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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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JM
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John Morris

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 27, 2012 → Oct 6, 2020

3deals (issuers)
$125.1Mreported sold
103investors
6Form D filings
2012–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Morris is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Dec 2012 and Oct 2020: JUNIPER NETWORKS INC (Sunnyvale, CA — telecommunications — 2012; $101.8M reported sold to 27 investors), Ecorithm, Inc. (Goleta, CA — other technology — 2013–2015; $13.8M reported sold to 74 investors) and Leonardo247, Inc. (Redondo Beach, CA — other technology — 2020; $9.5M reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $125.1M sold in total.

Listed alongside Chris Tagge (4 shared filings), Daniel R. Tishman (4 shared filings), Igor Mezic (4 shared filings), Stephanie Marasciullo (4 shared filings), Edward W. Stone, Jr. (3 shared filings) and 30 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 6 SEC releases, 2 state regulator orders, 19 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for John Morris and found 10 differences, 1 worth asking the sponsor about: 6 regulator actions name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Morris has not run yet — it is joining a line of 62,622 names; searches run around the clock at the hosts' allowed rate. Searched so far: 737 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Molly Tracy v. John H. Morris closed
District Court, C.D. California · No. 2:23-cv-08022 · Filed Sep 25, 2023 · Closed Jul 22, 2025 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of John H. Morris: Defendant · Outcome: Terminated 2025-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris v. Option One Mortgage Corporation dismissed
District Court, C.D. California · No. 8:09-cv-00222 · Filed Feb 24, 2009 · Closed Mar 16, 2010 · Nature of suit: 290 Other real property actions
Role of John Morris: Plaintiff · Outcome: Terminated 2010-03-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 SEC releases; 2 state regulator orders

Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Administrative proceeding
SEC · Dec 19, 2001 · Parties as named in the release: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is named in the release
Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Administrative proceeding
SEC · Jun 1, 2001 · Parties as named in the release: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is named in the release
Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Administrative proceeding
SEC · Jun 1, 2001 · Parties as named in the release: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is named in the release
Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Administrative proceeding
SEC · Jun 1, 2001 · Parties as named in the release: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is named in the release
Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley Litigation release
SEC · Nov 26, 1997 · Parties as named in the release: Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Administrative proceeding
SEC · Nov 18, 1996 · Parties as named in the release: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is named in the release
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Albert T. Carazolez (Registered Representative, San Diego, California) and John Morris (Registered Principal, Del Mar, California)
As listed by the regulator: Albert T. Carazolez (Registered Representative, San Diego, California) and John Morris (Registered Principal, Del Mar, California) were each fined $5,000. Carazolez was also suspended from association with any NASD member as a general securities representative for 20 business days and ordered to pay $5,411.76 in restitution to public customers. Morris was suspended from association with any NASD member as a general securities principal for 15 business days and required to requalify by exam as a general securities principal should he seek to become associated in such capacity. The sanctions were based on findings that Carazolez recommended transactions for the accounts of public customers without having reasonable grounds for believing that such recommendations were suitable for the customers in view of the frequency of the recommended transactions; the risks associated with the transactions; and the customers' financial situations, objectives, circumstances, and needs. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Individual Whose Registration Was Canceled/Suspended Pursuant To NASD Rule 9622 For FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): John B. Morris
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Morris..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

