PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

Sponsor Check › Person

JM
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John Murdock

Named as an officer, director or promoter on SEC Form D filings · NC, KY · Sep 30, 2020 → Oct 7, 2026

4deals (issuers)
$68.6Mreported sold
62investors
10Form D filings
2020–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Murdock is listed as an executive officer and director on 10 SEC Form D filings by 4 issuers between Mar 2011 and Oct 2026: Relay, Inc. (Raleigh, NC — other technology — 2023–2026; $42.1M reported sold to 35 investors), Bandwidth.com, Inc. (Cary, NC — industry reported as "Other" — 2011; $21.9M reported sold to 1 investors), ArenaCX, Inc. (Raleigh, NC — other technology — 2020–2025; $4.19M reported sold to 20 investors) and Double Double D, LLC (Raleight, NC — industry reported as "Other" — 2023–2025; $500K reported sold to 6 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $68.6M sold in total.

Listed alongside Chris Chuang (5 shared filings), DAVID MORKEN (5 shared filings), Alan Pendleton (3 shared filings), Brian Bailey (3 shared filings), CHRISTOPHER CHUANG (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

1 of the issuers belongs to the sponsor group Sovereign (9 issuers, $119.2M reported sold, 2011–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Sovereign has 9 companies on file and $119.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 SEC releases, 2 state regulator orders, 19 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for John Murdock and found 10 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Murdock has not run yet — it is joining a line of 30,476 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

7 SEC releases; 2 state regulator orders

Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Administrative proceeding
SEC · Apr 30, 2026 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Administrative proceeding
SEC · Jan 26, 2026 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Administrative proceeding
SEC · Jul 14, 2025 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Administrative proceeding
SEC · May 13, 2025 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton "Charlie" Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Administrative proceeding
SEC · Apr 22, 2025 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, Esq. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, ESQ. Administrative proceeding
SEC · Jul 22, 2024 · Parties as named in the release: Synchronoss Technologies, Inc., Clayton “Charlie” Thomas, Marc Bandini, Daniel Ives, John Murdock, Ronald Prague, ESQ. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
John Murdock Administrative proceeding
SEC · Jun 7, 2022 · Parties as named in the release: John Murdock Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): John R. Murdock, III a/k/a Rusty Murdock (CRD #4464537, Associated Person, Texarkana, Texas)
As listed by the regulator: John R. Murdock, III a/k/a Rusty Murdock (CRD #4464537, Associated Person, Texarkana, Texas) was named as a respondent in an NASD complaint alleging that Murdock received $3,737.50 in insurance premium payments from public customers for application to the customers’ insurance policies and converted the funds to his personal use and benefit without the customers’ knowledge, authorization, or consent. The complaint also alleges that Murdock failed to respond to NASD requests for information and documentation. (NASD Case #C06040009) D13 Firms Expelled for Failing to Pay Fines and/or Costs in Accordance with NASD Rule 8320 Financial Links, Inc. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): John R Murdock, III (CRD #4464537, Registered Representative, Texarkana, Texas)
As listed by the regulator: John R Murdock, III (CRD #4464537, Registered Representative, Texarkana, Texas) was barred from association with any NASD member in any capacity. The sanction was based on findings that Murdock received checks and cash totaling $3,737.50 for insurance premium payments from public customers and converted the funds for his personal benefit without the customers’ knowledge. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Murdock..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

