PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:53 AM ET

Sponsor Check › Person

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John Small

Named as an officer, director or promoter on SEC Form D filings · NY, NJ, UT · May 22, 2009 → Aug 26, 2011

3deals (issuers)
$40.6Mreported sold
39investors
12Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Small is listed as a director on 12 SEC Form D filings by 3 issuers between May 2009 and Nov 2011: Infinia CORP (Ogden, UT — energy conservation — 2009–2011; $32.1M reported sold to 23 investors), EPV SOLAR INC (Robbinsville, NJ — manufacturing — 2009; $5M reported sold to 9 investors) and Phoenix Solar Holdings Corp. (Robbinsville, NJ — other energy — 2010; $3.58M reported sold to 7 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $40.6M sold in total.

Listed alongside Richard L. Shorten (10 shared filings), J.D. Sitton (8 shared filings), Gregory J. Flanagan (7 shared filings), Daniel Mongan (4 shared filings), Michael Ward (4 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Epv (2 issuers, $8.58M reported sold, 2009–2010) and Power Play (6 issuers, $20.6M reported sold, 2009–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 51 bankruptcy cases matching the name listed in Key records below.

What this means 52 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for John Small and found 15 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Small has not run yet — it is joining a line of 21,408 names; searches run around the clock at the hosts' allowed rate. Searched so far: 352 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

SMALL, JOHN D. v. FEDERAL DEPOSIT INSURANCE judgment
District Court, N.D. Texas · No. · Filed Oct 6, 1988 · Closed Sep 12, 1989 · Nature of suit: 190 Other contract actions
Role of SMALL, JOHN D.: Plaintiff · Outcome: Terminated 1989-09-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Small..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

51 cases: 1 open, 50 closed (disposition not in docket feed)

