John Hodge is listed as an executive officer and director on 27 SEC Form D filings by 19 issuers between Sep 2013 and Oct 2026. Largest by amount reported sold: Rubicon Technology Partners IV L.P. (Boulder, CO — pooled investment fund — 2022–2023; $1.58B reported sold to 167 investors), Rubicon Technology Partners III L.P. (Boulder, CO — pooled investment fund — 2020; $1.27B reported sold to 123 investors), RUBICON Technology Partners II L.P. (Menlo Park, CA — pooled investment fund — 2017; $536.8M reported sold to 86 investors), RUBICON Technology Partners L.P. (Menlo Park, CA — pooled investment fund — 2013–2014; $298.5M reported sold to 52 investors), Astute Holdings, Inc. (Menlo Park, CA — industry reported as "Other" — 2014; $11.5M reported sold to 9 investors) and 14 more (all listed below).
What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $3.69B sold in total.
All 19 issuers belong to the sponsor group Rtp (19 issuers, $3.69B reported sold, 2013–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Rtp has 19 companies on file and $3.69B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 27 public filings for John Hodge and found 6 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.