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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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John Kim

Named as an officer, director or promoter on SEC Form D filings · CA, OR, MA, PA, NJ · Jun 11, 2010 → Apr 12, 2024

24deals (issuers)
$890Mreported sold
622investors
48Form D filings
2010–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: Oct 24, 2026, 1:44 AM ET

The short version

John Kim is listed as an executive officer, director, and promoter on 48 SEC Form D filings by 24 issuers between Jun 2010 and Oct 2024. Largest by amount reported sold: Brewer Lane Ventures Fund II, L.P. (Boston, MA — pooled investment fund — 2022–2023; $203M reported sold to 45 investors), Dialpad, Inc. (San Ramon, CA — telecommunications — 2020; $135.9M reported sold to 20 investors), HighBar Partners III, L.P. (Menlo Park, CA — pooled investment fund — 2015–2017; $132M reported sold to 33 investors), HighBAR Partners II, L.P. (Palo Alto, CA — pooled investment fund — 2012–2013; $129M reported sold to 18 investors), Brewer Lane Ventures Fund I, L.P. (Weston, MA — pooled investment fund — 2019–2020; $120M reported sold to 4 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $890M sold in total.

Listed alongside Roy Thiele-Sardina (12 shared filings), Akash Sajith (5 shared filings), Donald J. Listwin (4 shared filings), Michael Azevedo (4 shared filings), Tom Muise (4 shared filings) and 82 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 3 sponsor groups: Highbar (4 issuers, $262M reported sold, 2012–2021), Brewer Lane (2 issuers, $323M reported sold, 2019–2023) and Urw (2 issuers, $250K reported sold, 2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 court cases matching the name, 3 SEC releases, 71 bankruptcy cases matching the name listed in Key records below.

What this means 83 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 48 public filings for John Kim and found 13 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Berkery, Noyes & Co., LLC; 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Kim has not run yet — it is joining a line of 4,745 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 5 closed (disposition not in docket feed), 3 dismissed, 1 judgment

Miriam Maldonado v. John Kim closed
District Court, C.D. California · No. 2:21-cv-07090 · Filed Sep 2, 2021 · Closed Sep 24, 2021
Role of John Kim: Defendant · Outcome: Terminated 2021-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim v. World Financial Group dismissed
District Court, C.D. California · No. 2:14-cv-02557 · Filed Apr 6, 2014 · Closed Jan 23, 2015 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of John Kim: Plaintiff · Outcome: Terminated 2015-01-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
JOE HAND PROMOTIONS, INC. V. JOHN KIM dismissed
District Court, D. New Jersey · No. 2:13-cv-07644 · Filed Dec 18, 2013 · Closed Mar 6, 2014 · Nature of suit: 490 Cable/Satellite TV
Role of JOHN KIM: Defendant · Outcome: Terminated 2014-03-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
United States v. John Kim closed
District Court, C.D. California · No. 2:09-cv-00136 · Filed Jan 7, 2009 · Closed Feb 10, 2011 · Nature of suit: Other Statutory Actions · Cause: 28:3205 Garnishment
Role of John Kim: Defendant · Outcome: Terminated 2011-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
United States v. John Kim closed
District Court, C.D. California · No. 2:08-cv-08018 · Filed Dec 5, 2008 · Closed Dec 15, 2008 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of John Kim: Defendant · Outcome: Terminated 2008-12-15 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
United States v. John Kim closed
District Court, C.D. California · No. 2:08-cv-08019 · Filed Dec 5, 2008 · Closed Apr 7, 2009 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of John Kim: Defendant · Outcome: Terminated 2009-04-07 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
Directv Inc v. John Kim closed
District Court, C.D. California · No. 2:04-cv-02337 · Filed Apr 2, 2004 · Closed Jul 7, 2004
Role of John Kim: Defendant · Outcome: Terminated 2004-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John K Kim v. USA dismissed
District Court, C.D. California · No. 2:95-cv-00476 · Filed Jan 25, 1995 · Closed Apr 10, 1995 · Nature of suit: 891 Agricultural acts
Role of John K Kim: Plaintiff · Outcome: Terminated 1995-04-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John K Kim v. USA judgment
District Court, C.D. California · No. 2:94-cv-07291 · Filed Oct 28, 1994 · Closed Dec 15, 1994 · Nature of suit: 891 Agricultural acts
Role of John K Kim: Plaintiff · Outcome: Terminated 1994-12-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc. Litigation release
SEC · Aug 26, 2009 · Parties as named in the release: Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc. Read the release ↗
same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named
John Kim Administrative proceeding
SEC · Mar 16, 2006 · Parties as named in the release: John Kim Read the release ↗
same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named
John H. Kim Administrative proceeding
SEC · Dec 17, 1999 · Parties as named in the release: John H. Kim Read the release ↗
same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 1:44 AM ET.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

71 cases: 2 open, 69 closed (disposition not in docket feed)

