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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

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John J Heller

Named as an officer, director or promoter on SEC Form D filings · CA, TX · Jun 22, 2009 → Aug 10, 2017

15deals (issuers)
$170.4Mreported sold
674investors
33Form D filings
2009–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John J Heller is listed as an executive officer, director, and promoter on 33 SEC Form D filings by 15 issuers between Jun 2009 and Aug 2017. Largest by amount reported sold: Beltline Senior Care Center Holdings, LLC (Irvine, CA — other health care — 2014; $42.5M reported sold to 106 investors), SENIOR CARE CENTERS, LLC (Dallas, TX — other health care — 2013–2017; $19.6M reported sold to 84 investors), Granite Texas Senior Holdings IV, LLC (Irvine, CA — other real estate — 2014; $16.3M reported sold to 30 investors), Granite Momentum LLC (Irvine, CA — other real estate — 2015; $15.4M reported sold to 57 investors), GRANITE INVESTMENT GROUP (Irvine, CA — other real estate — 2009–2015; $14.8M reported sold to 90 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $170.4M sold in total.

Listed alongside Allen L. Boerner (33 shared filings), Scott Rickard (17 shared filings), Carey P Levy (10 shared filings), Joseph E McKeever (9 shared filings), Michael Scott Rickard (8 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

14 of the issuers belong to the sponsor group Granite (16 issuers, $149.6M reported sold, 2009–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Granite has 16 companies on file and $149.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for John J Heller and found 20 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John J Heller has not run yet — it is joining a line of 17,218 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John J Heller..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

John E. Heller closed
United States Bankruptcy Court, E.D. California · No. 05-24657 · Filed Apr 21, 2005 · Closed Aug 5, 2005
Role of John E. Heller: Debtor · Outcome: Case closed 2005-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 49 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John R Heller closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-39193 · Filed Nov 12, 2003 · Closed Feb 27, 2004
Role of John R Heller: Debtor · Outcome: Case closed 2004-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 49 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
John Heller closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-21068 · Filed Mar 12, 1992 · Closed Oct 23, 1992
Role of John Heller: Debtor · Outcome: Case closed 1992-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 49 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
John Heller closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 91-20338 · Filed Feb 1, 1991 · Closed Oct 29, 1991
Role of John Heller: Debtor · Outcome: Case closed 1991-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 49 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for John J Heller — 5 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Aug 6, 2009 – Oct 15, 2009

Amount sold went down between filings — GRANITE INVESTMENT GROUP

The Aug 6, 2009 filing says $4,000,000 sold; the Oct 15, 2009 Form D/A says $1,000,000 sold — $3,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 6, 2009 ↗Form D/A (later) · Oct 15, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Worth asking · Aug 4, 2009 – Aug 6, 2009

Amount sold went down between filings — GRANITE INVESTMENT GROUP

The Aug 4, 2009 filing says $5,335,000 sold; the Aug 6, 2009 Form D says $4,000,000 sold — $1,335,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 4, 2009 ↗Form D (later) · Aug 6, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Worth asking · May 29, 2009 – Jul 20, 2009

Amount sold went down between filings — GRANITE INVESTMENT GROUP

The May 29, 2009 filing says $12,500,000 sold; the Jul 20, 2009 Form D says $5,000,000 sold — $7,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 29, 2009 ↗Form D (later) · Jul 20, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Worth asking · May 29, 2009 – Dec 23, 2014

5 offerings reported fewer investors on a later filing

Investor count went down between filings — Beltline Senior Care Center Holdings, LLC · Investor count went down between filings — GRANITE INVESTMENT GROUP · Investor count went down between filings — GRANITE INVESTMENT GROUP · Investor count went down between filings — GRANITE INVESTMENT GROUP · Investor count went down between filings — GRANITE INVESTMENT GROUP

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D (earlier) · Nov 14, 2014 ↗Form D/A (later) · Dec 23, 2014 ↗Beltline Senior Care Center Holdings, LLC — PartnerFacts page ↗Form D/A (earlier) · Oct 15, 2009 ↗
Sources
Worth asking · Jan 1, 2008 – Aug 10, 2017

