John McMichael is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between Mar 2010 and Jun 2023: Beech Tree Labs, Inc. (Delanson, NY — biotechnology — 2010–2015; $5.82M reported sold to 31 investors), CTI SCIENCE, INC. (Lexington, KY — pharmaceuticals — 2011; $3.7M reported sold to 15 investors) and Resolys Bio, Inc. (Delanson, NY — biotechnology — 2016–2023; $200K reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $9.72M sold in total.
2 of the issuers belong to the sponsor group Beech (2 issuers, $175K reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Beech has 2 companies on file and $175K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for John McMichael and found 7 differences, 2 worth asking the sponsor about: Form D filed 180 days after the first sale; John McMichael is no longer listed on the Oct 31, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.