John Kim open
United States Bankruptcy Court, C.D. California · No. 2:26-bk-18151 · Filed Aug 13, 2026
Role of John Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John S Kim and Sue Y Kim open
United States Bankruptcy Court, E.D. California · No. 25-24161 · Filed Aug 8, 2025
Role of John S Kim and Sue Y Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:22-bk-11993 · Filed Apr 8, 2022 · Closed Aug 30, 2022
Role of John Kim: Debtor · Outcome: Case closed 2022-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Dae Hae Kim closed
United States Bankruptcy Court, C.D. California · No. 2:21-bk-18561 · Filed Nov 10, 2021 · Closed Feb 15, 2022
Role of John Kim and Dae Hae Kim: Debtor · Outcome: Case closed 2022-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 8:21-bk-10895 · Filed Apr 5, 2021 · Closed Jul 27, 2021
Role of John Kim: Debtor · Outcome: Case closed 2021-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:20-bk-12759 · Filed Mar 11, 2020 · Closed Jun 23, 2020
Role of John Kim: Debtor · Outcome: Case closed 2020-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:17-bk-18031 · Filed Jun 30, 2017 · Closed Sep 6, 2017
Role of John Y Kim: Debtor · Outcome: Case closed 2017-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-19017 · Filed Jul 7, 2016 · Closed Sep 15, 2016
Role of John Kim: Debtor · Outcome: Case closed 2016-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John J. Kim closed
United States Bankruptcy Court, D. New Jersey · No. 16-19627 · Filed May 17, 2016 · Closed Aug 22, 2016
Role of John J. Kim: Debtor · Outcome: Case closed 2016-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-16437 · Filed May 16, 2016 · Closed Sep 2, 2016
Role of John Kim: Debtor · Outcome: Case closed 2016-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John J. Kim and Yong S. Kim closed
United States Bankruptcy Court, D. New Jersey · No. 15-32642 · Filed Dec 1, 2015 · Closed May 20, 2019
Role of John J. Kim and Yong S. Kim: Debtor · Outcome: Case closed 2019-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John J Kim closed
United States Bankruptcy Court, D. New Jersey · No. 15-22900 · Filed Jul 9, 2015 · Closed Nov 30, 2015
Role of John J Kim: Debtor · Outcome: Case closed 2015-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John W Kim closed
United States Bankruptcy Court, C.D. California · No. 2:15-bk-13501 · Filed Mar 7, 2015 · Closed Jul 10, 2015
Role of John W Kim: Debtor · Outcome: Case closed 2015-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-15450 · Filed Apr 27, 2014 · Closed Sep 18, 2014
Role of John Kim: Debtor · Outcome: Case closed 2014-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Eun Kyung Kim closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-16701 · Filed Apr 8, 2014 · Closed Jun 17, 2014
Role of John Kim and Eun Kyung Kim: Debtor · Outcome: Case closed 2014-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-36329 · Filed Oct 30, 2013 · Closed Dec 30, 2013
Role of John Kim: Debtor · Outcome: Case closed 2013-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-24059 · Filed Aug 19, 2013 · Closed Oct 24, 2013
Role of John Kim: Debtor · Outcome: Case closed 2013-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-22945 · Filed May 17, 2013 · Closed Sep 5, 2013
Role of John Kim: Debtor · Outcome: Case closed 2013-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John D. Kim closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-16781 · Filed Apr 15, 2013 · Closed Jul 29, 2013
Role of John D. Kim: Debtor · Outcome: Case closed 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-17875 · Filed Mar 26, 2013 · Closed May 16, 2013
Role of John Y Kim: Debtor · Outcome: Case closed 2013-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, N.D. California · No. 12-44011 · Filed May 8, 2012 · Closed Sep 16, 2013
Role of John Kim: Debtor · Outcome: Case closed 2013-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, D. New Jersey · No. 11-34445 · Filed Aug 17, 2011 · Closed Nov 30, 2011
Role of John Kim: Debtor · Outcome: Case closed 2011-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
Joyce Lee and John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-40442 · Filed Jul 15, 2011 · Closed Nov 15, 2011
Role of Joyce Lee and John Kim: Debtor · Outcome: Case closed 2011-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Judy Kim closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-65058 · Filed Dec 27, 2010 · Closed May 9, 2012
Role of John Kim and Judy Kim: Debtor · Outcome: Case closed 2012-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-45865 · Filed Aug 25, 2010 · Closed Nov 4, 2011
Role of John Kim: Debtor · Outcome: Case closed 2011-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John J. Kim and Jessica Leonor Kim closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-37820 · Filed Jul 7, 2010 · Closed Feb 3, 2011