John Small open
United States Bankruptcy Court, E.D. New York · No. 1-24-44042 · Filed Sep 26, 2024
Role of John Small: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John A Small closed
United States Bankruptcy Court, W.D. Kentucky · No. 20-32412 · Filed Sep 30, 2020 · Closed Jan 5, 2021
Role of John A Small: Debtor · Outcome: Case closed 2021-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
John C. Small closed
United States Bankruptcy Court, D. Maine · No. 21-20221 · Filed Dec 27, 2018 · Closed Dec 20, 2021
Role of John C. Small: Debtor · Outcome: Case closed 2021-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John R. Small, II closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 18-18163 · Filed Dec 12, 2018 · Closed Apr 12, 2019
Role of John R. Small, II: Debtor · Outcome: Case closed 2019-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
John Small and Monica Nicole Lewis closed
United States Bankruptcy Court, D. Colorado · No. 17-10839 · Filed Feb 3, 2017 · Closed Aug 19, 2019
Role of John Small and Monica Nicole Lewis: Debtor · Outcome: Case closed 2019-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
John J. Small and Theresa L. Small closed
United States Bankruptcy Court, D. Massachusetts · No. 14-13498 · Filed Jul 27, 2014 · Closed Nov 7, 2014
Role of John J. Small and Theresa L. Small: Debtor · Outcome: Case closed 2014-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John W Small and Lynda Small closed
United States Bankruptcy Court, D. New Mexico · No. 13-13179 · Filed Sep 27, 2013 · Closed Apr 16, 2014
Role of John W Small and Lynda Small: Debtor · Outcome: Case closed 2014-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
John H. Small closed
United States Bankruptcy Court, D. New Jersey · No. 12-33023 · Filed Sep 20, 2012 · Closed Feb 14, 2013
Role of John H. Small: Debtor · Outcome: Case closed 2013-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NJ)
John Small and Lynn Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-16567 · Filed Aug 31, 2011 · Closed Dec 6, 2011
Role of John Small and Lynn Small: Debtor · Outcome: Case closed 2011-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John P Small and Luanne Small closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-10322 · Filed Nov 29, 2010 · Closed Jul 7, 2011
Role of John P Small and Luanne Small: Debtor · Outcome: Case closed 2011-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John A Small closed
United States Bankruptcy Court, S.D. California · No. 10-15949 · Filed Sep 7, 2010 · Closed Dec 10, 2010
Role of John A Small: Debtor · Outcome: Case closed 2010-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Small closed
United States Bankruptcy Court, E.D. Michigan · No. 10-45418 · Filed Feb 24, 2010 · Closed Jun 11, 2010
Role of John Small: Debtor · Outcome: Case closed 2010-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John A. Small and Anna M. Small closed
United States Bankruptcy Court, N.D. Texas · No. 09-36032 · Filed Sep 10, 2009 · Closed Dec 9, 2009
Role of John A. Small and Anna M. Small: Debtor · Outcome: Case closed 2009-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John L. Small and Faye Elizabeth Small closed
United States Bankruptcy Court, W.D. Tennessee · No. 09-20059 · Filed Jan 5, 2009 · Closed Jan 26, 2015
Role of John L. Small and Faye Elizabeth Small: Debtor · Outcome: Case closed 2015-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John A. Small, Jr. closed
United States Bankruptcy Court, M.D. Georgia · No. 08-71711 · Filed Oct 31, 2008 · Closed Oct 20, 2009
Role of John A. Small, Jr.: Debtor · Outcome: Case closed 2009-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John Small closed
United States Bankruptcy Court, N.D. Georgia · No. 08-76775 · Filed Aug 28, 2008 · Closed Oct 20, 2008
Role of John Small: Debtor · Outcome: Case closed 2008-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John A. Small and Katherine E. Small closed
United States Bankruptcy Court, D. New Hampshire · No. 07-11844 · Filed Aug 29, 2007 · Closed Jun 24, 2009
Role of John A. Small and Katherine E. Small: Debtor · Outcome: Case closed 2009-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
John T. Small and Tawanna L. Small closed
United States Bankruptcy Court, S.D. Alabama · No. 07-12045 · Filed Jul 27, 2007 · Closed Dec 26, 2012
Role of John T. Small and Tawanna L. Small: Debtor · Outcome: Case closed 2012-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John J. Small closed
United States Bankruptcy Court, S.D. Ohio · No. 3:07-bk-31681 · Filed Apr 24, 2007 · Closed Oct 3, 2007
Role of John J. Small: Debtor · Outcome: Case closed 2007-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John L. Small, Sr. closed
United States Bankruptcy Court, S.D. Georgia · No. 06-10974 · Filed Jul 27, 2006 · Closed Apr 4, 2008
Role of John L. Small, Sr.: Debtor · Outcome: Case closed 2008-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John C. Small and Vickie J. Small closed
United States Bankruptcy Court, W.D. Texas · No. 05-71033 · Filed Oct 14, 2005 · Closed Feb 9, 2006
Role of John C. Small and Vickie J. Small: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John H. Small closed
United States Bankruptcy Court, D. Maine · No. 05-12732 · Filed Oct 11, 2005 · Closed Feb 13, 2006
Role of John H. Small: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John Small closed
United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-09868 · Filed Sep 12, 2005 · Closed Apr 25, 2006
Role of John Small: Debtor · Outcome: Case closed 2006-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John A. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 05-52199 · Filed Aug 22, 2005 · Closed Dec 12, 2005
Role of John A. Small: Debtor · Outcome: Case closed 2005-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John Small closed
United States Bankruptcy Court, D. New Jersey · No. 04-32635 · Filed Jul 8, 2004 · Closed Apr 20, 2005
Role of John Small: Debtor · Outcome: Case closed 2005-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NJ)
