John McClintock is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2022: Calu Opportunity Fund, LP (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2022).
What this means One deal on file with the SEC, filed Mar 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
The issuer belongs to the sponsor group Calu (2 issuers, $0 reported sold, 2022).
What this means A sponsor group is one team that sets up a new company for each deal. Calu has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for John McClintock and found 4 differences, 1 worth asking the sponsor about: John McClintock is no longer listed on the Sep 2, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.