Role of John J. Kim and Jessica Leonor Kim: Debtor · Outcome: Case closed 2011-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, D. New Jersey · No. 10-20236 · Filed Apr 5, 2010 · Closed Aug 6, 2010
Role of John Kim: Debtor · Outcome: Case closed 2010-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-12032 · Filed Feb 19, 2010 · Closed Jul 14, 2010
Role of John Kim: Debtor · Outcome: Case closed 2010-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-10373 · Filed Jan 19, 2010 · Closed Mar 25, 2014
Role of John Kim: Debtor · Outcome: Case closed 2014-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (PA)
Soon H Kim and John Y Kim closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-10552 · Filed Jan 18, 2010 · Closed May 25, 2010
Role of John Y Kim: Debtor · Outcome: Case closed 2010-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Dae Hae Kim closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-11696 · Filed Jan 16, 2010 · Closed Apr 20, 2011
Role of John Kim and Dae Hae Kim: Debtor · Outcome: Case closed 2011-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John T Kim closed
United States Bankruptcy Court, D. Oregon · No. 09-66349 · Filed Nov 20, 2009 · Closed Jul 28, 2011
Role of John T Kim: Debtor · Outcome: Case closed 2011-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (OR)
John Kim and Gina Lee closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-37743 · Filed Oct 12, 2009 · Closed Feb 26, 2010
Role of John Kim and Gina Lee: Debtor · Outcome: Case closed 2010-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-18728 · Filed Aug 20, 2009 · Closed Feb 17, 2010
Role of John Kim: Debtor · Outcome: Case closed 2010-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John A. Kim closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-24903 · Filed Jul 1, 2009 · Closed Oct 23, 2009
Role of John A. Kim: Debtor · Outcome: Case closed 2009-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (PA)
John T Kim and Cecelia Kim closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-17280 · Filed Jun 15, 2009 · Closed Dec 15, 2009
Role of John T Kim and Cecelia Kim: Debtor · Outcome: Case closed 2009-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John M Kim closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-23973 · Filed Jun 4, 2009 · Closed Oct 22, 2009
Role of John M Kim: Debtor · Outcome: Case closed 2009-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John R Kim and Michelle L Kim closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-14555 · Filed May 15, 2009 · Closed Nov 19, 2009
Role of John R Kim and Michelle L Kim: Debtor · Outcome: Case closed 2009-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John B Kim closed
United States Bankruptcy Court, C.D. California · No. 8:08-bk-18129 · Filed Dec 9, 2008 · Closed May 29, 2009
Role of John B Kim: Debtor · Outcome: Case closed 2009-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-21139 · Filed Jul 23, 2008 · Closed Mar 2, 2009
Role of John Kim: Debtor · Outcome: Case closed 2009-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John E. Kim closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-13340 · Filed Mar 15, 2008 · Closed Jul 23, 2008
Role of John E. Kim: Debtor · Outcome: Case closed 2008-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John S. Kim closed
United States Bankruptcy Court, D. New Jersey · No. 06-16527 · Filed Jul 19, 2006 · Closed Jan 26, 2007
Role of John S. Kim: Debtor · Outcome: Case closed 2007-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John B. Kim closed
United States Bankruptcy Court, D. New Jersey · No. 05-56876 · Filed Oct 15, 2005 · Closed Apr 17, 2006
Role of John B. Kim: Debtor · Outcome: Case closed 2006-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-39029 · Filed Oct 13, 2005 · Closed Jul 17, 2006
Role of John Kim: Debtor · Outcome: Case closed 2006-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
Kim, John S and Hee J Kim closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-44634 · Filed Oct 12, 2005 · Closed Jul 25, 2006
Role of Kim, John S and Hee J Kim: Debtor · Outcome: Case closed 2006-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-33565 · Filed Sep 27, 2005 · Closed Jul 19, 2006
Role of John Y Kim: Debtor · Outcome: Case closed 2006-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Helen Kim closed
United States Bankruptcy Court, D. New Jersey · No. 05-30489 · Filed Jun 21, 2005 · Closed Apr 21, 2006
Role of John Kim and Helen Kim: Debtor · Outcome: Case closed 2006-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John H Kim and Jaine J Kim closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-13649 · Filed May 24, 2005 · Closed Dec 9, 2005
Role of John H Kim and Jaine J Kim: Debtor · Outcome: Case closed 2005-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-21735 · Filed Oct 21, 2004 · Closed May 20, 2008
Role of John Kim: Debtor · Outcome: Case closed 2008-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, D. New Jersey · No. 04-43118 · Filed Oct 15, 2004 · Closed Mar 10, 2005