John P Morris closed
United States Bankruptcy Court, C.D. California · No. 9:22-bk-10694 · Filed Sep 6, 2022 · Closed Jan 10, 2023
Role of John P Morris: Debtor · Outcome: Case closed 2023-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris and Cassandra Morris closed
United States Bankruptcy Court, C.D. California · No. 6:18-bk-16868 · Filed Aug 14, 2018 · Closed Mar 11, 2020
Role of John Morris and Cassandra Morris: Debtor · Outcome: Case closed 2020-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John P Morris and Cassandra M Morris closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-13804 · Filed May 5, 2017 · Closed Apr 20, 2018
Role of John P Morris and Cassandra M Morris: Debtor · Outcome: Case closed 2018-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John E Morris and Lisa A. Armosino-Morris closed
United States Bankruptcy Court, S.D. California · No. 14-03866 · Filed May 16, 2014 · Closed Jun 27, 2017
Role of John E Morris and Lisa A. Armosino-Morris: Debtor · Outcome: Case closed 2017-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John P Morris, Jr. and Cindy L Morris closed
United States Bankruptcy Court, S.D. California · No. 12-09279 · Filed Jun 29, 2012 · Closed Sep 28, 2012
Role of John P Morris, Jr.: Debtor · Outcome: Case closed 2012-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John P Morris and Cassandra M Morris closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-17234 · Filed Mar 23, 2012 · Closed Jul 16, 2012
Role of John P Morris and Cassandra M Morris: Debtor · Outcome: Case closed 2012-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris closed
United States Bankruptcy Court, N.D. California · No. 10-61953 · Filed Nov 19, 2010 · Closed Feb 17, 2011
Role of John Morris: Debtor · Outcome: Case closed 2011-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris closed
United States Bankruptcy Court, N.D. California · No. 10-58027 · Filed Aug 3, 2010 · Closed Oct 28, 2010
Role of John Morris: Debtor · Outcome: Case closed 2010-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-24041 · Filed Dec 16, 2009 · Closed Jun 7, 2010
Role of John Morris: Debtor · Outcome: Case closed 2010-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John N. Morris and Terri R. Morris closed
United States Bankruptcy Court, E.D. California · No. 08-23287 · Filed Mar 19, 2008 · Closed Dec 11, 2008
Role of John N. Morris and Terri R. Morris: Debtor · Outcome: Case closed 2008-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John M Morris and Alicia D Morris closed
United States Bankruptcy Court, C.D. California · No. 6:06-bk-10901 · Filed Apr 26, 2006 · Closed Sep 20, 2006
Role of John M Morris and Alicia D Morris: Debtor · Outcome: Case closed 2006-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John M. Morris and Eunice M. Morris closed
United States Bankruptcy Court, E.D. California · No. 05-40699 · Filed Oct 17, 2005 · Closed Apr 4, 2006
Role of John M. Morris and Eunice M. Morris: Debtor · Outcome: Case closed 2006-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John Morris closed
United States Bankruptcy Court, E.D. California · No. 05-37830 · Filed Oct 15, 2005 · Closed Mar 9, 2006
Role of John Morris: Debtor · Outcome: Case closed 2006-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John M. Morris closed
United States Bankruptcy Court, E.D. California · No. 05-12085 · Filed Mar 21, 2005 · Closed Jul 1, 2005
Role of John M. Morris: Debtor · Outcome: Case closed 2005-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John P Morris Iii and Claudia E Morris closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-29677 · Filed Jul 25, 2003 · Closed Nov 21, 2003
Role of John P Morris Iii and Claudia E Morris: Debtor · Outcome: Case closed 2003-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John S Morris and Audra L Morris closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-18560 · Filed Mar 28, 2003 · Closed Jul 25, 2003
Role of John S Morris and Audra L Morris: Debtor · Outcome: Case closed 2003-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John W. Morris and Deborah K. Morris closed
United States Bankruptcy Court, E.D. California · No. 02-33593 · Filed Dec 11, 2002 · Closed Mar 25, 2003
Role of John W. Morris and Deborah K. Morris: Debtor · Outcome: Case closed 2003-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John H Morris closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-25567 · Filed May 29, 2002 · Closed Sep 27, 2002
Role of John H Morris: Debtor · Outcome: Case closed 2002-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
John F. Morris and Joan C. Morris closed
United States Bankruptcy Court, E.D. California · No. 02-24506 · Filed Apr 22, 2002 · Closed Jun 30, 2004
Role of John F. Morris and Joan C. Morris: Debtor · Outcome: Case closed 2004-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 868 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for John Morris — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Nov 18, 1996 – Aug 29, 2019

6 regulator actions name the subject or team members

Regulator action naming a team member: Juniper Networks, Inc. (Aug 29, 2019) · Regulator action: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer (Dec 19, 2001) · Regulator action: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer (Jun 1, 2001) · Regulator action: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer (Jun 1, 2001) · Regulator action: Carmel Equity Partners, Richard L. Goodrich, Lawrence D.Isen, Peter P. Kim, Bruce E. Mesnekoff, John B. Morris, and KelseyVan Deventer (Jun 1, 2001) · and 1 more

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Aug 28, 2006 – Oct 4, 2011

Bankruptcy case: David A Schlotterbeck and Amy M Schlotterbeck — filed Aug 28, 2006

United States Bankruptcy Court, C.D. California docket "David A Schlotterbeck and Amy M Schlotterbeck" filed Aug 28, 2006, closed Oct 4, 2011. David Schlotterbeck (listed on the same filings) is listed as Debtor ("David A Schlotterbeck and Amy M Schlotterbeck"). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Sep 11, 2020 – Oct 6, 2020

Form D filed 25 days after the first sale — Leonardo247, Inc.

