John Marsh is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Nov 2022 and Apr 2023: Convergence Collaboration Fund, LP (Houston, TX — pooled investment fund — 2022–2023; $500K reported sold to 1 investors) and Convergence Ventures GP, LLC (Houston, TX — other banking and financial services — 2022; $250K reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $750K sold in total.
Listed alongside Allen Getwick (3 shared filings), Blair Duncan (3 shared filings), Gary Reese (3 shared filings), Harry Bushong (3 shared filings), John Nghiem (3 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Convergence (3 issuers, $1.75M reported sold, 2018–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Convergence has 3 companies on file and $1.75M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for John Marsh and found 11 differences, 3 worth asking the sponsor about: 900% of the money raised went to insiders; 200% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.