Role of John Kim: Debtor · Outcome: Case closed 2005-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John S. Kim closed
United States Bankruptcy Court, N.D. California · No. 04-43175 · Filed Jun 8, 2004 · Closed Sep 9, 2004
Role of John S. Kim: Debtor · Outcome: Case closed 2004-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, E.D. California · No. 04-11623 · Filed Feb 27, 2004 · Closed Mar 21, 2005
Role of John Kim: Debtor · Outcome: Case closed 2005-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 1:04-bk-10449 · Filed Jan 21, 2004 · Closed May 13, 2004
Role of John Kim: Debtor · Outcome: Case closed 2004-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Bettye Sue Kim closed
United States Bankruptcy Court, C.D. California · No. 8:03-bk-16043 · Filed Aug 12, 2003 · Closed Dec 9, 2003
Role of John Kim and Bettye Sue Kim: Debtor · Outcome: Case closed 2003-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John K. Kim and Seon Mee Kim closed
United States Bankruptcy Court, D. Massachusetts · No. 03-14452 · Filed May 23, 2003 · Closed Nov 10, 2004
Role of John K. Kim and Seon Mee Kim: Debtor · Outcome: Case closed 2004-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (MA)
John Y Kim closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-23645 · Filed May 20, 2003 · Closed Aug 14, 2003
Role of John Y Kim: Debtor · Outcome: Case closed 2003-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John J. Kim and Yong S. Kim closed
United States Bankruptcy Court, D. New Jersey · No. 03-18287 · Filed Mar 13, 2003 · Closed Aug 28, 2003
Role of John J. Kim and Yong S. Kim: Debtor · Outcome: Case closed 2003-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John J. Kim and Natalie Kim closed
United States Bankruptcy Court, D. Massachusetts · No. 02-18288 · Filed Nov 15, 2002 · Closed Feb 14, 2003
Role of John J. Kim and Natalie Kim: Debtor · Outcome: Case closed 2003-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (MA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-14355 · Filed Jun 4, 2002 · Closed Nov 1, 2002
Role of John Kim: Debtor · Outcome: Case closed 2002-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 1:01-bk-18522 · Filed Sep 5, 2001 · Closed Dec 31, 2001
Role of John Kim: Debtor · Outcome: Case closed 2001-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John N Kim closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-31108 · Filed Jul 9, 2001 · Closed Nov 9, 2001
Role of John N Kim: Debtor · Outcome: Case closed 2001-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 1:99-bk-20410 · Filed Sep 3, 1999 · Closed Mar 12, 2001
Role of John Kim: Debtor · Outcome: Case closed 2001-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John M Kim closed
United States Bankruptcy Court, C.D. California · No. 8:98-bk-16658 · Filed May 1, 1998 · Closed Aug 18, 1998
Role of John M Kim: Debtor · Outcome: Case closed 1998-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-25551 · Filed Nov 12, 1997 · Closed Jun 30, 1999
Role of John Kim: Debtor · Outcome: Case closed 1999-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John C. Kim closed
United States Bankruptcy Court, N.D. California · No. 97-43244 · Filed Apr 8, 1997 · Closed Jul 21, 1997
Role of John C. Kim: Debtor · Outcome: Case closed 1997-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John K. Kim closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-24567 · Filed Apr 15, 1994 · Closed Aug 4, 1995
Role of John K. Kim: Debtor · Outcome: Case closed 1995-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Young Kim closed
United States Bankruptcy Court, N.D. California · No. 94-31002 · Filed Mar 10, 1994 · Closed May 6, 1997
Role of John Kim and Young Kim: Debtor · Outcome: Case closed 1997-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Michelle Kim closed
United States Bankruptcy Court, D. New Jersey · No. 93-15626 · Filed Dec 13, 1993 · Closed Jun 2, 1994
Role of John Kim and Michelle Kim: Debtor · Outcome: Case closed 1994-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John Y. Kim and Jenny S. Kim closed
United States Bankruptcy Court, C.D. California · No. 1:93-bk-23964 · Filed Apr 21, 1993 · Closed Apr 6, 1995
Role of John Y. Kim and Jenny S. Kim: Debtor · Outcome: Case closed 1995-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
John Kim and Michelle Kim closed
United States Bankruptcy Court, D. New Jersey · No. 92-22232 · Filed Mar 18, 1992 · Closed Aug 4, 1994
Role of John Kim and Michelle Kim: Debtor · Outcome: Case closed 1994-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (NJ)
John Kim and Sook H. Kim closed
United States Bankruptcy Court, C.D. California · No. 1:89-bk-23882 · Filed Oct 30, 1989 · Closed Aug 1, 1991
Role of John Kim and Sook H. Kim: Debtor · Outcome: Case closed 1991-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 246 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Kim — 2 worth asking about (compared 48 filings on Oct 24, 2026)