The filing says the first sale was Sep 11, 2020. The Form D was filed Oct 6, 2020 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 12, 2015 – Apr 23, 2015

No amendment in the last 12 months on an offering that may still be open — Ecorithm, Inc. (latest filing Apr 23, 2015)

The latest filing for this offering is dated Apr 23, 2015 (first sale Jan 12, 2015). It reports $1,570,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 31, 2013 – Dec 9, 2013

No amendment in the last 12 months on an offering that may still be open — Ecorithm, Inc. (latest filing Dec 9, 2013)

The latest filing for this offering is dated Dec 9, 2013 (first sale Jan 31, 2013). It reports $1,842,500 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 16, 2025 – Jul 17, 2026

Same name, different state: "John Morris" (NJ) is a separate record

This page covers filings where the address state is CA. A separate record, "John Morris" with address state NJ, is listed on 3 filings — most recently by Sherwood Coffee Investment LLC (Jul 17, 2026). The two records do not overlap in time: this page runs Dec 27, 2012 to Oct 6, 2020; the other runs Dec 16, 2025 to Jul 17, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 23, 2025 – Jul 16, 2026

Same name, different state: "John E Morris" (SD) is a separate record

This page covers filings where the address state is CA. A separate record, "John E Morris" with address state SD, is listed on 2 filings — most recently by QuantumSafe Data Systems Inc. (Jul 16, 2026). The two records do not overlap in time: this page runs Dec 27, 2012 to Oct 6, 2020; the other runs Dec 23, 2025 to Jul 16, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 3, 2013 – Mar 5, 2026

Same name, different state: "John Morris" (IL or TX) is a separate record

This page covers filings where the address state is CA. A separate record, "John Morris" with address state IL or TX, is listed on 10 filings — most recently by Ocient Holdings LLC (Jun 18, 2026). Both records have filings in the same period (Sep 3, 2013 to Oct 6, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 16, 2014 – Jan 8, 2026

Same name, different state: "John C. Morris" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "John C. Morris" with address state NY, is listed on 4 filings — most recently by Nyca Investment Fund V-B, LP (Jan 8, 2026). Both records have filings in the same period (Jul 16, 2014 to Oct 6, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 28, 2009 – Jun 11, 2018

Same name, different state: "John Morris" (TN) is a separate record

This page covers filings where the address state is CA. A separate record, "John Morris" with address state TN, is listed on 5 filings — most recently by SportsSense Inc. (Jun 11, 2018). Both records have filings in the same period (Dec 27, 2012 to Jun 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $28,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 6, 2020 D
Leonardo247, Inc.
File 021-377224
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2015 D/A
Ecorithm, Inc.
File 021-232816
$0$0$0
All proceeds to be used for working capital
None listed on this filingEDGAR ↗
Dec 9, 2013 D/A
Ecorithm, Inc.
File 021-191815
$28,000$0$0
All proceeds to be used for working capital
Third Seven Capital LLC BrokerCheck CRD 160209 ↗EDGAR ↗
Dec 27, 2012 D
JUNIPER NETWORKS INC
File 021-189042
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Morris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Leonardo247, Inc.

Redondo Beach, CA · Oct 6, 2020
  • Oct 6, 2020 · D · $9,499,998 sold of $9,499,998 · 2 investors · min. $1 · role: Director EDGAR ↗

Raised $9.5M from 2 investors (100% of the $9.5M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Ecorithm, Inc.

