PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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JOHN J. PHILLIPS

Named as an officer, director or promoter on SEC Form D filings · CT, NC · Apr 19, 2017 → Oct 20, 2022

4deals (issuers)
$5.02Breported sold
449investors
14Form D filings
2017–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN J. PHILLIPS is listed as an executive officer and director on 14 SEC Form D filings by 4 issuers between Apr 2017 and Apr 2026: Barings Core Property Fund LP (Charlotte, NC — pooled investment fund — 2017–2026; $4.52B reported sold to 182 investors), Barings Innovation & Growth Real Estate Fund LP (Hartford, CT — pooled investment fund — 2021–2022; $495.5M reported sold to 17 investors), BIG Fund REIT LLC (Hartford, CT — reits and finance — 2022; $125K reported sold to 125 investors) and CREF X MA REIT LLC (Hartford, CT — reits and finance — 2020; $125K reported sold to 125 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $5.02B sold in total.

Listed alongside JOHN OCKERBLOOM (9 shared filings), JOE GORIN (7 shared filings), MICHAEL H. GATELY (3 shared filings), Maureen Joyce (2 shared filings), Scott D. Brown (2 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

The issuers belong to 2 sponsor groups: Big (4 issuers, $5.02B reported sold, 2010–2026) and Cref (9 issuers, $163M reported sold, 2012–2021).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for JOHN J. PHILLIPS and found 12 differences: JOHN J. PHILLIPS's role changed at Barings Core Property Fund LP: executive officer, director → executive officer; JOHN J. PHILLIPS's role changed at Barings Core Property Fund LP: executive officer → executive officer, director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN J. PHILLIPS has not run yet — it is joining a line of 11,767 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN J. PHILLIPS..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

John D. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 21-30826 · Filed Oct 19, 2021 · Closed Jul 11, 2024
Role of John D. Phillips: Debtor · Outcome: Case closed 2024-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
John M. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 18-51323 · Filed Oct 15, 2018 · Closed Nov 15, 2018
Role of John M. Phillips: Debtor · Outcome: Case closed 2018-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
John M. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 17-51039 · Filed Aug 22, 2017 · Closed Apr 10, 2018
Role of John M. Phillips: Debtor · Outcome: Case closed 2018-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
John M. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 16-51462 · Filed Nov 2, 2016 · Closed Sep 27, 2017
Role of John M. Phillips: Debtor · Outcome: Case closed 2017-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
John D. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 14-31427 · Filed Jul 31, 2014 · Closed Nov 25, 2014
Role of John D. Phillips: Debtor · Outcome: Case closed 2014-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
John M. Phillips and Portia S. Phillips closed
United States Bankruptcy Court, W.D. North Carolina · No. 10-11233 · Filed Oct 22, 2010 · Closed Jan 26, 2011
Role of John M. Phillips and Portia S. Phillips: Debtor · Outcome: Case closed 2011-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NC); middle initial differs
John L Phillips closed
United States Bankruptcy Court, E.D. North Carolina · No. 06-02411 · Filed Aug 8, 2006 · Closed Dec 8, 2006
Role of John L Phillips: Debtor · Outcome: Case closed 2006-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NC); middle initial differs
John D. Phillips closed
United States Bankruptcy Court, D. Connecticut · No. 04-30308 · Filed Jan 26, 2004 · Closed May 12, 2004
Role of John D. Phillips: Debtor · Outcome: Case closed 2004-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 956 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for JOHN J. PHILLIPS (compared 14 filings on Oct 24, 2026)

Note · Apr 20, 2023 – Apr 9, 2024

JOHN J. PHILLIPS's role changed at Barings Core Property Fund LP: executive officer, director → executive officer

The Apr 20, 2023 filing lists JOHN J. PHILLIPS as executive officer, director; the Apr 9, 2024 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 20, 2023 ↗Form D/A · Apr 9, 2024 ↗JOHN J. PHILLIPS — PartnerFacts page ↗Barings Core Property Fund LP — PartnerFacts page ↗
Sources
Note · Apr 24, 2020 – Apr 21, 2021