Worth asking · Sep 26, 2017

Paid seller listed without a CRD number: Berkery, Noyes & Co., LLC — PATIENTSAFE SOLUTIONS, INC.

Berkery, Noyes & Co., LLC is listed as receiving sales compensation on 1 filing (Sep 26, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Feb 10, 2012 – Apr 12, 2024

7 Form Ds were filed more than 15 days after the first sale

Form D filed 89 days after the first sale — BLAZENT INC · Form D filed 151 days after the first sale — MEDIA PROPERTIES HOLDINGS INC · Form D filed 34 days after the first sale — Breakthrough Unity I LLC · Form D filed 18 days after the first sale — Powerlytics, Inc. · Form D filed 17 days after the first sale — Avibra, Inc. · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 16, 2009 – Nov 28, 2023

10 offerings changed their target amount between filings

Offering amount changed between filings — Living Food Asia Corp · Offering amount changed between filings — Brewer Lane Ventures Fund II, L.P. · Offering amount changed between filings — Moving Analytics, Inc. · Offering amount changed between filings — Dialpad, Inc. · Offering amount changed between filings — Clustrix, Inc. · and 5 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Nov 27, 2012 – Aug 15, 2024

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Powerlytics, Inc. (latest filing Aug 15, 2024) · No amendment in the last 12 months on an offering that may still be open — Breakthrough Unity I LLC (latest filing Apr 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Living Food Asia Corp (latest filing Nov 28, 2023) · No amendment in the last 12 months on an offering that may still be open — Brella Insurance, Inc. (latest filing Nov 27, 2023) · No amendment in the last 12 months on an offering that may still be open — Moving Analytics, Inc. (latest filing Jul 11, 2022) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 11, 2010 – Oct 4, 2012

John Kim is written 2 different ways on the filings

listed as "John Kim" on 42 filings (from Jun 11, 2010), and "John H. Kim" on 6 filings (from Oct 4, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 17, 2009 – Feb 24, 2026

Same name, different state: "John Kim" (CT) is a separate record

This page covers filings where the address state is CA or OR or MA or PA or NJ. A separate record, "John Kim" with address state CT, is listed on 18 filings — most recently by NIGHT OWL PARTNERS LP (Feb 24, 2026). Both records have filings in the same period (Jun 11, 2010 to Apr 12, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 13, 2009 – Aug 15, 2019

Same name, different state: "John Kim" (FL) is a separate record

This page covers filings where the address state is CA or OR or MA or PA or NJ. A separate record, "John Kim" with address state FL, is listed on 14 filings — most recently by BATANGA LEGACY HOLDINGS, LLC (Aug 15, 2019). Both records have filings in the same period (Jun 11, 2010 to Aug 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 16, 2009 – Feb 13, 2019

Same name, different state: "John Y. Kim" (NY) is a separate record

This page covers filings where the address state is CA or OR or MA or PA or NJ. A separate record, "John Y. Kim" with address state NY, is listed on 67 filings — most recently by NEW YORK LIFE INSURANCE CO (Feb 13, 2019). Both records have filings in the same period (Jun 11, 2010 to Feb 13, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 3, 2011 – May 5, 2011

Same name, different state: "John Kim" (CO) is a separate record

This page covers filings where the address state is CA or OR or MA or PA or NJ. A separate record, "John Kim" with address state CO, is listed on 2 filings — most recently by Latis Networks Inc (May 5, 2011). Both records have filings in the same period (Jan 3, 2011 to May 5, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 30, 2009

Same name, different state: "John Kim" (VA) is a separate record

This page covers filings where the address state is CA or OR or MA or PA or NJ. A separate record, "John Kim" with address state VA, is listed on 1 filing — most recently by Five Guys Holdings, Inc. (Jun 30, 2009). The two records do not overlap in time: this page runs Jun 11, 2010 to Apr 12, 2024; the other has one filing dated Jun 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 11, 2010 – May 26, 2023

6 address changes between filings

Address moved from Burlingame, CA to Schwenksville, PA — Living Food Asia Corp · Address moved from Los Angeles, CA to Irvine, CA — Moving Analytics, Inc. · Address moved from Schwenkville, PA to Burlingame, CA — Living Food Asia Corp · Address moved from Weston, MA to Iselin, NJ — Avibra, Inc. · Address moved from San Francisco, CA to San Ramon, CA — Dialpad, Inc. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jun 11, 2010 – Oct 3, 2024

John Kim is listed with 5 different address states: CA, OR, MA, PA, NJ

CA on 33 filings (Jun 11, 2010 to Apr 12, 2024); OR on 1 filing (Dec 23, 2015); MA on 7 filings (Nov 4, 2019 to Aug 15, 2024); PA on 4 filings (Jun 15, 2020 to Nov 28, 2023); NJ on 3 filings (Apr 28, 2021 to Oct 3, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Feb 14, 2013

Formed in 2013 per the latest filing, but activity is dated 2012 — HighBAR Entrepreneur Partners II, L.P.