15 Form Ds were filed more than 15 days after the first sale

Form D filed 99 days after the first sale — GRANITE INVESTMENT GROUP · Form D filed 155 days after the first sale — GRANITE INVESTMENT GROUP · Form D filed 566 days after the first sale — GRANITE INVESTMENT GROUP · Form D filed 17 days after the first sale — Tabor Crest Holdings LLC · Form D filed 38 days after the first sale — Granite Strategic Loan Partners II, LLC · and 10 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 6, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗Form D · Aug 4, 2009 ↗Form D · Jul 20, 2009 ↗
Sources
Note · Apr 29, 2013 – Jul 15, 2015

John J Heller's role changed at GRANITE INVESTMENT GROUP: executive officer → executive officer, director

The Apr 29, 2013 filing lists John J Heller as executive officer; the Jul 15, 2015 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 29, 2013 ↗Form D · Jul 15, 2015 ↗John J Heller — PartnerFacts page ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Note · Nov 14, 2014 – Dec 23, 2014

John J Heller's role changed at Beltline Senior Care Center Holdings, LLC: executive officer → executive officer, promoter

The Nov 14, 2014 filing lists John J Heller as executive officer; the Dec 23, 2014 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 14, 2014 ↗Form D/A · Dec 23, 2014 ↗John J Heller — PartnerFacts page ↗Beltline Senior Care Center Holdings, LLC — PartnerFacts page ↗
Sources
Note · May 29, 2009 – Oct 22, 2009

5 offerings changed their target amount between filings

Offering amount changed between filings — GRANITE INVESTMENT GROUP · Offering amount lowered between filings — GRANITE INVESTMENT GROUP · Offering amount lowered between filings — GRANITE INVESTMENT GROUP · Offering amount changed between filings — GRANITE INVESTMENT GROUP · Offering amount lowered between filings — GRANITE INVESTMENT GROUP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Oct 15, 2009 ↗Form D/A (later) · Oct 22, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗Form D (earlier) · Aug 6, 2009 ↗
Sources
Note · Feb 17, 2012 – Aug 3, 2017

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Granite Strategic Loan Partners II, LLC (latest filing Aug 3, 2017) · No amendment in the last 12 months on an offering that may still be open — Granite Momentum RealCo, LLC (latest filing Jul 13, 2017) · No amendment in the last 12 months on an offering that may still be open — SENIOR CARE CENTERS, LLC (latest filing Jun 22, 2017) · No amendment in the last 12 months on an offering that may still be open — Granite Strategic Loan Partners I, LLC (latest filing Feb 24, 2017) · No amendment in the last 12 months on an offering that may still be open — Beltline Senior Care Center Holdings, LLC (latest filing Dec 23, 2014) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 3, 2017 ↗Granite Strategic Loan Partners II, LLC — PartnerFacts page ↗Form D/A · Jul 13, 2017 ↗Granite Momentum RealCo, LLC — PartnerFacts page ↗
Sources
Note · Jun 22, 2009 – Mar 5, 2012

John J Heller is written 2 different ways on the filings

listed as "John J Heller" on 24 filings (from Jun 22, 2009), and "John Heller" on 9 filings (from Mar 5, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 22, 2009 ↗Form D · Mar 5, 2012 ↗John J Heller — PartnerFacts page ↗
Sources
Note · May 29, 2009 – Jul 20, 2009

Industry group changed between filings — GRANITE INVESTMENT GROUP

"Other Health Care" (May 29, 2009); then "Other Real Estate" (Jul 20, 2009 to Jul 15, 2015).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 29, 2009 ↗Form D · Jul 20, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Note · Oct 27, 2025

Same name, different state: "John Heller" (TX) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "John Heller" with address state TX, is listed on 1 filing — most recently by Ontic Technologies, Inc. (Oct 27, 2025). The two records do not overlap in time: this page runs Jun 22, 2009 to Aug 10, 2017; the other has one filing dated Oct 27, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Heller (TX) — PartnerFacts page ↗Form D · Oct 27, 2025 ↗Ontic Technologies, Inc. — PartnerFacts page ↗John J Heller (CA,TX) — this page ↗
Sources
Note · Apr 7, 2025