JOHN J. PHILLIPS's role changed at Barings Core Property Fund LP: executive officer → executive officer, director

The Apr 24, 2020 filing lists JOHN J. PHILLIPS as executive officer; the Apr 21, 2021 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 24, 2020 ↗Form D/A · Apr 21, 2021 ↗JOHN J. PHILLIPS — PartnerFacts page ↗Barings Core Property Fund LP — PartnerFacts page ↗
Sources
Note · Oct 6, 2021 – Oct 20, 2022

No amendment in the last 12 months on an offering that may still be open — Barings Innovation & Growth Real Estate Fund LP (latest filing Oct 20, 2022)

The latest filing for this offering is dated Oct 20, 2022 (first sale Oct 6, 2021). It reports $495,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 20, 2022 ↗Barings Innovation & Growth Real Estate Fund LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2026

Same name, different state: "John Phillips" (OH) is a separate record

This page covers filings where the address state is CT or NC. A separate record, "John Phillips" with address state OH, is listed on 1 filing — most recently by Forza Nutrition, Inc. (Aug 12, 2026). The two records do not overlap in time: this page runs Apr 19, 2017 to Oct 20, 2022; the other has one filing dated Aug 12, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Phillips (OH) — PartnerFacts page ↗Form D · Aug 12, 2026 ↗Forza Nutrition, Inc. — PartnerFacts page ↗JOHN J. PHILLIPS (CT,NC) — this page ↗
Sources
Note · Apr 10, 2013 – Apr 27, 2026

Same name, different state: "John Phillips" (TN or AR) is a separate record

This page covers filings where the address state is CT or NC. A separate record, "John Phillips" with address state TN or AR, is listed on 21 filings — most recently by Red Door Banner Fund LP (Apr 27, 2026). Both records have filings in the same period (Apr 19, 2017 to Oct 20, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Phillips (TN,AR) — PartnerFacts page ↗Form D · Apr 27, 2026 ↗Red Door Banner Fund LP — PartnerFacts page ↗JOHN J. PHILLIPS (CT,NC) — this page ↗
Sources
Note · Aug 28, 2019 – Apr 7, 2022

Same name, different state: "John J. Phillips" (AZ) is a separate record

This page covers filings where the address state is CT or NC. A separate record, "John J. Phillips" with address state AZ, is listed on 5 filings — most recently by Accelerate Diagnostics, Inc (Apr 7, 2022). Both records have filings in the same period (Aug 28, 2019 to Apr 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John J. Phillips (AZ) — PartnerFacts page ↗Form D · Apr 7, 2022 ↗Accelerate Diagnostics, Inc — PartnerFacts page ↗JOHN J. PHILLIPS (CT,NC) — this page ↗
Sources
Note · Jul 30, 2021

Same name, different state: "John Phillips" (CA) is a separate record

This page covers filings where the address state is CT or NC. A separate record, "John Phillips" with address state CA, is listed on 1 filing — most recently by North Haven Stack Topco, LLC (Jul 30, 2021). Both records have filings in the same period (Jul 30, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Phillips (CA) — PartnerFacts page ↗Form D · Jul 30, 2021 ↗North Haven Stack Topco, LLC — PartnerFacts page ↗JOHN J. PHILLIPS (CT,NC) — this page ↗
Sources
Note · Jan 20, 2017

Same name, different state: "John Phillips" (DC) is a separate record

This page covers filings where the address state is CT or NC. A separate record, "John Phillips" with address state DC, is listed on 1 filing — most recently by Predictit Inc. (Jan 20, 2017). The two records do not overlap in time: this page runs Apr 19, 2017 to Oct 20, 2022; the other has one filing dated Jan 20, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Phillips (DC) — PartnerFacts page ↗Form D · Jan 20, 2017 ↗Predictit Inc. — PartnerFacts page ↗JOHN J. PHILLIPS (CT,NC) — this page ↗
Sources
Note · Apr 20, 2022 – Apr 20, 2023