John M Small and Lisa M Small closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-02950 · Filed May 14, 2004 · Closed Aug 27, 2004
Role of John M Small and Lisa M Small: Debtor · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
John Small and Rita Johnson Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-17666 · Filed Aug 26, 2003 · Closed Jan 31, 2005
Role of John Small and Rita Johnson Small: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John Small closed
United States Bankruptcy Court, N.D. Illinois · No. 03-18023 · Filed Apr 23, 2003 · Closed Sep 9, 2003
Role of John Small: Debtor · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John L. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 03-32448 · Filed Mar 11, 2003 · Closed Jul 7, 2003
Role of John L. Small: Debtor · Outcome: Case closed 2003-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John A Small and Cynthia A Small closed
United States Bankruptcy Court, W.D. Washington · No. 02-20505 · Filed Aug 29, 2002 · Closed Jan 14, 2003
Role of John A Small and Cynthia A Small: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
John A Small closed
United States Bankruptcy Court, W.D. Washington · No. 02-17234 · Filed Jun 13, 2002 · Closed Sep 26, 2002
Role of John A Small: Debtor · Outcome: Case closed 2002-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
John Small and Karen Lynn Small closed
United States Bankruptcy Court, S.D. West Virginia · No. 5:02-bk-50033 · Filed Jan 17, 2002 · Closed May 30, 2002
Role of John Small and Karen Lynn Small: Debtor · Outcome: Case closed 2002-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)
John E. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 01-37159 · Filed Nov 29, 2001 · Closed Mar 12, 2002
Role of John E. Small: Debtor · Outcome: Case closed 2002-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John A. Small and Dorothy C. Small closed
United States Bankruptcy Court, W.D. Tennessee · No. 01-25707 · Filed Apr 19, 2001 · Closed Aug 10, 2001
Role of John A. Small and Dorothy C. Small: Debtor · Outcome: Case closed 2001-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John K. Small and Tina G. Small closed
United States Bankruptcy Court, E.D. Oklahoma · No. 99-72494 · Filed Sep 14, 1999 · Closed Jan 19, 2000
Role of John K. Small and Tina G. Small: Debtor · Outcome: Case closed 2000-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
John P. Small closed
United States Bankruptcy Court, D. New Jersey · No. 99-39043 · Filed Aug 11, 1999 · Closed Dec 30, 1999
Role of John P. Small: Debtor · Outcome: Case closed 1999-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NJ)
John H. Small closed
United States Bankruptcy Court, W.D. North Carolina · No. 99-31217 · Filed May 18, 1999 · Closed Sep 30, 1999
Role of John H. Small: Debtor · Outcome: Case closed 1999-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
John Small and Lorene Small closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:99-bk-30596 · Filed May 7, 1999 · Closed Aug 18, 1999
Role of John Small and Lorene Small: Debtor · Outcome: Case closed 1999-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
John Small and Vicki Small closed
United States Bankruptcy Court, N.D. California · No. 97-58738 · Filed Oct 15, 1997 · Closed Apr 21, 1998
Role of John Small and Vicki Small: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Small and Vicki Small closed
United States Bankruptcy Court, N.D. California · No. 97-56258 · Filed Jul 25, 1997 · Closed Oct 6, 1997
Role of John Small and Vicki Small: Debtor · Outcome: Case closed 1997-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John F. Small and Deborah J. Small closed
United States Bankruptcy Court, S.D. California · No. 97-05771 · Filed Apr 18, 1997 · Closed Aug 22, 1997
Role of John F. Small and Deborah J. Small: Debtor · Outcome: Case closed 1997-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John S Small and Carolyn W Small closed
United States Bankruptcy Court, E.D. North Carolina · No. 96-01471 · Filed Sep 3, 1996 · Closed Dec 20, 1996
Role of John S Small and Carolyn W Small: Debtor · Outcome: Case closed 1996-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
John D Small closed
United States Bankruptcy Court, S.D. Texas · No. 96-42208 · Filed Mar 13, 1996 · Closed Jul 24, 1996
Role of John D Small: Debtor · Outcome: Case closed 1996-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John Small and Marion B. Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:95-bk-08720 · Filed Aug 28, 1995 · Closed Dec 7, 1995
Role of John Small and Marion B. Small: Debtor · Outcome: Case closed 1995-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John H. Small and Kathleen A. Small closed
United States Bankruptcy Court, D. Maine · No. 95-10505 · Filed Jul 6, 1995 · Closed Jun 21, 1996
Role of John H. Small and Kathleen A. Small: Debtor · Outcome: Case closed 1996-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John Small closed
United States Bankruptcy Court, S.D. Georgia · No. 95-40834 · Filed May 4, 1995 · Closed Sep 5, 1997
Role of John Small: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John M. Small closed
United States Bankruptcy Court, S.D. Florida. · No. 91-20397 · Filed Feb 11, 1991 · Closed Jun 25, 1991
Role of John M. Small: Debtor · Outcome: Case closed 1991-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 89-81407 · Filed Nov 14, 1989 · Closed Sep 26, 1990
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1990-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 89-80079 · Filed Jan 20, 1989 · Closed Nov 3, 1992
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1992-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 88-81334 · Filed Nov 7, 1988 · Closed Jan 23, 1989
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1989-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John A. Small closed
United States Bankruptcy Court, D. Utah · No. 88-24713 · Filed Aug 15, 1988 · Closed Oct 1, 1990
Role of John A. Small: Debtor · Outcome: Case closed 1990-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for John Small — 5 worth asking about (compared 12 filings on Oct 24, 2026)

