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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

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John Pasquesi

Named as an officer, director or promoter on SEC Form D filings · CA, CO · Jul 1, 2009 → May 12, 2017

8deals (issuers)
$116.9Mreported sold
113investors
22Form D filings
2009–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Pasquesi is listed as a director on 22 SEC Form D filings by 8 issuers between Jun 2009 and Apr 2023. Largest by amount reported sold: Sojourner Holding Co LLC (Chester, NJ — insurance — 2015; $41.5M reported sold to 15 investors), AGRAQUEST INC (Davis, CA — industry reported as "Other" — 2009–2011; $17.7M reported sold to 14 investors), BioConsortia, Inc. (Davis, CA — industry reported as "Other" — 2016–2023; $15M reported sold to 5 investors), ARENA SOLUTIONS INC (Foster City, CA — other technology — 2010–2014; $13.9M reported sold to 34 investors), Nor1 Inc (Santa Clara, CA — industry reported as "Other" — 2009–2012; $12M reported sold to 19 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $116.9M sold in total.

Listed alongside Christina E. Huben (9 shared filings), Marcus Meadows-Smith (9 shared filings), Martin Huml (7 shared filings), Arthur Jr. Norins (4 shared filings), Ashish Malik (4 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for John Pasquesi and found 15 differences, 5 worth asking the sponsor about: TX securities regulator cease and desist naming a team member (Mar 18, 2016); Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Pasquesi has not run yet — it is joining a line of 35,603 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 open, 1 closed (disposition not in docket feed)

Pasquesi v. PRA Group, Inc. open
District Court, S.D. California · No. 3:13-cv-01260 · Filed May 30, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Pasquesi: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); surname only in the caption; court in the person's filing state (CA)
Pasquesi v. PRA Group, Inc. open
District Court, S.D. California · No. 3:13-cv-01260 · Filed May 30, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Pasquesi: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); surname only in the caption; court in the person's filing state (CA)
Pasquesi v. Portfolio Recovery Associates, Inc. closed
District Court, N.D. Illinois · No. 1:13-cv-01935 · Filed Mar 13, 2013 · Closed May 28, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Pasquesi: Plaintiff · Outcome: Terminated 2013-05-28 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Pasquesi..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

John M. Pasquesi closed
United States Bankruptcy Court, N.D. Illinois · No. 18-05252 · Filed Feb 26, 2018 · Closed Jun 4, 2018
Role of John M. Pasquesi: Debtor · Outcome: Case closed 2018-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); first name matches; 2 people with this name in Form D filings; court in IL (not a filing state)
Michelle Pasquesi Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-28163 · Filed Aug 3, 2012 · Closed Nov 26, 2012
Role of Michelle Pasquesi Johnson: Debtor · Outcome: Case closed 2012-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); different first name (michelle); court in the person's filing state (CA)
American Express Centurion Bank v. Pasquesi closed
United States Bankruptcy Court, N.D. Illinois · No. 11-01283 · Filed Jun 6, 2011 · Closed Nov 17, 2011
Role of Pasquesi: Defendant · Outcome: Case closed 2011-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); surname only in the caption; court in IL (not a filing state)
John A. Pasquesi closed
United States Bankruptcy Court, N.D. Illinois · No. 11-10265 · Filed Mar 11, 2011 · Closed Jun 13, 2011
Role of John A. Pasquesi: Debtor · Outcome: Case closed 2011-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); first name matches; 2 people with this name in Form D filings; court in IL (not a filing state)
James Pasquesi Builders, Inc. closed
United States Bankruptcy Court, N.D. Illinois · No. 08-26206 · Filed Sep 30, 2008 · Closed Nov 10, 2008
Role of James Pasquesi Builders, Inc.: Debtor · Outcome: Case closed 2008-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); different first name (james); court in IL (not a filing state)
Design Build by Pasquesi, Inc. closed
United States Bankruptcy Court, N.D. Illinois · No. 08-26205 · Filed Sep 30, 2008 · Closed Nov 12, 2008
Role of Design Build by Pasquesi, Inc.: Debtor · Outcome: Case closed 2008-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 10 federal dockets); different first name (inc); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for John Pasquesi — 5 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Mar 18, 2016

TX securities regulator cease and desist naming a team member (Mar 18, 2016)

Texas State Securities Board (TSSB) issued a Cease and Desist dated Mar 18, 2016. Respondents as listed: Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro. Matched to Robert Shapiro (listed on the same filings).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · Jun 6, 2011 – Nov 17, 2011

Bankruptcy case: American Express Centurion Bank v. Pasquesi — filed Jun 6, 2011

United States Bankruptcy Court, N.D. Illinois docket "American Express Centurion Bank v. Pasquesi" filed Jun 6, 2011, closed Nov 17, 2011. John Pasquesi is listed as Defendant ("Pasquesi"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 13, 2013 – May 30, 2013