Address moved from New York, NY to Charlotte, NC — Barings Core Property Fund LP

The people listed on the Apr 20, 2022 filing give New York, NY; on the Apr 20, 2023 filing they give Charlotte, NC. The address now on file (300 South Tryon Street, Suite 2500, Charlotte, NC) is a registered-agent or shared-office address used by 63 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 20, 2022 ↗Form D/A · Apr 20, 2023 ↗Barings Core Property Fund LP — PartnerFacts page ↗
Sources
Note · Apr 26, 2019 – Apr 24, 2020

Address moved from Hartford, CT to New York, NY — Barings Core Property Fund LP

The people listed on the Apr 26, 2019 filing give Hartford, CT; on the Apr 24, 2020 filing they give New York, NY. The address now on file (300 South Tryon Street, Suite 2500, Charlotte, NC) is a registered-agent or shared-office address used by 63 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 26, 2019 ↗Form D/A · Apr 24, 2020 ↗Barings Core Property Fund LP — PartnerFacts page ↗
Sources
Note · Apr 19, 2017 – Apr 9, 2026

JOHN J. PHILLIPS is listed with 2 different address states: CT, NC

CT on 10 filings (Apr 19, 2017 to Oct 20, 2022); NC on 4 filings (Apr 20, 2023 to Apr 9, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Apr 19, 2017 ↗Form D/A · Apr 20, 2023 ↗
Sources
Note · Apr 26, 2019 – Apr 24, 2020

Minimum investment changed between filings — Barings Core Property Fund LP

The Apr 26, 2019 filing lists a minimum of $132,000; the Apr 24, 2020 Form D/A lists $36,761.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 26, 2019 ↗Form D/A (later) · Apr 24, 2020 ↗Barings Core Property Fund LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $12,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 9, 2026 D/A
Barings Core Property Fund LP
File 021-215626
$0 (est.)$0$0 (est.)Barings Securities LLC BrokerCheck CRD 36929 ↗
via Barings Securities LLC (CRD 36929 ↗)
EDGAR ↗
Oct 20, 2022 D/A
Barings Innovation & Growth Real Estate Fund LP
File 021-418024
$0$0$0Barings Securities LLC BrokerCheck CRD 36929 ↗EDGAR ↗
Feb 7, 2022 D
BIG Fund REIT LLC
File 021-432616
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 30, 2020 D
CREF X MA REIT LLC
File 021-384782
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named John J. Phillips on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BC
Pooled Investment Fund · group: Big

Barings Core Property Fund LP

Charlotte, NC · Apr 19, 2017 → Apr 9, 2026 · 10 filings
  • Apr 9, 2026 · D/A · $4,524,563,878 sold of Indefinite · 182 investors · min. $36,761 · role: Executive Officer (Managing Director) EDGAR ↗
  • Apr 9, 2025 · D/A · $4,494,723,693 sold of Indefinite · 182 investors · min. $36,761 · role: Executive Officer (Managing Director) EDGAR ↗
  • Apr 9, 2024 · D/A · $4,439,312,095 sold of Indefinite · 179 investors · min. $36,761 · role: Executive Officer (Managing Director) EDGAR ↗
  • Apr 20, 2023 · D/A · $4,429,141,859 sold of Indefinite · 179 investors · min. $36,761 · role: Executive Officer, Director (MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Apr 20, 2022 · D/A · $4,353,807,973 sold of Indefinite · 177 investors · min. $36,761 · role: Executive Officer, Director (MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Apr 21, 2021 · D/A · $4,147,817,252 sold of Indefinite · 177 investors · min. $36,761 · role: Executive Officer, Director (MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Apr 24, 2020 · D/A · $4,030,182,443 sold of Indefinite · 168 investors · min. $36,761 · role: Executive Officer (ASSOCIATE GENERAL COUNSEL AND MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Apr 26, 2019 · D/A · $3,894,817,295 sold of Indefinite · 162 investors · min. $132,000 · role: Executive Officer (ASSOCIATE GENERAL COUNSEL AND MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • May 1, 2018 · D/A · $3,740,866,964 sold of Indefinite · 154 investors · min. $132,000 · role: Executive Officer (ASSOCIATE GENERAL COUNSEL AND MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Apr 19, 2017 · D/A · $3,692,873,964 sold of Indefinite · 146 investors · min. $132,000 · role: Executive Officer (ASSOCIATE GENERAL COUNSEL AND MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BARINGS CORE PROPERTY FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $4.52B from 182 investors as of the latest filing. John is listed as executive officer, director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Big