Note · Feb 23, 1996 – Jan 17, 2018

7 bankruptcy cases name the subject or team members

Bankruptcy case: Infinia Corporation — filed Sep 17, 2013 · Bankruptcy case: Infinia Corporation and PowerPlay Solar I, LLC - Adversary Proceeding — filed Sep 14, 2015 · Bankruptcy case: Infinia Corporation and PowerPlay Solar I, LLC - Adversary Proceeding — filed Sep 11, 2015 · Bankruptcy case: Infinia Corporation v. Magicall, Inc. — filed Feb 21, 2014 · Bankruptcy case: EPV Solar, Inc — filed Feb 24, 2010 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Utah ↗Infinia CORP — PartnerFacts page ↗Docket · United States Bankruptcy Court, D. Utah ↗Docket · United States Bankruptcy Court, D. Utah ↗
Sources
Worth asking · Oct 26, 2009 – Nov 20, 2009

Amount sold went down between filings — Infinia CORP

The Oct 26, 2009 filing says $3,250,000 sold; the Nov 20, 2009 Form D says $2,600,010 sold — $649,990 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Oct 26, 2009 ↗Form D (later) · Nov 20, 2009 ↗Infinia CORP — PartnerFacts page ↗
Sources
Worth asking · May 22, 2009 – Oct 26, 2009

Amount sold went down between filings — Infinia CORP

The May 22, 2009 filing says $14,129,048 sold; the Oct 26, 2009 Form D says $3,250,000 sold — $10,879,048 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 22, 2009 ↗Form D (later) · Oct 26, 2009 ↗Infinia CORP — PartnerFacts page ↗
Sources
Worth asking · Oct 26, 2009 – Nov 20, 2009

Investor count went down between filings — Infinia CORP

The Oct 26, 2009 filing reports 3 investors; the Nov 20, 2009 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 26, 2009 ↗Form D (later) · Nov 20, 2009 ↗Infinia CORP — PartnerFacts page ↗
Sources
Worth asking · May 22, 2009 – Oct 26, 2009

Investor count went down between filings — Infinia CORP

The May 22, 2009 filing reports 8 investors; the Oct 26, 2009 Form D reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · May 22, 2009 ↗Form D (later) · Oct 26, 2009 ↗Infinia CORP — PartnerFacts page ↗
Sources
Note · Jul 16, 2013

John Small appears on 1 deal that stopped filing before reaching its target

Infinia CORP (last filing Jul 16, 2013; $32,059,830 sold of $75,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Infinia CORP — PartnerFacts page ↗
Sources
Note · May 18, 2009 – Aug 26, 2011

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Infinia CORP (latest filing Aug 26, 2011) · No amendment in the last 12 months on an offering that may still be open — Infinia CORP (latest filing May 6, 2011) · No amendment in the last 12 months on an offering that may still be open — Infinia CORP (latest filing May 5, 2011) · No amendment in the last 12 months on an offering that may still be open — Infinia CORP (latest filing Feb 5, 2010) · No amendment in the last 12 months on an offering that may still be open — EPV SOLAR INC (latest filing Jun 10, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 26, 2011 ↗Infinia CORP — PartnerFacts page ↗Form D/A · May 6, 2011 ↗Form D · May 5, 2011 ↗
Sources
Worth asking · Nov 18, 2011 – Dec 15, 2011

