John Gu is listed as a director and promoter on 3 SEC Form D filings by 2 issuers between Oct 2016 and Jun 2026: Frame Technology, Inc. (Irvington, NY — industry reported as "Other" — 2016–2018; $7.6M reported sold to 16 investors) and LineSlip Solutions, Inc. (New York, NY — other technology — 2026; $7.34M reported sold to 26 investors).
What this means 2 separate companies raised money with this person listed as director and promoter, over about 10 years. Across those companies the filings report $14.9M sold in total.
Listed alongside Brandon L. Reiss (2 shared filings), George B. Davis (2 shared filings), Matt Turck (2 shared filings), Leo Bernstein (1 shared filing), Phillip Stern (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for John Gu and found 4 differences, 1 worth asking the sponsor about: Form D filed 65 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.