The issuer's latest filing says it was formed in 2013. The Feb 14, 2013 filing says the first sale was Dec 20, 2012 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 36 offerings report sales commissions totalling $3,512,500; 0 report finder's fees; 2 report proceeds to related persons totalling $700,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 3, 2024 D
Avibra, Inc.
File 021-525738
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2024 D
Powerlytics, Inc.
File 021-521597
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2024 D
Breakthrough Unity I LLC
File 021-510483
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2023 D/A
Living Food Asia Corp
File 021-482699
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 27, 2023 D
Brella Insurance, Inc.
File 021-498113
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2023 D/A
Brewer Lane Ventures Fund II, L.P.
File 021-450705
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2022 D/A
Moving Analytics, Inc.
File 021-442728
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2022 D/A
Living Food Asia Corp
File 021-429241
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 28, 2021 D
Avibra, Inc.
File 021-397493
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2021 D
Moving Analytics, Inc.
File 021-396234
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2021 D
Socotra, Inc.
File 021-390824
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2021 D
HIGHBAR PARTNERS III OPPORTUNITY FUND, L.P.
File 021-386732
$0$0$0 (est.)
The General Partner is entitled to a performance allocation as fully set forth in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Dec 28, 2020 D
Living Food Asia Corp
File 021-384425
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2020 D/A
Dialpad, Inc.
File 021-377267
$2,762,500$0$0BOFA SECURITIES, INC. BrokerCheck CRD 283942 ↗EDGAR ↗
Sep 1, 2020 D
Exter Alpha Fund 1, L.P.
File 021-374578
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2020 D
Powerlytics, Inc.
File 021-368899
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2020 D
Brewer Lane Ventures Fund I, L.P.
File 021-365576
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2020 D
URW America Inc.
File 021-359939
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 6, 2020 D
WHL USA Acquisitions Inc.
File 021-359940
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 5, 2019 D
Brewer Lane Ventures Fund I, L.P.
File 021-354916
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2019 D
Avibra, Inc.
File 021-352537
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2017 D
PATIENTSAFE SOLUTIONS, INC.
File 021-295436
$620,000$0$0Berkery, Noyes & Co., LLC no CRD number reportedEDGAR ↗
Mar 24, 2017 D/A
HighBar Partners III, L.P.
File 021-249476
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2017 D
Touch Coffee & Beverages, LLC
File 021-280789
$75,000 (est.)$0$200,000 (est.)FocalPoint Securities, LLC BrokerCheck CRD 133168 ↗EDGAR ↗
Jul 1, 2016 D
Touch Coffee & Beverages, LLC
File 021-266218
$42,500 (est.)$0$0FocalPoint Securities, LLC BrokerCheck CRD 133168 ↗EDGAR ↗
Feb 12, 2016 D/A
Clustrix, Inc.
File 021-217019
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2015 D
Janrain, Inc.
File 021-253739
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2015 D
Touch Coffee & Beverages, LLC
File 021-250287
$0$0$500,000 (est.)
Regular wages.
None listed on this filingEDGAR ↗
Jan 15, 2014 D
BLAZENT INC
File 021-210170
$0$0$0N/A no CRD number reportedEDGAR ↗
Aug 15, 2013 D
Clustrix, Inc.
File 021-201393
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2013 D/A
HighBAR Partners II, L.P.
File 021-185021
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2013 D
HighBAR Entrepreneur Partners II, L.P.
File 021-191865
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2013 D
BLAZENT INC
File 021-191471
$0$0$0None no CRD number reportedEDGAR ↗
Dec 5, 2012 D
Zettaset, Inc.
File 021-187895
$0$0$0None listed on this filingEDGAR ↗
Jul 10, 2012 D
MEDIA PROPERTIES HOLDINGS INC
File 021-180924
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2010 D/A
BLAZENT INC
File 021-39220
$0$0$0n/a no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named John Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Avibra, Inc.

Iselin, NJ · Nov 4, 2019 → Oct 3, 2024 · 3 filings
  • Oct 3, 2024 · D · $3,159,994 sold of $3,159,994 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 28, 2021 · D · $7,184,997 sold of $7,184,997 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 4, 2019 · D · $3,223,150 sold of $3,273,150 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.18M from 22 investors (100% of the $3.16M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Powerlytics, Inc.

Doylestown, PA · Jun 15, 2020 → Aug 15, 2024 · 2 filings
  • Aug 15, 2024 · D · $5,918,024 sold of $6,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2020 · D · $3,022,708 sold of $3,022,708 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.92M from 20 investors (99% of the $6M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Breakthrough Unity I LLC

Los Angeles, CA · Apr 12, 2024
  • Apr 12, 2024 · D · $1,000,000 sold of $20,000,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1M from 4 investors (5% of the $20M target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Living Food Asia Corp

Schwenksville, PA · Dec 28, 2020 → Nov 28, 2023 · 5 filings
  • Nov 28, 2023 · D/A · $1,324,998 sold of $1,325,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2023 · D · $1,274,998 sold of $1,275,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 26, 2022 · D/A · $6,278,995 sold of $6,279,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 13, 2022 · D · $5,979,998 sold of $6,279,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2020 · D · $975,000 sold of $975,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.28M from 13 investors (100% of the $1.32M target) as of the latest filing. John is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Insurance

Brella Insurance, Inc.

Hoboken, NJ · Nov 27, 2023
  • Nov 27, 2023 · D · $28,669,642 sold of $31,669,642 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28.7M from 22 investors (91% of the $31.7M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Brewer Lane

Brewer Lane Ventures Fund II, L.P.