3 court cases name John Pasquesi

By role: plaintiff in 3. Newest: "Pasquesi v. PRA Group, Inc." (District Court, S.D. California, May 30, 2013); "Pasquesi v. PRA Group, Inc." (District Court, S.D. California, May 30, 2013); "Pasquesi v. Portfolio Recovery Associates, Inc." (District Court, N.D. Illinois, Mar 13, 2013). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Worth asking · Sep 2, 2009

Investor count went down between filings — Nor1 Inc

The Sep 2, 2009 filing reports 19 investors; the Sep 2, 2009 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Sep 28, 2011

47% of the money raised went to insiders — DECIMAL INC

The Sep 28, 2011 Form D reports $955,211 sold and $450,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "A portion of the proceeds were used to pay off loans provided by the Company's directors.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Sep 28, 2011

John Pasquesi appears on 1 deal that stopped filing before reaching its target

DECIMAL INC (last filing Sep 28, 2011; $955,211 sold of $3,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jul 29, 2011 – Sep 28, 2011

Form D filed 61 days after the first sale — DECIMAL INC

The filing says the first sale was Jul 29, 2011. The Form D was filed Sep 28, 2011 — 61 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 46 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Apr 1, 2011 – Jun 1, 2011

Form D filed 61 days after the first sale — ARENA SOLUTIONS INC

The filing says the first sale was Apr 1, 2011. The Form D was filed Jun 1, 2011 — 61 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 46 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 8, 2008 – Jun 27, 2019

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Green & Grow, Inc. (latest filing Jun 27, 2019) · No amendment in the last 12 months on an offering that may still be open — Green & Grow, Inc. (latest filing Apr 5, 2018) · No amendment in the last 12 months on an offering that may still be open — Sojourner Holding Co LLC (latest filing Oct 7, 2015) · No amendment in the last 12 months on an offering that may still be open — ARENA SOLUTIONS INC (latest filing Aug 13, 2014) · No amendment in the last 12 months on an offering that may still be open — DECIMAL INC (latest filing Sep 28, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Feb 4, 2011 – Mar 25, 2011

Offering amount changed between filings — AGRAQUEST INC

The Feb 4, 2011 filing says $15,000,000 offered; the Mar 25, 2011 Form D/A says $17,700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jun 22, 2009 – Jul 1, 2009

John Pasquesi is written 2 different ways on the filings

listed as "John M. Pasquesi" on 7 filings (from Jun 22, 2009), and "John Pasquesi" on 15 filings (from Jul 1, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 27, 2017 – Dec 21, 2023

Same name, different state: "John Pasquesi" (MO) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "John Pasquesi" with address state MO, is listed on 7 filings — most recently by NewLeaf Symbiotics, Inc. (Dec 21, 2023). Both records have filings in the same period (Mar 27, 2017 to May 12, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 27, 2014 – Apr 5, 2018

Address moved from Austin, TX to Englewood, CO — Green & Grow, Inc.

The people listed on the Aug 27, 2014 filing give Austin, TX; on the Apr 5, 2018 filing they give Englewood, CO. The address now on file (8310 S Valley Highway, Suite 300, Englewood, CO) is a registered-agent or shared-office address used by 8 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Sep 2, 2009 – Dec 17, 2012

Address moved from Sunnyvale, CA to Santa Clara, CA — Nor1 Inc

The people listed on the Sep 2, 2009 filing give Sunnyvale, CA; on the Dec 17, 2012 filing they give Santa Clara, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jun 22, 2009 – Apr 20, 2023

John Pasquesi is listed with 2 different address states: CA, CO

CA on 20 filings (Jun 22, 2009 to Apr 20, 2023); CO on 2 filings (Apr 5, 2018 to Jun 27, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 18 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $450,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 20, 2023 D
BioConsortia, Inc.
File 021-479553
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Jun 27, 2019 D
Green & Grow, Inc.
File 021-343001
$0$0$0
None other than payments of salary in the ordinary course of business.
None listed on this filingEDGAR ↗
Mar 27, 2019 D/A
BioConsortia, Inc.
File 021-335727
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Apr 5, 2018 D
Green & Grow, Inc.
File 021-309381
$0$0$0
None other than payments of salary in the ordinary course of business.
None listed on this filingEDGAR ↗
Mar 13, 2018 D
BioConsortia, Inc.
File 021-307601
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
May 12, 2017 D
Global Liquid Markets, LLC
File 021-286627
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2016 D
BioConsortia, Inc.
File 021-273299
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Oct 7, 2015 D
Sojourner Holding Co LLC
File 021-248869
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2014 D
Green & Grow, Inc.
File 021-223690
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2014 D
ARENA SOLUTIONS INC
File 021-222872
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2012 D
Nor1 Inc
File 021-188490
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2011 D
DECIMAL INC
File 021-166472
$0$0$450,000 (est.)
A portion of the proceeds were used to pay off loans provided by the Company's directors.
None listed on this filingEDGAR ↗
Jun 1, 2011 D
ARENA SOLUTIONS INC
File 021-160601
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2011 D/A
AGRAQUEST INC
File 021-154827
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Nov 12, 2010 D/A
ARENA SOLUTIONS INC
File 021-76390
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
AGRAQUEST INC
File 021-148254
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2009 D/A
Nor1 Inc
File 021-72600
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2009 D
AGRAQUEST INC
File 021-48671
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named John Pasquesi on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

BioConsortia, Inc.

