PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:01 PM ET

Sponsor Check › Dolly Varden Silver › Issuer

DOLLY VARDEN SILVER CORP

Corporation · organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · Vancouver, A1 · SEC CIK 1542028

Part of sponsor group: Dolly Varden Silver (13 issuers, 56 filings) · grouped because: shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group) · confidence 72% · Not the same sponsor? Request a correction

8Form D filings
$5,413,091max total sold reported
24investors (max reported)
2012–2025filing years
1new offering, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 29, 2025 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

5. Money to insiders and sales commissions

2 of 8 offerings report sales commissions totalling $200,477; 2 report finder's fees totalling $175,642; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 29, 2025 D
File 021-562415
$139,773 (est.)$0$0Research Capital Corporation no CRD number reported
via Research Capital USA Inc. (CRD 39670 ↗)

Research Capital Corporation no CRD number reported
via Research Capital USA Inc. (CRD 39670 ↗)

Haywood Securities Inc. no CRD number reported
via Haywood Securities (USA) Inc. (CRD 42072 ↗)
EDGAR ↗Jul 11, 2025 D
File 021-551372
$60,704 (est.)$0$0Research Capital Corporation no CRD number reported
via Research Capital USA Inc. (CRD 39670 ↗)

Raymond James Ltd. no CRD number reported
via Raymond James (USA) Ltd. (CRD 25853 ↗)
EDGAR ↗Jan 18, 2017 D
File 021-278660
$0$596$0Sal Western Enterprises Inc. no CRD number reported
EDGAR ↗Jan 13, 2017 D
File 021-278424
$0$0$0Eventus Capital Corp. no CRD number reported
EDGAR ↗Jun 28, 2016 D
File 021-265966
$0$0$0None listed on this filing
EDGAR ↗Oct 16, 2015 D
File 021-249558
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2013 D
File 021-193670
$0$175,046$0ECOBAN SECURITIES CORPORATION BrokerCheck CRD 29112 ↗
EDGAR ↗Feb 10, 2012 D
File 021-173197
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · not yet checked

0 recorded documents and 0 ownership records matched to DOLLY VARDEN SILVER CORP in the sources searched.

Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:01 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 8 offerings, 8 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-562415Oct 29, 2025 EDGAR ↗Oct 29, 2025 D EDGAR ↗0$2,795,469$2,795,469Other
021-551372Jul 11, 2025 EDGAR ↗Jul 11, 2025 D EDGAR ↗0$1,214,076$1,214,076Other
021-278660Jan 18, 2017 EDGAR ↗Jan 18, 2017 D EDGAR ↗0$9,939$9,939Other
021-278424Jan 13, 2017 EDGAR ↗Jan 13, 2017 D EDGAR ↗0$797,983$797,983Other
021-265966Jun 28, 2016 EDGAR ↗Jun 28, 2016 D EDGAR ↗0$635,163$488,587Other
021-249558Oct 16, 2015 EDGAR ↗Oct 16, 2015 D EDGAR ↗0$839,803$559,869Other
021-193670Mar 21, 2013 EDGAR ↗Mar 21, 2013 D EDGAR ↗0$1,942,509$1,765,918Other
021-173197Feb 10, 2012 EDGAR ↗Feb 10, 2012 D EDGAR ↗0$5,413,091$5,413,091Other

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Oct 29, 2025 D Other — $2,795,469 sold of $2,795,469 · 5 investors EDGAR ↗
FilingForm D filed Oct 29, 2025
SEC file no. 021-562415 · accession 0000912282-25-001166
Raise progress$2,795,469 sold of $2,795,469 offered (100%) · $0 remaining · first sale Oct 23, 2025
Issuer's note: CAD$1.3993 = USD$1.00
Filing timingDate of first sale: Oct 23, 2025 · Form D filed: Oct 29, 2025 (6 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale366 days (1.0 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors5 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itResearch Capital Corporation — no CRD number reported · associated broker-dealer: Research Capital USA Inc. (CRD 39670 ↗)
Solicits in: NY

Research Capital Corporation — no CRD number reported · associated broker-dealer: Research Capital USA Inc. (CRD 39670 ↗)
Solicits in: NY

Haywood Securities Inc. — no CRD number reported · associated broker-dealer: Haywood Securities (USA) Inc. (CRD 42072 ↗)
Solicits in: CA, NY
Money to insidersSales commissions: $139,773 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Issuer's note: CAD$1.3993 = USD$1.00
Signed byAnn Fehr, CFO (Oct 28, 2025)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $2,795,469. Typical range: $500,000–$7,000,000.
Investors: 5. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jul 11, 2025 D Other — $1,214,076 sold of $1,214,076 · 5 investors EDGAR ↗
FilingForm D filed Jul 11, 2025
SEC file no. 021-551372 · accession 0000912282-25-000772
Raise progress$1,214,076 sold of $1,214,076 offered (100%) · $0 remaining · first sale Jun 26, 2025
Issuer's note: CAD$1.3640 = USD$1.00
Filing timingDate of first sale: Jun 26, 2025 · Form D filed: Jul 11, 2025 (15 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale485 days (1.3 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors5 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itResearch Capital Corporation — no CRD number reported · associated broker-dealer: Research Capital USA Inc. (CRD 39670 ↗)
Solicits in: ME, NY