Same name, different state: "JOHN HELLER" (TN) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "JOHN HELLER" with address state TN, is listed on 1 filing — most recently by HeroWear Holdings, Inc. (Apr 7, 2025). The two records do not overlap in time: this page runs Jun 22, 2009 to Aug 10, 2017; the other has one filing dated Apr 7, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN HELLER (TN) — PartnerFacts page ↗Form D · Apr 7, 2025 ↗HeroWear Holdings, Inc. — PartnerFacts page ↗John J Heller (CA,TX) — this page ↗
Sources
Note · Aug 10, 2023

Same name, different state: "John Heller" (MN) is a separate record

This page covers filings where the address state is CA or TX. A separate record, "John Heller" with address state MN, is listed on 2 filings — most recently by Vireo Growth Inc. (Aug 10, 2023). The two records do not overlap in time: this page runs Jun 22, 2009 to Aug 10, 2017; the other has one filing dated Aug 10, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Heller (MN) — PartnerFacts page ↗Form D · Aug 10, 2023 ↗Vireo Growth Inc. — PartnerFacts page ↗John J Heller (CA,TX) — this page ↗
Sources
Note · Aug 21, 2013 – Jan 4, 2017

Address moved from Irvine, CA to Dallas, TX — SENIOR CARE CENTERS, LLC

The people listed on the Aug 21, 2013 filing give Irvine, CA; on the Jan 4, 2017 filing they give Dallas, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 21, 2013 ↗Form D · Jan 4, 2017 ↗SENIOR CARE CENTERS, LLC — PartnerFacts page ↗
Sources
Note · Jun 22, 2009 – Aug 10, 2017

John J Heller is listed with 2 different address states: CA, TX

CA on 31 filings (Jun 22, 2009 to Aug 10, 2017); TX on 2 filings (Jan 4, 2017 to Jun 22, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 22, 2009 ↗Form D · Jan 4, 2017 ↗
Sources
Note · May 29, 2009 – Jul 15, 2015

Reported revenue range changed between filings — GRANITE INVESTMENT GROUP

"$5,000,001 - $25,000,000" (May 29, 2009); then "$1,000,001 - $5,000,000" (Jul 20, 2009); then "$5,000,001 - $25,000,000" (Aug 4, 2009); then "Decline to Disclose" (Jul 15, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 29, 2009 ↗Form D · Jul 20, 2009 ↗Form D · Aug 4, 2009 ↗Form D · Jul 15, 2015 ↗
Sources
Note · Oct 15, 2009 – Oct 22, 2009

Minimum investment changed between filings — GRANITE INVESTMENT GROUP

The Oct 15, 2009 filing lists a minimum of $1,000,000; the Oct 22, 2009 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 15, 2009 ↗Form D/A (later) · Oct 22, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Aug 6, 2009

Minimum investment changed between filings — GRANITE INVESTMENT GROUP

The Aug 4, 2009 filing lists a minimum of $50,000; the Aug 6, 2009 Form D lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 4, 2009 ↗Form D (later) · Aug 6, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
Note · Jul 20, 2009 – Aug 4, 2009

Minimum investment changed between filings — GRANITE INVESTMENT GROUP

The Jul 20, 2009 filing lists a minimum of $100,000; the Aug 4, 2009 Form D lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 20, 2009 ↗Form D (later) · Aug 4, 2009 ↗GRANITE INVESTMENT GROUP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

20 of 21 offerings report sales commissions totalling $6,081,481; 0 report finder's fees; 5 report proceeds to related persons totalling $1,330,540. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 10, 2017 D
Tabor Crest Holdings LLC
File 021-292567
$266,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Timothy Bryant BrokerCheck CRD 1325105 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)
EDGAR ↗
Aug 3, 2017 D
Granite Strategic Loan Partners II, LLC
File 021-292024
$400,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Bruce Victor Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

James Arthur Green III BrokerCheck CRD 2319475 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

John Paul Harvey Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)
EDGAR ↗
Jul 13, 2017 D/A
Granite Momentum RealCo, LLC
File 021-281604
$322,500 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via PRIMEX (CRD 29394 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Trawnegan Gall BrokerCheck CRD 6266415 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

