3) — other technology — 2010; $1.25M reported sold to 4 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $104.7M sold in total.
Listed alongside ANN O'HARA (1 shared filing), BILL LONG (1 shared filing), BILLY CHAN (1 shared filing), CHRISTOPHER ROBERTS (1 shared filing), DR. RONALD KEITH BARTON (1 shared filing) and 17 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for JOHN MURRAY and found 9 differences, 1 worth asking the sponsor about: Regulator action: John W. Lawton Brenda P. Murray, Chief Administrative Law Judge (Dec 14, 2010); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.