John M Murdock closed
United States Bankruptcy Court, N.D. Oklahoma · No. 15-10284 · Filed Feb 26, 2015 · Closed Jun 18, 2015
Role of John M Murdock: Debtor · Outcome: Case closed 2015-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
John A. Murdock closed
United States Bankruptcy Court, D. Rhode Island · No. 1:12-bk-12216 · Filed Jun 29, 2012 · Closed Jul 19, 2017
Role of John A. Murdock: Debtor · Outcome: Case closed 2017-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)
John R. Murdock and Gina Michelle Murdock closed
United States Bankruptcy Court, N.D. Oklahoma · No. 12-10821 · Filed Mar 27, 2012 · Closed Sep 10, 2012
Role of John R. Murdock and Gina Michelle Murdock: Debtor · Outcome: Case closed 2012-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
John J. Murdock and Theresa Marie Murdock closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-16637 · Filed Oct 24, 2008 · Closed Feb 11, 2009
Role of John J. Murdock and Theresa Marie Murdock: Debtor · Outcome: Case closed 2009-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
John Murdock and Ann Murdock closed
United States Bankruptcy Court, W.D. Oklahoma · No. 05-15820 · Filed May 16, 2005 · Closed Jul 21, 2006
Role of John Murdock and Ann Murdock: Debtor · Outcome: Case closed 2006-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
John Murdock and Candace Murdock closed
United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-23589 · Filed Nov 26, 2002 · Closed Mar 13, 2003
Role of John Murdock and Candace Murdock: Debtor · Outcome: Case closed 2003-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
John E. Murdock closed
United States Bankruptcy Court, E.D. Texas · No. 01-12266 · Filed Oct 19, 2001 · Closed Feb 12, 2002
Role of John E. Murdock: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
John E. Murdock closed
United States Bankruptcy Court, E.D. Virginia · No. 01-34654 · Filed Aug 2, 2001 · Closed Nov 20, 2001
Role of John E. Murdock: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
John A. Murdock closed
United States Bankruptcy Court, D. Rhode Island · No. 1:00-bk-12387 · Filed Jul 7, 2000 · Closed Oct 23, 2000
Role of John A. Murdock: Debtor · Outcome: Case closed 2000-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)
John H Murdock and Rebecca J Murdock closed
United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-53572 · Filed Apr 25, 2000 · Closed Aug 22, 2000
Role of John H Murdock and Rebecca J Murdock: Debtor · Outcome: Case closed 2000-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
John S. Murdock and Pamela Murdock closed
United States Bankruptcy Court, E.D. California · No. 99-16005 · Filed Jul 2, 1999 · Closed Oct 15, 1999
Role of John S. Murdock and Pamela Murdock: Debtor · Outcome: Case closed 1999-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John Murdock and Genie Murdock closed
United States Bankruptcy Court, E.D. California · No. 99-25533 · Filed Apr 22, 1999 · Closed Sep 1, 1999
Role of John Murdock and Genie Murdock: Debtor · Outcome: Case closed 1999-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John A Murdock closed
United States Bankruptcy Court, S.D. Texas · No. 98-34181 · Filed Apr 21, 1998 · Closed Aug 27, 2002
Role of John A Murdock: Debtor · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
John Murdock closed
United States Bankruptcy Court, S.D. Florida. · No. 97-28117 · Filed Dec 22, 1997 · Closed Dec 10, 1998
Role of John Murdock: Debtor · Outcome: Case closed 1998-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
John R. Murdock closed
United States Bankruptcy Court, D. New Hampshire · No. 96-10029 · Filed Jan 5, 1996 · Closed Jul 19, 1996
Role of John R. Murdock: Debtor · Outcome: Case closed 1996-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
John E. Murdock and Ada E. Murdock closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-15158 · Filed May 19, 1995 · Closed Sep 25, 1995
Role of John E. Murdock and Ada E. Murdock: Debtor · Outcome: Case closed 1995-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John T. Murdock closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-46394 · Filed Sep 22, 1992 · Closed Feb 11, 1993
Role of John T. Murdock: Debtor · Outcome: Case closed 1993-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John H. Murdock closed
United States Bankruptcy Court, M.D. Georgia · No. 91-50674 · Filed Feb 21, 1991 · Closed Jun 7, 1994
Role of John H. Murdock: Debtor · Outcome: Case closed 1994-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
John D. Murdock closed
United States Bankruptcy Court, N.D. Oklahoma · No. 90-00260 · Filed Feb 6, 1990 · Closed Jul 3, 1990
Role of John D. Murdock: Debtor · Outcome: Case closed 1990-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 46 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for John Murdock — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Note · Aug 14, 2017 – Oct 11, 2017

Bankruptcy case: Kaestner, Jr. v. Wells Fargo Bank — filed Aug 14, 2017

United States Bankruptcy Court, W.D. North Carolina docket "Kaestner, Jr. v. Wells Fargo Bank" filed Aug 14, 2017, closed Oct 11, 2017. Henry Kaestner (listed on the same filings) is listed as Plaintiff ("Kaestner, Jr."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 26, 2022 – Oct 7, 2026

5 Form Ds were filed more than 15 days after the first sale

Form D filed 75 days after the first sale — Relay, Inc. · Form D filed 713 days after the first sale — Relay, Inc. · Form D filed 560 days after the first sale — ArenaCX, Inc. · Form D filed 69 days after the first sale — Relay, Inc. · Form D filed 36 days after the first sale — ArenaCX, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 23, 2024 – Jan 3, 2025

No amendment in the last 12 months on an offering that may still be open — Double Double D, LLC (latest filing Jan 3, 2025)

The latest filing for this offering is dated Jan 3, 2025 (first sale Dec 23, 2024). It reports $300,000 sold of $350,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 10, 2023 – May 18, 2023

No amendment in the last 12 months on an offering that may still be open — Relay, Inc. (latest filing May 18, 2023)

The latest filing for this offering is dated May 18, 2023 (first sale Mar 10, 2023). It reports $12,931,362 sold of $14,263,556 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 26, 2022 – Dec 1, 2022

No amendment in the last 12 months on an offering that may still be open — ArenaCX, Inc. (latest filing Dec 1, 2022)

The latest filing for this offering is dated Dec 1, 2022 (first sale Oct 26, 2022). It reports $4,192,172 sold of $5,943,371 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 9, 2011 – Apr 5, 2011

Offering amount changed between filings — Bandwidth.com, Inc.