John Woollcott Stanier BrokerCheck CRD 4811895 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)
EDGAR ↗
Jun 26, 2017 D
GRANITE LOAN PARTNERS C-8, LLC
File 021-289432
$97,500$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)
EDGAR ↗
Jun 22, 2017 D/A
SENIOR CARE CENTERS, LLC
File 021-277573
$223,500$0$0Carolina Financial Securities LLC BrokerCheck CRD 41970 ↗
PRIMEX BrokerCheck CRD 29394 ↗
Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗		EDGAR ↗
Feb 24, 2017 D/A
Granite Strategic Loan Partners I, LLC
File 021-277538
$400,000 (est.)$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Bruce Victor Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Phillip Nash Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

James Arthur Green III BrokerCheck CRD 2319475 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Peter Joseph Kalmus BrokerCheck CRD 1522531 ↗
via IBN Financial Services, Inc. (CRD 42360 ↗)

Andrew John Maconachy BrokerCheck CRD 6267751 ↗
via PRIMEX (CRD 29394 ↗)

John Paul Harvey Jr BrokerCheck CRD 4227692 ↗
via SANDLAPPER SECURITIES, LLC (CRD 137906 ↗)
EDGAR ↗
Jul 15, 2015 D
GRANITE INVESTMENT GROUP
File 021-243761
$0$0$438,432None listed on this filingEDGAR ↗
Jul 13, 2015 D
Granite Momentum LLC
File 021-243597
$599,045 (est.)$0$696,068Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew J. Maconachy BrokerCheck CRD 6267751 ↗
via Primex (CRD 29394 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Phillip N. Roberts BrokerCheck CRD 6182908 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Timothy C. Bryant BrokerCheck CRD 1325105 ↗
via Primex (CRD 29394 ↗)

Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Wall Street Strategies, Inc. (CRD 31268 ↗)
EDGAR ↗
Mar 10, 2015 D
GRANITE INVESTMENT HOLDING CO., INC.
File 021-235496
$175,500$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Andrew J. Maconachy BrokerCheck CRD 6267751 ↗
via Primex (CRD 29394 ↗)
EDGAR ↗
Dec 23, 2014 D/A
Beltline Senior Care Center Holdings, LLC
File 021-228358
$1,500,000 (est.)$0$0John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Frank T. Dunn Jr. BrokerCheck CRD 1075960 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Robert R. Tweed BrokerCheck CRD 2339324 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Ronald L. Ellis BrokerCheck CRD 1605740 ↗
via Primex Prime Electronic Execution, Inc. (CRD 29394 ↗)

Andrew J. Maconachy BrokerCheck CRD 6267751 ↗
via Primex Prime Electronic Execution, Inc. (CRD 29394 ↗)

John P. Harvey Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Wall Street Strategies, Inc. (CRD 31268 ↗)

Warren J. Thomas BrokerCheck CRD 2299254 ↗
via Lighthouse Capital Group, LLC (CRD 169135 ↗)

Bruce V. Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)
EDGAR ↗
Nov 21, 2014 D/A
Granite Texas Senior Holdings IV, LLC
File 021-227766
$439,518$0$65,000 (est.)Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Wall Street Strategies, Inc. (CRD 31268 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Robert R. Tweed BrokerCheck CRD 2339324 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Peter J. Kalmus BrokerCheck CRD 1522531 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Richard L. Wagner BrokerCheck CRD 4575603 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Warren J. Thomas BrokerCheck CRD 2299254 ↗
via Lighthouse Capital Group, LLC (CRD 169135 ↗)

Frank T. Dunn, Jr. BrokerCheck CRD 1075960 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Bruce V. Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Jeffrey S. Cederberg BrokerCheck CRD 4557771 ↗
via Primex (CRD 29394 ↗)
EDGAR ↗
Nov 21, 2014 D/A
Granite Texas Senior Holdings II, LLC
File 021-227752
$228,462$0$65,000 (est.)Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Ronald L. Ellis BrokerCheck CRD 1605740 ↗
via Primex (CRD 29394 ↗)

Bruce V. Roberts BrokerCheck CRD 1489110 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)
EDGAR ↗
Oct 2, 2014 D
Granite Texas Senior Holdings I, LLC
File 021-225718
$565,396$0$66,040Peter J. Kalmus BrokerCheck CRD 1522531 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Gary L. Ackerman BrokerCheck CRD 4668422 ↗
via J.P. Turner & Company, L.L.C. (CRD 43177 ↗)