Raymond James Ltd. — no CRD number reported · associated broker-dealer: Raymond James (USA) Ltd. (CRD 25853 ↗)
Solicits in: CA, NY
Money to insidersSales commissions: $60,704 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Issuer's note: Maine soliciations made pursuant to state broker-dealer registration exemption. CAD$1.3640 = USD$1.00
Signed byAnn Fehr, CFO (Jul 10, 2025)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,214,076. Typical range: $500,000–$7,000,000.
Investors: 5. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 18, 2017 D Other — $9,939 sold of $9,939 · 1 investors EDGAR ↗
FilingForm D filed Jan 18, 2017
SEC file no. 021-278660 · accession 0001542028-17-000003
Raise progress$9,939 sold of $9,939 offered (100%) · $0 remaining · first sale Dec 19, 2016
Issuer's note: US dollar amounts in this report were converted from Canadian dollars using a 0.7765 exchange rate.
Filing timingDate of first sale: Dec 19, 2016 · Form D filed: Jan 18, 2017 (30 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,596 days (9.9 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itSal Western Enterprises Inc. — no CRD number reported
Solicits in: FL
Money to insidersSales commissions: $0 · Finder's fees: $596 · Proceeds to officers, directors, promoters: $0
Issuer's note: Finder's fee included 1,200 common share purchase warrants exercisable for 2 years at an exercise price of Cdn$0.72 per common share.
Signed byGary Cope, President and CEO (Jan 18, 2017)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $9,939. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 13, 2017 D Other — $797,983 sold of $797,983 · 1 investors EDGAR ↗
FilingForm D filed Jan 13, 2017
SEC file no. 021-278424 · accession 0001542028-17-000002
Raise progress$797,983 sold of $797,983 offered (100%) · $0 remaining · first sale Jul 26, 2016
Issuer's note: US dollar amounts were converted from Canadian dollars using the 0.7571 Bank of Canada noon exchange rate in effect on July 26, 2016.
Filing timingDate of first sale: Jul 26, 2016 · Form D filed: Jan 13, 2017 (171 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,742 days (10.3 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itEventus Capital Corp. — no CRD number reported
Solicits in: TX
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Issuer's note: Finder's fee consisted of 102,000 common shares and 102,000 common share purchase warrants exercisable for 2 years at an exercise price of Cdn$0.70 per common share.
Signed byGary Cope, President and CEO (Jan 13, 2017)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $797,983. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jun 28, 2016 D Other — $488,587 sold of $635,163 · 1 investors EDGAR ↗
FilingForm D filed Jun 28, 2016
SEC file no. 021-265966 · accession 0001140361-16-071063
Raise progress$488,587 sold of $635,163 offered (77%) · $146,576 remaining · first sale Jun 13, 2016
Issuer's note: (c) represents maximum potential exercise price of warrants; converted to U.S. dollars at Cdn$1.2792 = US$1.00.
Filing timingDate of first sale: Jun 13, 2016 · Form D filed: Jun 28, 2016 (15 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,785 days (10.4 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredDebt; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Common stock purchase warrants are to be issued in connection with loan to the issuer; the warrants are exercisable at the greater of Cdn$0.30 or the minimum price permitted by the TSX Venture Exchange, for a period of 2 years.
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byConnie Norman, Corporate Secretary (Jun 28, 2016)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $635,163. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Oct 16, 2015 D Other — $559,869 sold of $839,803 · 1 investors EDGAR ↗
FilingForm D filed Oct 16, 2015
SEC file no. 021-249558 · accession 0001140361-15-037844
Raise progress$559,869 sold of $839,803 offered (67%) · $279,934 remaining · first sale Sep 30, 2015
Issuer's note: (c) represents maximum potential exercise price of warrants; Cdn$1.3396=US$1.00.
Filing timingDate of first sale: Sep 30, 2015 · Form D filed: Oct 16, 2015 (16 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale4,042 days (11.1 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Common stock purchase warrants issued in connection with loan; warrants exercisable at Cdn$0.30 for 36 months.
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byConnie Norman, Corporate Secretary (Oct 14, 2015)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $839,803. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Mar 21, 2013 D Other — $1,765,918 sold of $1,942,509 · 1 investors EDGAR ↗
FilingForm D filed Mar 21, 2013
SEC file no. 021-193670 · accession 0001183740-13-000138
Raise progress$1,765,918 sold of $1,942,509 offered (91%) · $176,591 remaining · first sale Mar 15, 2013
Issuer's note: 13(a) represents the price of the shares (10,000,000 shares @ C$0.18) plus the aggregate exercise price of the finder's warrants (1,000,000 @ C$0.18), converted to US$. There is no guarantee the finder's warrants will be exercised.
Filing timingDate of first sale: Mar 15, 2013 · Form D filed: Mar 21, 2013 (6 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale4,971 days (13.6 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity; Option, warrant or other right to acquire; Security to be acquired upon exercise
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itECOBAN SECURITIES CORPORATION — FINRA BrokerCheck CRD 29112 ↗
Solicits in: NY
Money to insidersSales commissions: $0 · Finder's fees: $175,046 · Proceeds to officers, directors, promoters: $0
Issuer's note: Represents a cash fee of US$175,046. In addition, the finder also received share purchase warrants exercisable for 24 months at C$0.18
Signed byDAISY DUONG, CFO (Mar 20, 2013)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,942,509. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Feb 10, 2012 D Other — $5,413,091 sold of $5,413,091 · 24 investors EDGAR ↗
FilingForm D filed Feb 10, 2012
SEC file no. 021-173197 · accession 0001183740-12-000088
Raise progress$5,413,091 sold of $5,413,091 offered (100%) · $0 remaining · first sale Jan 30, 2012
Issuer's note: 13(a) represents the deemed issuance price of the shares (21,700,000 shares @ $0.25) issued pursuant to an amalgamation, converted to US$ based on the exchange rate of US$1.00=C$1.0022.
Filing timingDate of first sale: Jan 30, 2012 · Form D filed: Feb 10, 2012 (11 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,381 days (14.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors24 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity · business combination transaction
Entity detailsOrganized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byRon F. Nichols, Chief Executive Officer (Feb 9, 2012)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $5,413,091. Typical range: $500,000–$7,000,000.
Investors: 24. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

