John W. Hick is listed as a director on 11 SEC Form D filings by 5 issuers between May 2009 and Jul 2020: CARPATHIAN GOLD INC (Toronto Ont M5h 2v1, Canada (federal level) (as filed: Z4) — industry reported as "Other" — 2009–2013; $51.6M reported sold to 7 investors), FIRST URANIUM CORP (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2010; $19.3M reported sold to 8 investors), Mako Mining Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2020; $1.09M reported sold to 9 investors), Algold Resources Ltd. (Mont-Royal, Quebec, Canada (as filed: A8) — industry reported as "Other" — 2015–2017; $190K reported sold to 2 investors) and Hudson Resources Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2017; $107K reported sold to 2 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 11 years. Across those companies the filings report $72.3M sold in total.
Listed alongside Daniel B.J. Kivari (5 shared filings), Dino Titaro (5 shared filings), Guy Charette (5 shared filings), Julio Carvalho (5 shared filings), PATRICK MARS (5 shared filings) and 41 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for John W. Hick and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.