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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

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John Josey

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 23, 2020 → Jan 10, 2025

2deals (issuers)
$222.4Mreported sold
44investors
7Form D filings
2020–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Josey is listed as a director on 7 SEC Form D filings by 2 issuers between Mar 2020 and Jan 2025: Day One Biopharmaceuticals Holding Co LLC (South San Francisco, CA — pharmaceuticals — 2021; $130M reported sold to 24 investors) and Circle Pharma, Inc. (South San Francisco, CA — industry reported as "Other" — 2020–2025; $92.4M reported sold to 20 investors).

What this means 2 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $222.4M sold in total.

Listed alongside David J. Earp (6 shared filings), Matthew Jacobson (6 shared filings), Thilo Schroeder (6 shared filings), Walter Moos (6 shared filings), James Evangelista (4 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 court cases matching the name, 1 SEC release, 1 state regulator order, 19 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for John Josey and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Josey has not run yet — it is joining a line of 61,792 names; searches run around the clock at the hosts' allowed rate. Searched so far: 722 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

19 cases: 3 open, 9 closed (disposition not in docket feed), 7 dismissed

Josey v. Transportation Security Administration open
District Court, M.D. Florida · No. 3:25-cv-00829 · Filed Jul 23, 2025
Role of Josey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in FL (not a filing state)
Josey-Myles v. Lyft, Inc. open
District Court, S.D. Texas · No. 4:25-cv-03144 · Filed Jul 7, 2025
Role of Josey-Myles: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
JOSEY v. JOHNSON & JOHNSON CONSUMER INC. open
District Court, D. New Jersey · No. 3:25-cv-08287 · Filed Jun 7, 2025
Role of JOSEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NJ (not a filing state)
Josey v. Freedom Debt Relief LLC closed
District Court, N.D. California · No. 3:24-cv-04130 · Filed Jul 9, 2024 · Closed Oct 3, 2024 · Nature of suit: 485 Telephone Consumer Protection Act (TCPA) · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of Josey: Plaintiff · Outcome: Terminated 2024-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in the person's filing state (CA)
Josey v. Midland Credit Management closed
District Court, N.D. Georgia · No. 1:24-cv-02913 · Filed Jul 1, 2024 · Closed Feb 7, 2025
Role of Josey: Plaintiff · Outcome: Terminated 2025-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in GA (not a filing state)
Josey-Myles v. Lyft, Inc. closed
District Court, S.D. Texas · No. 4:24-cv-01159 · Filed Mar 29, 2024 · Closed Aug 1, 2024
Role of Josey-Myles: Plaintiff · Outcome: Terminated 2024-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
Josey v. T-Mobile USA, Inc. closed
District Court, E.D. Michigan · No. 4:23-cv-10697 · Filed Mar 24, 2023 · Closed Jun 21, 2023 · Nature of suit: 485 Telephone Consumer Protection Act (TCPA) · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of Josey: Plaintiff · Outcome: Terminated 2023-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in MI (not a filing state)
Josey v. LB Gray, LLC closed
District Court, E.D. Tennessee · No. 3:22-cv-00378 · Filed Oct 25, 2022 · Closed Dec 15, 2022 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Josey: Plaintiff · Outcome: Terminated 2022-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TN (not a filing state)
Hanson v. Josey Skateland, Inc. closed
District Court, E.D. Texas · No. 4:21-cv-00440 · Filed Jun 10, 2021 · Closed Aug 10, 2021
Role of Josey Skateland, Inc.: Defendant · Outcome: Terminated 2021-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
Josey v. Wal-Mart Stores East, LP closed