John J. Temple BrokerCheck CRD 1139897 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via DFPG Investments, Inc. (CRD 155576 ↗)

Ronald L. Ellis BrokerCheck CRD 1605740 ↗
via Primex (CRD 29394 ↗)

Jeffrey S. Cederberg BrokerCheck CRD 4557771 ↗
via Primex (CRD 29394 ↗)

Warren J. Thomas BrokerCheck CRD 2299254 ↗
via Lighthouse Capital Group, LLC (CRD 169135 ↗)

Michael S. Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities, LLC (CRD 41970 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Primex (CRD 29394 ↗)

Timothy C. Bryant BrokerCheck CRD 1325105 ↗
via Primex (CRD 29394 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)
EDGAR ↗
Apr 25, 2014 D
Granite New Mexico Holding Co LLC
File 021-216254
$36,000$0$0Michael Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
Aug 21, 2013 D
SENIOR CARE CENTERS, LLC
File 021-201651
$50,000$0$0Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
Apr 29, 2013 D/A
GRANITE INVESTMENT GROUP
File 021-187494
$149,425$0$0Carolina Financial Securities BrokerCheck CRD 41970 ↗
via M. Scott Rickard (CRD 1297325 ↗)

Carolina Financial Securities BrokerCheck CRD 41970 ↗
via Bruce V. Roberts (CRD 1489110 ↗)

Primex BrokerCheck CRD 29394 ↗
via Christina Suzanne Nielson (CRD 4866971 ↗)

Sandlapper Securities BrokerCheck CRD 137906 ↗
via John Paul Harvey Jr. (CRD 4227692 ↗)

DFPG Investments, Inc. BrokerCheck CRD 155576 ↗
via Joseph Richards Broadbent (CRD 3132498 ↗)

DFPG Investments, Inc. BrokerCheck CRD 155576 ↗
via Peter Joseph Kalmus (CRD 1522531 ↗)
EDGAR ↗
Sep 19, 2012 D
GRANITE INVESTMENT GROUP
File 021-184327
$5,000$0$0M. Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
Apr 3, 2012 D
GRANITE INVESTMENT GROUP
File 021-176060
$10,000$0$0M. Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
Mar 5, 2012 D
GRANITE INVESTMENT GROUP
File 021-174312
$10,000$0$0M. Scott Rickard BrokerCheck CRD 1297325 ↗
via Carolina Financial Securities (CRD 41970 ↗)
EDGAR ↗
Dec 30, 2009 D/A
Granite Menifee Farms LLC
File 021-132164
$21,000 (est.)$0$0Carolina Financial Securities BrokerCheck CRD 419970 ↗
via Bruce V. Roberts (CRD 1489110 ↗)
EDGAR ↗
Oct 22, 2009 D/A
GRANITE INVESTMENT GROUP
File 021-131567
$582,635$0$0Carolina Financial Securities BrokerCheck CRD 41970 ↗
via Bruce V. Roberts (CRD 1489110 ↗)

Capstone Financial Group, Inc. BrokerCheck CRD 133591 ↗
OMNI Brokerage Inc. BrokerCheck CRD 16878 ↗
via Gregory S. Paul (CRD 1300697 ↗)

Workman Securities BrokerCheck CRD 31898 ↗
GIRARD SECURITIES, INC. BrokerCheck CRD 18697 ↗
via LAWRENCE CUNNINGS (CRD 3049204 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named John J Heller on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TC
Residential · group: Granite

Tabor Crest Holdings LLC

Irvine, CA · Aug 10, 2017
  • Aug 10, 2017 · D · $3,800,000 sold of $3,800,000 · 31 investors · min. $50,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $3.8M from 31 investors (100% of the $3.8M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Residential · group: Granite

Granite Strategic Loan Partners II, LLC

Irvine, CA · Aug 3, 2017
  • Aug 3, 2017 · D · $8,345,000 sold of $10,000,000 · 55 investors · min. $100,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $8.35M from 55 investors (83% of the $10M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Residential · group: Granite

