Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

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John Griffin

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 27, 2012 → Nov 27, 2012

1deal (issuers)

$165.3Mreported sold

8investors

1Form D filing

2012year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Griffin is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2012: RREP Recovery Partners LP (New York, NY — pooled investment fund — 2012; $165.3M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Nov 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Eric Schwartz (1 shared filing), Jon Vaccaro (1 shared filing) and Lewis S. Ranieri (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuer belongs to the sponsor group Corealpha (19 issuers, $2.49B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Corealpha has 19 companies on file and $2.49B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 SEC releases, 2 state regulator orders, 11 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Griffin and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John F. Griffin" (TX) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Griffin has not run yet — it is joining a line of 58,628 names; searches run around the clock at the hosts' allowed rate. Searched so far: 661 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases; 2 state regulator orders

John Griffin Administrative proceeding

SEC · Feb 17, 2022 · Parties as named in the release: John Griffin Read the release ↗

same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named

Timothy Burroughs, Jay Holstine, John Griffin, and Michael Oswald Williams Litigation release

SEC · Dec 27, 2021 · Parties as named in the release: Timothy Burroughs, Jay Holstine, John Griffin, and Michael Oswald Williams Read the release ↗

same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named

Consent Order SC · South Carolina Office of the Attorney General, Securities Division

Order date Apr 30, 2015 · Regulator: South Carolina Office of the Attorney General, Securities Division · Parties (regulator's caption): Cannon Operating Company, LLC, and John Griffin

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same full name in the order; 16 people with this name in Form D filings; regulator in SC (not a filing state)

Order to Cease and Desist SC · South Carolina Office of the Attorney General, Securities Division

Order date Feb 27, 2015 · Regulator: South Carolina Office of the Attorney General, Securities Division · Parties (regulator's caption): Cannon Operating Company, LLC and John Griffin

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same full name in the order; 16 people with this name in Form D filings; regulator in SC (not a filing state)

John S. Griffin Administrative proceeding

SEC · Feb 22, 1996 · Parties as named in the release: John S. Griffin Read the release ↗

same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named

John S. Griffin and Oliver John Griffin Litigation release

SEC · Jan 30, 1996 · