John Morris is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2013: Atirix Medical Systems, Inc. (Minneapolis, MN — other health care — 2013).
What this means One deal on file with the SEC, filed Aug 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles Barry (1 shared filing), Gary Manninen (1 shared filing), Jerad Hahn (1 shared filing), Phil Ives (1 shared filing), Philip Smith (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 SEC releases listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for John Morris and found 6 differences: John Morris appears on 1 deal that stopped filing before reaching its target; Same name, different state: "John Morris" (NJ) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.