District Court, N.D. Georgia · No. 1:20-cv-03567 · Filed Aug 28, 2020 · Closed Apr 29, 2022
Role of Josey: Plaintiff · Outcome: Terminated 2022-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in GA (not a filing state)
Josey Parsons Aughtman v. Yes To Inc. closed
District Court, C.D. California · No. 2:20-cv-01223 · Filed Feb 6, 2020 · Closed Mar 17, 2020 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Josey Parsons Aughtman: Plaintiff · Outcome: Terminated 2020-03-17 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in the person's filing state (CA)
Josey v. Howmedica Osteonics Corp. dismissed
District Court, D. Massachusetts · No. 1:19-cv-11712 · Filed Aug 8, 2019 · Closed Mar 24, 2021 · Nature of suit: 367 Health care / pharm
Role of Josey: Plaintiff · Outcome: Terminated 2021-03-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in MA (not a filing state)
Josey v. Impulse Dynamics (USA) Incorporated dismissed
District Court, D. Arizona · No. 2:18-cv-00589 · Filed Feb 22, 2018 · Closed Jul 24, 2019 · Nature of suit: 375 Other Statutes: False Claims Act · Cause: 31:3729 False Claims Act
Role of Josey: Plaintiff · Outcome: Terminated 2019-07-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in AZ (not a filing state)
Josey v. URS/CH2M Oak Ridge, LLC dismissed
District Court, E.D. Tennessee · No. 3:17-cv-00544 · Filed Dec 22, 2017 · Closed Sep 11, 2019 · Nature of suit: 376 Qui tam
Role of Josey: Plaintiff · Outcome: Terminated 2019-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TN (not a filing state)
JOSEY v. ORGANON USA, INC. dismissed
District Court, E.D. Missouri · No. 4:13-cv-01873 · Filed Sep 20, 2013 · Closed Aug 18, 2016 · Nature of suit: 367 Health care / pharm
Role of JOSEY: Plaintiff · Outcome: Terminated 2016-08-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in MO (not a filing state)
JOSEY v. ORGANON USA, INC. closed
District Court, D. New Jersey · No. 2:13-cv-04587 · Filed Jul 29, 2013 · Closed Sep 19, 2013 · Nature of suit: 367 Health care / pharm
Role of JOSEY: Plaintiff · Outcome: Terminated 2013-09-19 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NJ (not a filing state)
Josey v. NCO Financial Systems, Inc. dismissed
District Court, D. Maryland · No. 1:12-cv-00144 · Filed Jan 13, 2012 · Closed Jul 23, 2012 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Josey: Plaintiff · Outcome: Terminated 2012-07-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in MD (not a filing state)
Josey v. Citigroup Inc. dismissed
District Court, S.D. Mississippi · No. 2:05-cv-00270 · Filed Jun 2, 2005 · Closed Nov 15, 2005 · Nature of suit: 190 Other contract actions
Role of Josey: Plaintiff · Outcome: Terminated 2005-11-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in MS (not a filing state)
DIRECTV, INC. v. JOSEY dismissed
District Court, M.D. North Carolina · No. 1:03-cv-00528 · Filed Jun 9, 2003 · Closed Mar 3, 2006 · Nature of suit: Other Statutory Actions · Cause: 47:0605 Unauthorized Publication/Use of Communications
Role of JOSEY: Defendant · Outcome: Terminated 2006-03-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Individuals Suspended for Failure to Comply with an Arbitration Award or Related Settlement or an Order of Restitution or Settlement Providing for Restitution Pursuant to FINRA Rule Series 9554 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date May 13, 2022 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Daniel Jordan Josey Sr. (CRD #2189408)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); different first name (jordan); nationwide regulator (FINRA) — the state is not a signal
Kadar M. Josey Administrative proceeding
SEC · Jul 18, 2011 · Parties as named in the release: Kadar M. Josey Read the release ↗
same rare surname (4 people in Form D filings); different first name (kadar)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Josey..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 2 open, 17 closed (disposition not in docket feed)