John Small is no longer listed on the Dec 15, 2011 amendment — Infinia CORP

John Small appears on the Nov 18, 2011 Form D (director) but not on the Dec 15, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 18, 2011 ↗Form D/A · Dec 15, 2011 ↗John Small — PartnerFacts page ↗Infinia CORP — PartnerFacts page ↗
Sources
Note · May 22, 2009 – Dec 15, 2011

6 offerings changed their target amount between filings

Offering amount changed between filings — Infinia CORP · Offering amount changed between filings — Infinia CORP · Offering amount changed between filings — Infinia CORP · Offering amount changed between filings — Infinia CORP · Offering amount lowered between filings — Infinia CORP · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Nov 18, 2011 ↗Form D/A (later) · Dec 15, 2011 ↗Infinia CORP — PartnerFacts page ↗Form D/A (earlier) · Sep 17, 2010 ↗
Sources
Note · Nov 20, 2009 – Feb 5, 2010

Minimum investment changed between filings — Infinia CORP

The Nov 20, 2009 filing lists a minimum of $2,600,010; the Feb 5, 2010 Form D lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 20, 2009 ↗Form D (later) · Feb 5, 2010 ↗Infinia CORP — PartnerFacts page ↗
Sources
Note · Oct 26, 2009 – Nov 20, 2009

Minimum investment changed between filings — Infinia CORP

The Oct 26, 2009 filing lists a minimum of $0; the Nov 20, 2009 Form D lists $2,600,010.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 26, 2009 ↗Form D (later) · Nov 20, 2009 ↗Infinia CORP — PartnerFacts page ↗
Sources
Note · Jan 15, 2026 – May 1, 2026

Same name, different state: "John Small" (PR) is a separate record

This page covers filings where the address state is NY or NJ or UT. A separate record, "John Small" with address state PR, is listed on 4 filings — most recently by Big Watt Digital LLC (May 1, 2026). The two records do not overlap in time: this page runs May 22, 2009 to Aug 26, 2011; the other runs Jan 15, 2026 to May 1, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Small (PR) — PartnerFacts page ↗Form D/A · May 1, 2026 ↗Big Watt Digital LLC — PartnerFacts page ↗John Small (NY,NJ,UT) — this page ↗
Sources
Note · May 26, 2011

Same name, different state: "John Small" (K3) is a separate record

This page covers filings where the address state is NY or NJ or UT. A separate record, "John Small" with address state K3, is listed on 1 filing — most recently by Loyalty Alliance Enterprise Corp (May 26, 2011). Both records have filings in the same period (May 26, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Small (K3) — PartnerFacts page ↗Form D · May 26, 2011 ↗Loyalty Alliance Enterprise Corp — PartnerFacts page ↗John Small (NY,NJ,UT) — this page ↗
Sources
Note · May 6, 2011 – Aug 26, 2011

Address moved from Kennewick, WA to Ogden, UT — Infinia CORP

The people listed on the May 6, 2011 filing give Kennewick, WA; on the Aug 26, 2011 filing they give Ogden, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 6, 2011 ↗Form D · Aug 26, 2011 ↗Infinia CORP — PartnerFacts page ↗
Sources
Note · May 22, 2009 – Nov 18, 2011

John Small is listed with 3 different address states: NY, NJ, UT

NY on 10 filings (May 22, 2009 to Aug 26, 2011); NJ on 1 filing (Sep 8, 2010); UT on 1 filing (Nov 18, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 22, 2009 ↗Form D · Sep 8, 2010 ↗Form D · Nov 18, 2011 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $142,500; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 18, 2011 D
Infinia CORP
File 021-168942
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2011 D
Infinia CORP
File 021-165012
$0$0$0None listed on this filingEDGAR ↗
May 6, 2011 D/A
Infinia CORP
File 021-146170
$0$0$0None listed on this filingEDGAR ↗
May 5, 2011 D
Infinia CORP
File 021-159350
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2010 D
Phoenix Solar Holdings Corp.
File 021-147448
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 5, 2010 D
Infinia CORP
File 021-105333
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2009 D
EPV SOLAR INC
File 021-117065
$142,500$0$0Trump Securities, LLC BrokerCheck CRD 47107 ↗
Kenneth Calligar BrokerCheck CRD 1198587 ↗
via Trump Securities, LLC (CRD 47107 ↗)