Boston, MA · Jun 29, 2022 → Aug 10, 2023 · 3 filings
  • Aug 10, 2023 · D/A · $202,977,447 sold of $202,977,447 · 45 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jun 29, 2023 · D/A · $180,813,243 sold of $200,000,000 · 42 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jun 29, 2022 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $203M from 45 investors (100% of the $203M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Moving Analytics, Inc.

Irvine, CA · Apr 16, 2021 → Jul 11, 2022 · 3 filings
  • Jul 11, 2022 · D/A · $19,478,146 sold of $19,721,648 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 20, 2022 · D · $10,599,987 sold of $15,100,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2021 · D · $6,895,631 sold of $6,895,631 · 31 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.5M from 31 investors (99% of the $19.7M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Socotra, Inc.

San Francisco, CA · Mar 1, 2021
  • Mar 1, 2021 · D · $12,858,467 sold of $12,858,467 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.6M from 45 investors (100% of the $12.9M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Highbar

HIGHBAR PARTNERS III OPPORTUNITY FUND, L.P.

Menlo Park, CA · Jan 19, 2021
  • Jan 19, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications

Dialpad, Inc.

San Ramon, CA · Oct 6, 2020 → Dec 17, 2020 · 2 filings
  • Dec 17, 2020 · D/A · $135,914,153 sold of $135,914,153 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 6, 2020 · D · $111,914,167 sold of $111,914,167 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $135.9M from 20 investors (100% of the $135.9M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Exter Alpha Fund 1, L.P.

Marina Del Rey, CA · Sep 1, 2020
  • Sep 1, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Member of the Sole Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Brewer Lane

Brewer Lane Ventures Fund I, L.P.

Weston, MA · Dec 5, 2019 → Apr 22, 2020 · 2 filings
  • Apr 22, 2020 · D · $120,000,000 sold of $200,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Dec 5, 2019 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $120M from 4 investors (60% of the $200M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Urw

WHL USA Acquisitions Inc.

Los Angeles, CA · Feb 6, 2020
  • Feb 6, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Urw

URW America Inc.

Los Angeles, CA · Feb 6, 2020
  • Feb 6, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

PATIENTSAFE SOLUTIONS, INC.

San Diego, CA · Sep 26, 2017
  • Sep 26, 2017 · D · $14,998,927 sold of $19,998,927 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23.8M from 34 investors (100% of the $20M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Highbar

HighBar Partners III, L.P.

Menlo Park, CA · Oct 15, 2015 → Mar 24, 2017 · 2 filings
  • Mar 24, 2017 · D/A · $132,040,816 sold of $250,000,000 · 33 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Oct 15, 2015 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $132M from 33 investors (53% of the $250M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Manufacturing

Touch Coffee & Beverages, LLC

City of Industry, CA · Oct 29, 2015 → Feb 15, 2017 · 3 filings
  • Feb 15, 2017 · D · $200,000 sold of Indefinite · 0 investors · min. $25,000 · role: Promoter EDGAR ↗
  • Jul 1, 2016 · D · $850,000 sold of $5,000,000 · 8 investors · min. $25,000 · role: Promoter EDGAR ↗
  • Oct 29, 2015 · D · $450,000 sold of $4,000,000 · 2 investors · min. $100,000 · role: Promoter EDGAR ↗

Raised $850K from 8 investors as of the latest filing. John is listed as promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(c) (166 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Clustrix, Inc.

San Francisco, CA · Aug 15, 2013 → Feb 12, 2016 · 6 filings
  • Feb 12, 2016 · D/A · $23,400,000 sold of $26,400,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 25, 2015 · D/A · $20,400,000 sold of $20,400,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2015 · D/A · $15,914,904 sold of $18,513,534 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 2, 2015 · D/A · $9,000,000 sold of $14,968,110 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 8, 2014 · D · $6,000,000 sold of $10,240,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2013 · D · $2,500,000 sold of $10,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23.4M from 13 investors (89% of the $26.4M target) as of the latest filing. John is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Janrain, Inc.

Portland, OR · Dec 23, 2015
  • Dec 23, 2015 · D · $14,765,840 sold of $25,000,796 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.9M from 16 investors (80% of the $25M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

BLAZENT INC

Burlingame, CA · Jun 11, 2010 → Jan 15, 2014 · 3 filings
  • Jan 15, 2014 · D · $2,999,999 sold of $4,999,999 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2013 · D · $5,041,927 sold of $6,286,500 · 4 investors · min. $1 · role: Director EDGAR ↗
  • Jun 11, 2010 · D/A · $9,833,333 sold of $9,833,333 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.83M from 4 investors (100% of the $5M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Highbar

HighBAR Partners II, L.P.

Palo Alto, CA · Oct 4, 2012 → Jun 26, 2013 · 2 filings
  • Jun 26, 2013 · D/A · $129,000,000 sold of $129,000,000 · 18 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Oct 4, 2012 · D · $16,000,000 sold of $100,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $129M from 18 investors (100% of the $129M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Highbar

HighBAR Entrepreneur Partners II, L.P.