Goleta, CA · Aug 15, 2013 → Apr 23, 2015 · 4 filings
  • Apr 23, 2015 · D/A · $1,570,000 sold of $3,000,000 · 10 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2015 · D · $575,000 sold of $3,000,000 · 7 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 9, 2013 · D/A · $1,842,500 sold of $3,000,000 · 24 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Aug 15, 2013 · D/A · $1,167,500 sold of $3,000,000 · 10 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $13.8M from 74 investors (100% of the $3M target) as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

JUNIPER NETWORKS INC

Sunnyvale, CA · Dec 27, 2012
  • Dec 27, 2012 · D · $101,759,441 sold of $101,759,441 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $101.8M from 27 investors (100% of the $101.8M target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John G. Morris — MA, 233 issuers, Feb 24, 2010 → Dec 20, 2024 · no shared issuer
  • John Morris — IL, TX, 6 issuers, Sep 3, 2013 → Mar 5, 2026 · no shared issuer
  • John C. Morris — NY, 4 issuers, Jul 16, 2014 → Jan 8, 2026 · no shared issuer
  • John Morris — TN, 3 issuers, Aug 28, 2009 → Jun 11, 2018 · no shared issuer
  • John A. Morris — GA, NY, 2 issuers, Oct 5, 2016 → Oct 5, 2016 · no shared issuer
  • John E Morris — SD, 1 issuer, Dec 23, 2025 → Jul 16, 2026 · no shared issuer
  • John Morris — NJ, 1 issuer, Dec 16, 2025 → Jul 17, 2026 · no shared issuer
  • John S. Morris — NC, 1 issuer, Nov 24, 2009 → Oct 30, 2012 · no shared issuer
  • John S Morris — NE, 1 issuer, Jan 8, 2010 → Dec 8, 2015 · no shared issuer
  • John C. Morris — FL, 1 issuer, Aug 24, 2012 → Jun 16, 2014 · no shared issuer
  • John Morris — WA, 1 issuer, Aug 8, 2012 → Apr 4, 2024 · no shared issuer
  • John C. Morris — CA, 1 issuer, Jul 9, 2015 → May 16, 2019 · no shared issuer
  • John Morris — MN, 1 issuer, Aug 12, 2013 → Aug 12, 2013 · no shared issuer
  • John Morris — Quebec, Canada (as filed: A8), 1 issuer, Sep 15, 2016 → Sep 15, 2016 · no shared issuer
  • John Richard Edwin Morris — CO, 1 issuer, Jan 28, 2020 → Jan 28, 2020 · no shared issuer
  • John C. Morris — DC, 1 issuer, Apr 16, 2020 → Apr 16, 2020 · no shared issuer
  • John Morris — MD, 1 issuer, May 17, 2021 → May 17, 2021 · no shared issuer
  • John S. Morris — Korea, Republic of (as filed: M5), 1 issuer, Jul 14, 2026 → Jul 14, 2026 · no shared issuer
  • John E Morris — NY, 1 issuer, Jul 9, 2010 → Jul 9, 2010 · no shared issuer
  • John Morris — NY, 1 issuer, Jun 25, 2019 → Jun 25, 2019 · no shared issuer

People around John 35

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel R. Tishman

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie Marasciullo

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Igor Mezic

Director, Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Tagge

Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward W. Stone, Jr.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Grama

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Melvin Schreiberg

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Tesoriero

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Mercedes Johnson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Dyckerhoff

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Stefan Dyckerhoff is on 15 issuers in total — a repeat sponsor. Their page lists every one.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Johnson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Kevin Johnson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Schlotterbeck

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Kriens

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Morris. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Avila-Marco

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

MARY CRANSTON

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Morris. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robyn Denholm

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Muglia

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM STENSRUD

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lauren Flaherty

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rice

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kim Perdikou

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Morris. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Calderoni

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

GE
No photo found yet (own website and image search run after this page is viewed)
Person

Gerri Elliot

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Meehan

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

J. Michael Lawrie

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Bauhaus

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Manoj Leelanivas

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Morris. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Suellen McFarling

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

CI
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Issac

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Clow

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Chen

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Morris. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. Bailey, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell L. Gaynor

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Pradeep Sindhu

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Cunningham

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Morris. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John Morris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: JUNIPER NETWORKS INC (3).

Public profiles and social

Websites and social links of the issuers John Morris is listed on: none on file. No website or social profile named in JUNIPER NETWORKS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #107,333 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sunnyvale, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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