Jeffrey Parket BrokerCheck CRD 1544758 ↗
via Trump Securities, LLC (CRD 47107 ↗)

Jacqueline DeSimone BrokerCheck CRD 3028871 ↗
via Trump Securities, LLC (CRD 47107 ↗)

Omar Hasan BrokerCheck CRD 4775360 ↗
via Trump Securities, LLC (CRD 47107 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Small on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IC
Energy Conservation · group: Power Play

Infinia CORP

Ogden, UT · May 22, 2009 → Nov 18, 2011 · 10 filings
  • Nov 18, 2011 · D · $2,000,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2011 · D · $6,050,000 sold of $25,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 6, 2011 · D/A · $32,059,830 sold of $42,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2011 · D · $0 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2010 · D/A · $24,200,000 sold of $27,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2010 · D · $5,500,000 sold of $20,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 5, 2010 · D · $11,500,000 sold of $75,000,000 · 11 investors · min. $250,000 · role: Director EDGAR ↗
  • Nov 20, 2009 · D · $2,600,010 sold of $2,600,010 · 1 investors · min. $2,600,010 · role: Director EDGAR ↗
  • Oct 26, 2009 · D · $3,250,000 sold of $10,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 22, 2009 · D · $14,129,048 sold of $50,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32.1M from 23 investors (100% of the $2M target) as of the latest filing. John is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Other Energy · group: Epv

Phoenix Solar Holdings Corp.

Robbinsville, NJ · Sep 8, 2010
  • Sep 8, 2010 · D · $3,577,000 sold of $3,577,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.58M from 7 investors (100% of the $3.58M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ES
Manufacturing · group: Epv

EPV SOLAR INC

Robbinsville, NJ · Jun 10, 2009
  • Jun 10, 2009 · D · $5,000,000 sold of $10,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 9 investors (50% of the $10M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Small — Hong Kong (as filed: K3), 1 issuer, May 26, 2011 → May 26, 2011 · no shared issuer
  • John Small — Puerto Rico (as filed: PR), 1 issuer, Jan 15, 2026 → May 1, 2026 · no shared issuer

People around John 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard L. Shorten

Director, Executive Officer · 10 shared filings (1 issuer) · also on 5 other issuers

Richard L. Shorten is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J.D. Sitton

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory J. Flanagan

Director · 7 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

S. Gregory Clevenger

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ward

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Mongan

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Gross

Director · 3 shared filings (1 issuer) · also on 17 other issuers

Bill Gross is on 18 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Rooney

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Clayton

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Tschiderer

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Chaffee

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Werthan

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John Small. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Howard W. Brodie

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John Small. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

T.J. Glauthier

Director · 2 shared filings (2 issuers)

Listed on the same filings as John Small. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Bossidy

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joost Schellens

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bryan

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as John Small. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Reynolds E. Jenkins

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

FV
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick A. Voight

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth McCarthy

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Massie

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Clott

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric B. Ryan

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward M. Stern

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kay

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Chafee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

The team behind the deals

E
Sponsor group

Epv

2 issuers · 2 filings · $8.58M reported sold · 2009–2010

One team, 2 deal companies. John Small is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Small.

PP
Sponsor group

Power Play

6 issuers · 24 filings · $20.6M reported sold · 2009–2022

One team, 6 deal companies. John Small is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Small.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Small by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Small is listed on: none on file. No website or social profile named in Infinia CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #328,729 of 374,652 in line (554 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ogden, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗New Jersey state courts — find the court ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗New Jersey Secretary of State business search ↗Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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