Granite Momentum RealCo, LLC

Irvine, CA · Mar 2, 2017 → Jul 13, 2017 · 2 filings
  • Jul 13, 2017 · D/A · $5,220,000 sold of $6,450,000 · 31 investors · min. $100,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗
  • Mar 2, 2017 · D · $3,476,000 sold of $6,450,000 · 15 investors · min. $100,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $5.22M from 31 investors (81% of the $6.45M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GL
Residential · group: Granite

GRANITE LOAN PARTNERS C-8, LLC

Irvine, CA · Jun 26, 2017
  • Jun 26, 2017 · D · $1,950,000 sold of $1,950,000 · 11 investors · min. $50,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $1.95M from 11 investors (100% of the $1.95M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Health Care

SENIOR CARE CENTERS, LLC

Dallas, TX · Aug 21, 2013 → Jun 22, 2017 · 3 filings
  • Jun 22, 2017 · D/A · $19,576,079 sold of $20,000,000 · 84 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 4, 2017 · D · $7,450,000 sold of $20,000,000 · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 21, 2013 · D · $5,000,000 sold of $5,000,000 · 22 investors · min. $50,000 · role: Director EDGAR ↗

Raised $19.6M from 84 investors (98% of the $20M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Residential · group: Granite

Granite Strategic Loan Partners I, LLC

Irvine, CA · Jan 4, 2017 → Feb 24, 2017 · 2 filings
  • Feb 24, 2017 · D/A · $7,650,000 sold of $8,000,000 · 52 investors · min. $100,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗
  • Jan 4, 2017 · D · $1,280,000 sold of $8,000,000 · 8 investors · min. $100,000 · role: Executive Officer (President of Issuer's Manager, Granite Investment Group) EDGAR ↗

Raised $7.65M from 52 investors (96% of the $8M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GI
Other Real Estate · group: Granite

GRANITE INVESTMENT GROUP

Irvine, CA · Jul 20, 2009 → Jul 15, 2015 · 11 filings
  • Jul 15, 2015 · D · $9,700,000 sold of $9,700,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (President.) EDGAR ↗
  • Apr 29, 2013 · D/A · $14,750,000 sold of $14,750,000 · 90 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Nov 27, 2012 · D · $1,425,000 sold of $14,750,000 · 5 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 19, 2012 · D · $9,900,000 sold of $9,900,000 · 8 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Apr 3, 2012 · D · $9,600,000 sold of $12,000,000 · 23 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2012 · D · $900,000 sold of $1,000,000 · 1 investors · min. $900,000 · role: Executive Officer EDGAR ↗
  • Oct 22, 2009 · D/A · $8,500,000 sold of $8,500,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Oct 15, 2009 · D/A · $1,000,000 sold of $1,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2009 · D · $4,000,000 sold of $4,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 4, 2009 · D · $5,335,000 sold of $8,500,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2009 · D · $5,000,000 sold of $5,000,000 · 31 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $14.8M from 90 investors (100% of the $9.7M target) as of the latest filing. John is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Other Real Estate · group: Granite

Granite Momentum LLC

Irvine, CA · Jul 13, 2015
  • Jul 13, 2015 · D · $15,400,000 sold of $15,400,000 · 57 investors · min. $100,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗

Raised $15.4M from 57 investors (100% of the $15.4M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GI
Residential · group: Granite

GRANITE INVESTMENT HOLDING CO., INC.

Irvine, CA · Mar 10, 2015
  • Mar 10, 2015 · D · $6,250,000 sold of $6,250,000 · 37 investors · min. $10,000 · role: Executive Officer (President) EDGAR ↗

Raised $6.25M from 37 investors (100% of the $6.25M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Other Health Care · group: Granite

Beltline Senior Care Center Holdings, LLC

Irvine, CA · Nov 14, 2014 → Dec 23, 2014 · 2 filings
  • Dec 23, 2014 · D/A · $42,500,000 sold of $44,000,000 · 104 investors · min. $50,000 · role: Executive Officer, Promoter (President of Granite Investment Group) EDGAR ↗
  • Nov 14, 2014 · D · $40,929,000 sold of $44,000,000 · 106 investors · min. $50,000 · role: Executive Officer (President of Granite Investment Group) EDGAR ↗