Palo Alto, CA · Feb 14, 2013
  • Feb 14, 2013 · D · $1,000,000 sold of $1,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner.) EDGAR ↗

Raised $1M from 9 investors (100% of the $1M target) as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Zettaset, Inc.

Mountain View, CA · Dec 5, 2012
  • Dec 5, 2012 · D · $4,750,000 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.75M from 6 investors (48% of the $10M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

MEDIA PROPERTIES HOLDINGS INC

Temecula, CA · Jul 10, 2012
  • Jul 10, 2012 · D · $1,124,945 sold of $1,124,945 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.12M from 5 investors (100% of the $1.12M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (15)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Kim — NY, 40 issuers, Aug 17, 2009 → Jul 22, 2026 · no shared issuer
  • John K. Kim — NY, 14 issuers, Nov 4, 2014 → Mar 5, 2019 · no shared issuer
  • JOHN KIM — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 5 issuers, Nov 23, 2020 → Mar 22, 2023 · no shared issuer
  • John Y. Kim — NY, 4 issuers, Mar 16, 2009 → Feb 13, 2019 · no shared issuer
  • John Kim — FL, 3 issuers, Apr 13, 2009 → Aug 15, 2019 · no shared issuer
  • John Kim — CO, 2 issuers, Jan 3, 2011 → May 5, 2011 · no shared issuer
  • John Kim — TX, 2 issuers, Aug 30, 2022 → Aug 24, 2026 · no shared issuer
  • John Kim — CT, 1 issuer, Mar 17, 2009 → Feb 24, 2026 · no shared issuer
  • John Kim — VA, 1 issuer, Jun 30, 2009 → Jun 30, 2009 · no shared issuer
  • John Kim — MI, 1 issuer, Aug 23, 2024 → Aug 23, 2024 · no shared issuer
  • John Sung Kim — CA, 1 issuer, Aug 7, 2013 → Aug 7, 2013 · no shared issuer
  • JOHN P.J. KIM — CO, 1 issuer, Jul 27, 2018 → Dec 9, 2019 · no shared issuer
  • John K. Kim — CA, 1 issuer, Nov 26, 2018 → Nov 26, 2018 · no shared issuer
  • JOHN YOHAN KIM — CA, 1 issuer, Apr 13, 2021 → Apr 13, 2021 · no shared issuer
  • John Kim — Indonesia (as filed: K8), 1 issuer, May 10, 2021 → May 6, 2022 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

PSF Mgmt LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

Management entity

Paper Street Fund LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

Management entity

PSF Exter 1 GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Thiele-Sardina

Director, Executive Officer · 12 shared filings (5 issuers)

Roy Thiele-Sardina is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Akash Sajith

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Donald J. Listwin

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Muise

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Azevedo

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Gary C. Oliver

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Drotleff

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Miller

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Matt Miller is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Kim

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Kim. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian James

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Kim. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian J. Peters

Director · 3 shared filings (2 issuers)

Listed on the same filings as John Kim. Their page shows their other deals.

SO
No photo found yet (own website and image search run after this page is viewed)
Person

Sung il Oh

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

YS
No photo found yet (own website and image search run after this page is viewed)
Person

Yogesh Shetty

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

HV
No photo found yet (own website and image search run after this page is viewed)
Person

Harshvardhan Vathsangam

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Ade Adesanya

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Saunders

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Andreessen

Director · 2 shared filings (1 issuer) · also on 126 other issuers

Marc Andreessen is on 127 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Peterson

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Brian Peterson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rich Miner

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Kim. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hodges

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Michael Hodges is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dan O'Connell

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Kim. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sergei Tsarev

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Will Griffith

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Will Griffith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Armstrong

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Bruce Armstrong is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Sheetz

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsey Anderson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robbie Mihalyi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jen Grant

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Kim. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Fleming

Executive Officer, Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Kim. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Walker

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

LT
No photo found yet (own website and image search run after this page is viewed)
Person

Lily Toy

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Shulgan

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Rector

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Carmel

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Kim. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Robart

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Kim. Their page shows their other deals.

The team behind the deals

Sponsor group

Highbar

4 issuers · 6 filings · $262M reported sold · 2012–2021

One team, 4 deal companies. John Kim is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Kim.

Sponsor group

Brewer Lane

2 issuers · 5 filings · $323M reported sold · 2019–2023

One team, 2 deal companies. John Kim is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Kim.

Sponsor group

Urw

2 issuers · 2 filings · $250K reported sold · 2020–2020

One team, 2 deal companies. John Kim is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Kim.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 24 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — 1 issuer has property records: Dialpad, Inc. (1).

Public profiles and social

Websites and social links of the issuers John Kim is listed on: none on file. No website or social profile named in Dialpad, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #204,288 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Ramon, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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