Josey Leigh Thompson and Seth William Thompson open
United States Bankruptcy Court, D. North Dakota · No. 26-30697 · Filed Aug 27, 2026
Role of Josey Leigh Thompson and Seth William Thompson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in ND (not a filing state)
Paul Alexander Miller and Josey Diane Miller open
United States Bankruptcy Court, E.D. Virginia · No. 21-32643 · Filed Aug 30, 2021
Role of Paul Alexander Miller and Josey Diane Miller: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in VA (not a filing state)
Charles Aaron Murray and Josey Anne Murray closed
United States Bankruptcy Court, N.D. Oklahoma · No. 20-11790 · Filed Nov 23, 2020 · Closed Mar 25, 2021
Role of Charles Aaron Murray and Josey Anne Murray: Debtor · Outcome: Case closed 2021-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in OK (not a filing state)
Josey Miller Johnson, III and Pamela Jane Johnson closed
United States Bankruptcy Court, E.D. Texas · No. 15-10290 · Filed Jun 8, 2015 · Closed Dec 29, 2020
Role of Josey Miller Johnson, III and Pamela Jane Johnson: Debtor · Outcome: Case closed 2020-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
Josey v. Wells Fargo Bank NA closed
United States Bankruptcy Court, W.D. North Carolina · No. 13-03178 · Filed Oct 3, 2013 · Closed Dec 4, 2014
Role of Josey: Plaintiff · Outcome: Case closed 2014-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NC (not a filing state)
Josey v. Wells Fargo Bank, N.A. closed
United States Bankruptcy Court, W.D. North Carolina · No. 13-03065 · Filed Apr 25, 2013 · Closed Jul 19, 2013
Role of Josey: Plaintiff · Outcome: Case closed 2013-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NC (not a filing state)
Paul A Miller and Josey D Miller closed
United States Bankruptcy Court, E.D. Virginia · No. 08-32536 · Filed Jun 3, 2008 · Closed Jun 5, 2012
Role of Paul A Miller and Josey D Miller: Debtor · Outcome: Case closed 2012-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in VA (not a filing state)
Sterling Bank v. Josey closed
United States Bankruptcy Court, M.D. Alabama · No. 05-03029 · Filed May 3, 2005 · Closed Jul 7, 2006
Role of Josey: Defendant · Outcome: Case closed 2006-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in AL (not a filing state)
Bank One Delaware, NA v. Josey closed
United States Bankruptcy Court, W.D. New York · No. 1-04-01173 · Filed Jul 22, 2004 · Closed May 23, 2005
Role of Josey: Defendant · Outcome: Case closed 2005-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NY (not a filing state)
Chase Manhattan Bank, USA, N.A. v. Josey closed
United States Bankruptcy Court, W.D. New York · No. 1-00-01249 · Filed Aug 7, 2000 · Closed Sep 15, 2000
Role of Josey: Defendant · Outcome: Case closed 2000-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NY (not a filing state)
Paul A. Miller and Josey D. Miller closed
United States Bankruptcy Court, E.D. Virginia · No. 00-31893 · Filed Mar 28, 2000 · Closed Jul 11, 2000
Role of Paul A. Miller and Josey D. Miller: Debtor · Outcome: Case closed 2000-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in VA (not a filing state)
Robert Josey closed
United States Bankruptcy Court, E.D. California · No. 00-20225 · Filed Jan 7, 2000 · Closed Apr 25, 2000
Role of Robert Josey: Debtor · Outcome: Case closed 2000-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); different first name (robert); court in the person's filing state (CA)
Josey M. Johnson and Pamela J. Johnson closed
United States Bankruptcy Court, E.D. Texas · No. 98-11146 · Filed Jun 26, 1998 · Closed Jun 12, 2003
Role of Josey M. Johnson and Pamela J. Johnson: Debtor · Outcome: Case closed 2003-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
Household Finance Corporation v. Josey closed
United States Bankruptcy Court, S.D. Ohio · No. 2:98-ap-02100 · Filed Apr 20, 1998 · Closed Aug 19, 1998
Role of Josey: Defendant · Outcome: Case closed 1998-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in OH (not a filing state)
John Josey and Rebecca Josey closed
United States Bankruptcy Court, N.D. California · No. 97-13058 · Filed Aug 14, 1997 · Closed Nov 25, 1997
Role of John Josey and Rebecca Josey: Debtor · Outcome: Case closed 1997-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); first name matches; 2 people with this name in Form D filings; court in the person's filing state (CA)
Daniel L. Lynch and Josey R. Lynch closed
United States Bankruptcy Court, D. New Jersey · No. 93-12598 · Filed Jun 2, 1993 · Closed Mar 5, 1999
Role of Daniel L. Lynch and Josey R. Lynch: Debtor · Outcome: Case closed 1999-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NJ (not a filing state)
Josey v. Schneider National, Inc. closed
United States Bankruptcy Court, S.D. Alabama · No. 92-01348 · Filed Dec 7, 1992 · Closed Apr 11, 1994
Role of Josey: Plaintiff · Outcome: Case closed 1994-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in AL (not a filing state)
M. Lee Turner and Josey P. Turner closed
United States Bankruptcy Court, W.D. North Carolina · No. 92-50101 · Filed Feb 5, 1992 · Closed May 13, 1997
Role of M. Lee Turner and Josey P. Turner: Debtor · Outcome: Case closed 1997-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in NC (not a filing state)
Josey Exploration, Inc. closed
United States Bankruptcy Court, E.D. Texas · No. 89-20494 · Filed Mar 9, 1989 · Closed Jun 22, 1994
Role of Josey Exploration, Inc.: Debtor · Outcome: Case closed 1994-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 118 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John Josey (compared 7 filings on Oct 24, 2026)