Raised $42.5M from 106 investors (97% of the $44M target) as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings IV, LLC

Irvine, CA · Nov 5, 2014 → Nov 21, 2014 · 2 filings
  • Nov 21, 2014 · D/A · $16,315,000 sold of $16,315,000 · 30 investors · min. $50,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗
  • Nov 5, 2014 · D · $16,315,000 sold of $16,315,000 · 30 investors · min. $50,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗

Raised $16.3M from 30 investors (100% of the $16.3M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings II, LLC

Irvine, CA · Nov 5, 2014 → Nov 21, 2014 · 2 filings
  • Nov 21, 2014 · D/A · $12,883,000 sold of $12,883,000 · 18 investors · min. $50,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗
  • Nov 5, 2014 · D · $12,883,000 sold of $12,883,000 · 18 investors · min. $50,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗

Raised $12.9M from 18 investors (100% of the $12.9M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Other Real Estate · group: Granite

Granite Texas Senior Holdings I, LLC

Irvine, CA · Oct 2, 2014
  • Oct 2, 2014 · D · $12,400,000 sold of $12,400,000 · 42 investors · min. $50,000 · role: Executive Officer (President of the Manager of the Issuer.) EDGAR ↗

Raised $12.4M from 42 investors (100% of the $12.4M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GN
Residential · group: Granite

Granite New Mexico Holding Co LLC

Irvine, CA · Apr 25, 2014
  • Apr 25, 2014 · D · $2,350,000 sold of $2,400,000 · 17 investors · min. $50,000 · role: Executive Officer (President of Manager of Issuer) EDGAR ↗

Raised $2.35M from 17 investors (98% of the $2.4M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Other Real Estate · group: Granite

Granite Menifee Farms LLC

Irvine, CA · Jun 22, 2009 → Dec 30, 2009 · 2 filings
  • Dec 30, 2009 · D/A · $1,025,000 sold of $1,025,000 · 13 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 22, 2009 · D · $400,000 sold of $1,025,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1.02M from 13 investors (100% of the $1.02M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John H. Heller — MA, 1 issuer, Jan 14, 2010 → Jan 14, 2010 · no shared issuer
  • John Heller — MN, 1 issuer, Aug 10, 2023 → Aug 10, 2023 · no shared issuer
  • JOHN HELLER — TN, 1 issuer, Apr 7, 2025 → Apr 7, 2025 · no shared issuer
  • John Heller — TX, 1 issuer, Oct 27, 2025 → Oct 27, 2025 · no shared issuer

People around John 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GA
Management entity

Granite Asset Management Group LP

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Allen L. Boerner

Executive Officer, Director, Promoter · 33 shared filings (15 issuers) · also on 2 other issuers

Allen L. Boerner is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rickard

Director, Executive Officer · 17 shared filings (11 issuers)

Scott Rickard is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Carey P Levy

Executive Officer, Promoter · 10 shared filings (7 issuers) · also on 2 other issuers

Carey P Levy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph E McKeever

Promoter, Executive Officer · 9 shared filings (6 issuers)

Joseph E McKeever is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Scott Rickard

Executive Officer · 8 shared filings (3 issuers) · also on 2 other issuers

Michael Scott Rickard is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

M Scott Rickard

Executive Officer, Promoter · 7 shared filings (2 issuers)

Listed on the same filings as John J Heller. Their page shows their other deals.

GI
No photo found yet (own website and image search run after this page is viewed)
Person

Group Granite Investment

Promoter · 5 shared filings (3 issuers)

Listed on the same filings as John J Heller. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kerr

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Granite Investment Group N/A

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Ragsdale

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Brandley

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DENNIS SWEENEY

Director · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

DOUGLAS A. WILSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARK McKENZIE

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Investment Group Granite

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rickard Scott

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

LYNNE KATZMANN

Director · 1 shared filing (1 issuer)

Listed on the same filings as John J Heller. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Granite

16 issuers · 34 filings · $149.6M reported sold · 2009–2019

One team, 16 deal companies. John J Heller is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John J Heller.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 15 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John J Heller by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John J Heller is listed on: none on file. No website or social profile named in Beltline Senior Care Center Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #310,120 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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