Barings Innovation & Growth Real Estate Fund LP

Hartford, CT · Oct 21, 2021 → Oct 20, 2022 · 2 filings
  • Oct 20, 2022 · D/A · $495,500,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer, Director (MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BIG REAL ESTATE FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 21, 2021 · D · $175,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (MANAGING DIRECTOR OF BARINGS LLC, THE MANAGER OF BIG REAL ESTATE FUND GP, LLC THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $495.5M from 17 investors as of the latest filing. John is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BF
REITS and Finance · group: Big

BIG Fund REIT LLC

Hartford, CT · Feb 7, 2022
  • Feb 7, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CX
REITS and Finance · group: Cref

CREF X MA REIT LLC

Hartford, CT · Dec 30, 2020
  • Dec 30, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Managing Director, Vice President and Assistant Secretary) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Phillips — TN, AR, 10 issuers, Apr 10, 2013 → Apr 27, 2026 · no shared issuer
  • John H. Phillips — Ontario, Canada (as filed: A6), 2 issuers, Jan 10, 2014 → Oct 6, 2020 · no shared issuer
  • John Temple Phillips, III — GA, 1 issuer, Jul 14, 2010 → Jul 14, 2010 · no shared issuer
  • John E Phillips — CO, 1 issuer, Nov 29, 2010 → Jun 21, 2023 · no shared issuer
  • John D. Phillips, Jr. — OR, 1 issuer, Dec 27, 2012 → Dec 27, 2012 · no shared issuer
  • John Phillips — DC, 1 issuer, Jan 20, 2017 → Jan 20, 2017 · no shared issuer
  • John J. Phillips — AZ, 1 issuer, Aug 28, 2019 → Apr 7, 2022 · no shared issuer
  • John F. Phillips III — MS, 1 issuer, Jun 11, 2020 → Jun 11, 2020 · no shared issuer
  • John Phillips — CA, 1 issuer, Jul 30, 2021 → Jul 30, 2021 · no shared issuer
  • John Phillips — OH, 1 issuer, Aug 12, 2026 → Aug 12, 2026 · no shared issuer
  • John P. Phillips — CT, 1 issuer, Dec 29, 2021 → Dec 29, 2021 · no shared issuer

People around John 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CX
Management entity

CREF X REIT LLC

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN OCKERBLOOM

Executive Officer, Director · 9 shared filings (3 issuers) · also on 2 other issuers

JOHN OCKERBLOOM is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JOE GORIN

Executive Officer, Director · 7 shared filings (2 issuers) · also on 4 other issuers

JOE GORIN is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL H. GATELY

Executive Officer · 3 shared filings (1 issuer) · also on 5 other issuers

MICHAEL H. GATELY is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS G. DUDECK

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

THOMAS G. DUDECK is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott D. Brown

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Scott D. Brown is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Maureen Joyce

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John J. Phillips. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jose D. Sitton

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John J. Phillips. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Gorin

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Joseph Gorin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy P. Kenny

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John J. Phillips. Their page shows their other deals.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Zammitti

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Miller

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Houston

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Delia JD Hansen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Byrne

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Meier

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Domaingue

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John J. Phillips. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Haley Lahmeyer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Crossley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cassie McCrain

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Berry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Denise Stake

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J. Phillips. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Big

4 issuers · 22 filings · $5.02B reported sold · 2010–2026

One team, 4 deal companies. John J. Phillips is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN J. PHILLIPS.

C
Sponsor group

Cref

9 issuers · 12 filings · $163M reported sold · 2012–2021

One team, 9 deal companies. John J. Phillips is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN J. PHILLIPS.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN J. PHILLIPS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John J. Phillips is listed on: none on file. No website or social profile named in Barings Core Property Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #33,314 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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