The Mar 9, 2011 filing says $20,473,000 offered; the Apr 5, 2011 Form D/A says $21,894,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Mar 9, 2011 – Sep 30, 2020

John Murdock is written 2 different ways on the filings

listed as "John C. Murdock" on 2 filings (from Mar 9, 2011), and "John Murdock" on 8 filings (from Sep 30, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Apr 17, 2019

Same name, different state: "John Murdock" (MA) is a separate record

This page covers filings where the address state is NC or KY. A separate record, "John Murdock" with address state MA, is listed on 1 filing — most recently by Centage Corp (Apr 17, 2019). The two records do not overlap in time: this page runs Sep 30, 2020 to Oct 7, 2026; the other has one filing dated Apr 17, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 3, 2023 – Jan 3, 2025

Address moved from Burlington, KY to Raleigh, NC — Double Double D, LLC

The people listed on the Jan 3, 2023 filing give Burlington, KY; on the Jan 3, 2025 filing they give Raleigh, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 7, 2026 D
Relay, Inc.
File 021-600326
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
May 5, 2026 D
Relay, Inc.
File 021-582942
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
Dec 18, 2025 D
ArenaCX, Inc.
File 021-567281
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to item 3.
None listed on this filingEDGAR ↗
Jan 3, 2025 D
Double Double D, LLC
File 021-534197
$0$0$0None listed on this filingEDGAR ↗
May 18, 2023 D
Relay, Inc.
File 021-482053
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
Jan 3, 2023 D
Double Double D, LLC
File 021-469547
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2022 D
ArenaCX, Inc.
File 021-466294
$0$0$0
None other than payments of salary in the ordinary course of business to certain of the parties named in response to Item 3.
None listed on this filingEDGAR ↗
Sep 30, 2020 D
ArenaCX, Inc.
File 021-376692
$0$0$0
None other than payments of salary in the ordinary course of business.
None listed on this filingEDGAR ↗
Apr 5, 2011 D/A
Bandwidth.com, Inc.
File 021-156445
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named John Murdock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Relay, Inc.

Raleigh, NC · May 18, 2023 → Oct 7, 2026 · 3 filings
  • Oct 7, 2026 · D · $36,049,005 sold of $36,062,669 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2026 · D · $42,060,525 sold of $42,060,525 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2023 · D · $12,931,362 sold of $14,263,556 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $42.1M from 35 investors (100% of the $36.1M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ArenaCX, Inc.

Raleigh, NC · Sep 30, 2020 → Dec 18, 2025 · 3 filings
  • Dec 18, 2025 · D · $1,050,000 sold of $1,250,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 1, 2022 · D · $4,192,172 sold of $5,943,371 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 30, 2020 · D · $2,005,000 sold of $2,005,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.19M from 20 investors (100% of the $1.25M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Double Double D, LLC

Raleight, NC · Jan 3, 2023 → Jan 3, 2025 · 2 filings
  • Jan 3, 2025 · D · $300,000 sold of $350,000 · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 3, 2023 · D · $200,000 sold of $200,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $500K from 6 investors (100% of the $350K target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Sovereign

Bandwidth.com, Inc.

Cary, NC · Mar 9, 2011 → Apr 5, 2011 · 2 filings
  • Apr 5, 2011 · D/A · $21,894,000 sold of $21,894,000 · 1 investors · min. No minimum reported · role: Executive Officer (President) EDGAR ↗
  • Mar 9, 2011 · D · $20,473,000 sold of $20,473,000 · 1 investors · min. No minimum reported · role: Executive Officer (President) EDGAR ↗

Raised $21.9M from 1 investor (100% of the $21.9M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Murdock — MA, 1 issuer, Apr 17, 2019 → Apr 17, 2019 · no shared issuer

People around John 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Chuang

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as John Murdock. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID MORKEN

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as John Murdock. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Thomsen

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Murdock. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Pendleton

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Bailey

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Brian Bailey is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JIM MULCAHY

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER CHUANG

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

W. Christopher Matton

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Kaestner

Executive Officer, Director · 2 shared filings (1 issuer) · also on 9 other issuers

Henry Kaestner is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel G. Doster

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth D. Roth

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Suriano

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Deister

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID MOUNT

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Terrence C. Munroe

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doc Shufelt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Murdock. Their page shows their other deals.

The team behind the deals

Sponsor group

Sovereign

9 issuers · 13 filings · $119.2M reported sold · 2011–2021

One team, 9 deal companies. John Murdock is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Murdock.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Murdock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Murdock is listed on: none on file. No website or social profile named in Bandwidth.com, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #352,573 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cary, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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