Note · Jun 28, 2024 – Jan 10, 2025

No amendment in the last 12 months on an offering that may still be open — Circle Pharma, Inc. (latest filing Jan 10, 2025)

The latest filing for this offering is dated Jan 10, 2025 (first sale Jun 28, 2024). It reports $92,444,167 sold of $117,374,782 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 10, 2025 ↗Circle Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Mar 16, 2020 – Mar 23, 2020

No amendment in the last 12 months on an offering that may still be open — Circle Pharma, Inc. (latest filing Mar 23, 2020)

The latest filing for this offering is dated Mar 23, 2020 (first sale Mar 16, 2020). It reports $14,999,999 sold of $45,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 23, 2020 ↗Circle Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Mar 23, 2020 – Jul 3, 2024

Industry group changed between filings — Circle Pharma, Inc.

"Other" (Mar 23, 2020); then "Pharmaceuticals" (Jun 29, 2021 to Mar 22, 2022); then "Other" (Jul 3, 2024 to Jan 10, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 23, 2020 ↗Form D · Jun 29, 2021 ↗Form D · Jul 3, 2024 ↗Circle Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Mar 23, 2020 – Jul 3, 2024

Reported revenue range changed between filings — Circle Pharma, Inc.

"Decline to Disclose" (Mar 23, 2020); then "No Revenues" (Jun 29, 2021); then "Decline to Disclose" (Jul 3, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 23, 2020 ↗Form D · Jun 29, 2021 ↗Form D · Jul 3, 2024 ↗Circle Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Oct 4, 2012

Same name, different state: "John Josey" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "John Josey" with address state TX, is listed on 1 filing — most recently by Peloton Therapeutics, Inc. (Oct 4, 2012). The two records do not overlap in time: this page runs Mar 23, 2020 to Jan 10, 2025; the other has one filing dated Oct 4, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Josey (TX) — PartnerFacts page ↗Form D/A · Oct 4, 2012 ↗Peloton Therapeutics, Inc. — PartnerFacts page ↗John Josey (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 10, 2025 D/A
Circle Pharma, Inc.
File 021-517705
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2022 D/A
Circle Pharma, Inc.
File 021-404569
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2021 D
Day One Biopharmaceuticals Holding Co LLC
File 021-389508
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2020 D
Circle Pharma, Inc.
File 021-363443
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Josey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CP
Other

Circle Pharma, Inc.

South San Francisco, CA · Mar 23, 2020 → Jan 10, 2025 · 6 filings
  • Jan 10, 2025 · D/A · $92,444,167 sold of $117,374,782 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 29, 2024 · D/A · $63,171,998 sold of $117,374,782 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2024 · D · $54,171,999 sold of $117,374,782 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 22, 2022 · D/A · $66,304,990 sold of $66,304,990 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2021 · D · $35,652,490 sold of $66,304,990 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 23, 2020 · D · $14,999,999 sold of $45,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $92.4M from 20 investors (79% of the $117.4M target) as of the latest filing. John is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DO
Pharmaceuticals

Day One Biopharmaceuticals Holding Co LLC

South San Francisco, CA · Feb 16, 2021
  • Feb 16, 2021 · D · $129,999,786 sold of $129,999,786 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $130M from 24 investors (100% of the $130M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Josey — TX, 1 issuer, Oct 4, 2012 → Oct 4, 2012 · no shared issuer

People around John 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thilo Schroeder

Director · 6 shared filings (1 issuer) · also on 5 other issuers

Thilo Schroeder is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Earp

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Moos

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Josey. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Jacobson

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Josey. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

James Evangelista

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Elton Satusky

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Josey. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Kelsey

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Park

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Svennilson

Director · 2 shared filings (1 issuer) · also on 20 other issuers

Peter Svennilson is on 21 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Becker

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Daniel Becker is on 5 issuers in total — a repeat sponsor. Their page lists every one.

NH
No photo found yet (own website and image search run after this page is viewed)
Person

Natalie Holles

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Josey. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cayla McEwen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Bender

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gladstone

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Derek DiRocco

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Josey. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Papanek Grant

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Josey. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Josey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Josey is listed on: none on file. No website or social profile named in Day One Biopharmaceuticals Holding Co LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #198,955 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (South San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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