All Form D filings for this CIK on SEC EDGAR ↗. History: 1 new offering in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 29, 2025. Industry as reported, by offering: All 8 offerings reported: Other (2012–2025).

Key people (related persons as listed on Form D)

NameRelationshipAddress stateOn filings (first → last)Also listed on
Ann FehrExecutive OfficerA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
3 other issuers
DARREN DEVINE
also filed as Darren Devine
DirectorA1Jan 13, 2017 → Oct 29, 2025
on 4 of 8 filings
listed on the latest filing
14 other issuers
Forrester ClarkDirectorA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
—
JAMES SABALA
also filed as James Sabala; James E. Sabala
DirectorA1Jan 13, 2017 → Oct 29, 2025
on 4 of 8 filings
listed on the latest filing
1 other issuer
Michael HenrichsenDirectorA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
2 other issuers
Robert McLeodDirectorA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
9 other issuers
Robert Van EgmondExecutive OfficerA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
2 other issuers
Shawn KhunkhunDirector, Executive OfficerA1Jul 11, 2025 → Oct 29, 2025
on 2 of 8 filings
listed on the latest filing
5 other issuers
Annette E. CusworthDirectorA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
—
Bernard WhitingExecutive OfficerA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
—
Donald J. BirakDirectorA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
Gary CopeExecutive Officer, DirectorA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
3 other issuers
Stephen BrohmanExecutive OfficerA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
6 other issuers
Thomas E. Wharton, Jr.
also filed as Thomas E. Wharton; Jr.
DirectorA1Jan 13, 2017 → Jan 18, 2017
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
4 other issuers
ALAIN VOISIN
also filed as Alain Voisin
Executive OfficerA1Oct 16, 2015 → Jun 28, 2016
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
Connie NormanExecutive OfficerA1Oct 16, 2015 → Jun 28, 2016
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
6 other issuers
Don BirakDirectorA1Oct 16, 2015 → Jun 28, 2016
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
—
RON F NICHOLS
also filed as Ron Nichols
Executive Officer, DirectorA1Feb 10, 2012 → Jun 28, 2016
on 4 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
ROSIE MOORE
also filed as Rosie Moore
Executive Officer, DirectorA1Oct 16, 2015 → Jun 28, 2016
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
Tom WhartonDirectorA1Oct 16, 2015 → Jun 28, 2016
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
2 other issuers
ALLEN J AMBROSEDirectorA1Feb 10, 2012 → Mar 21, 2013
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
3 other issuers
Allan J. Marter
also filed as ALLAN J MARTER
DirectorA1Mar 21, 2013
on 1 of 8 filings
not listed on the latest filing (Oct 29, 2025)
2 other issuers
DAISY J DUONGExecutive OfficerA1Feb 10, 2012 → Mar 21, 2013
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
JOHN KING BURNSDirectorA1Feb 10, 2012 → Mar 21, 2013
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
5 other issuers
PAUL J MCGUIGANExecutive Officer, DirectorA1Feb 10, 2012 → Mar 21, 2013
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer
THEO KING SANIDASDirectorA1Feb 10, 2012 → Mar 21, 2013
on 2 of 8 filings
not listed on the latest filing (Oct 29, 2025)
1 other issuer

Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people (showing 40 of 74):

Shared address: this business address appears on filings for 28 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Public profiles

Public profiles official links and public statements, each with its source and date

Not yet collected.

Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for A1 yet).

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