Davis, CA · Oct 27, 2016 → Apr 20, 2023 · 5 filings
  • Apr 20, 2023 · D · $15,000,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2019 · D/A · $8,000,000 sold of $8,000,000 · 3 investors · min. $90,136 · role: Director EDGAR ↗
  • Mar 27, 2019 · D · $0 sold of $8,000,000 · 3 investors · min. $90,136 · role: Director EDGAR ↗
  • Mar 13, 2018 · D · $10,000,010 sold of $10,000,010 · 3 investors · min. $150,226 · role: Director EDGAR ↗
  • Oct 27, 2016 · D · $7,999,999 sold of $7,999,999 · 5 investors · min. $107,733 · role: Director EDGAR ↗

Raised $15M from 5 investors (100% of the $15M target) as of the latest filing. John is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Agriculture

Green & Grow, Inc.

Englewood, CO · Aug 27, 2014 → Jun 27, 2019 · 3 filings
  • Jun 27, 2019 · D · $89,000 sold of $150,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2018 · D · $320,018 sold of $650,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 27, 2014 · D · $10,500,000 sold of $10,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.5M from 14 investors (100% of the $150K target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Global Liquid Markets, LLC

Palo Alto, CA · May 12, 2017
  • May 12, 2017 · D · $5,314,235 sold of $5,314,235 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.31M from 5 investors (100% of the $5.31M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Insurance

Sojourner Holding Co LLC

Chester, NJ · Oct 7, 2015
  • Oct 7, 2015 · D · $41,470,000 sold of $41,920,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $41.5M from 15 investors (99% of the $41.9M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ARENA SOLUTIONS INC

Foster City, CA · Nov 12, 2010 → Aug 13, 2014 · 3 filings
  • Aug 13, 2014 · D · $8,847,818 sold of $8,994,987 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2011 · D · $1,999,999 sold of $1,999,999 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 12, 2010 · D/A · $13,949,484 sold of $13,949,484 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $13.9M from 34 investors (100% of the $8.99M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Nor1 Inc

Santa Clara, CA · Jul 1, 2009 → Dec 17, 2012 · 4 filings
  • Dec 17, 2012 · D · $12,000,001 sold of $12,000,001 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 2, 2009 · D/A · $8,001,690 sold of $8,106,690 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 2, 2009 · D/A · $8,001,690 sold of $8,106,690 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 1, 2009 · D/A · $7,306,690 sold of $8,106,690 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12M from 19 investors (100% of the $12M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

DECIMAL INC

San Francisco, CA · Sep 28, 2011
  • Sep 28, 2011 · D · $955,211 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $955K from 7 investors (32% of the $3M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

AGRAQUEST INC

Davis, CA · Jun 22, 2009 → Mar 25, 2011 · 4 filings
  • Mar 25, 2011 · D/A · $17,700,000 sold of $17,700,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 4, 2011 · D · $10,000,000 sold of $15,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2010 · D · $0 sold of $10,228,854 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2009 · D · $10,125,124 sold of $10,125,124 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.7M from 14 investors (100% of the $17.7M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Pasquesi — MO, 1 issuer, Mar 27, 2017 → Dec 21, 2023 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marcus Meadows-Smith

Executive Officer, Director · 9 shared filings (2 issuers)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christina E. Huben

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Huml

Director · 7 shared filings (2 issuers)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Locher

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Ashish Malik

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

William K. Reilly

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Margolis

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Miille

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Jr. Norins

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Holtzman

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM MCGLASHAN

Director · 4 shared filings (1 issuer) · also on 7 other issuers

WILLIAM MCGLASHAN is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Forwood

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Pasquesi. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Angel

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Gailus

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Robillard

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Kline

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Thornhill

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Barth

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Pasquesi. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Christopoul

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vann Avedisian

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Kirk

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Bryant

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Joel R. Jung

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Pasquesi. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Livingston

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Roderic Prat

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Sobba

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Nijak, Jr.

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rory O'Driscoll

Director · 2 shared filings (1 issuer) · also on 13 other issuers

Rory O'Driscoll is on 14 issuers in total — a repeat sponsor. Their page lists every one.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Larkin

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Bozzini

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Payman Pouleddej

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tamara Tompkins

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Pasquesi. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shapiro

Director · 1 shared filing (1 issuer) · also on 23 other issuers

Robert Shapiro is on 24 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Bozzini

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Al Blowers

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Parks

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Fife

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Spivey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Pasquesi. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Padgett

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Pasquesi. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Sheehan

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Pasquesi. Their page shows their other deals.

The team behind the deals

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Pasquesi by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Pasquesi is listed on: none on file. No website or social profile named in Sojourner Holding Co LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #296,756 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chester, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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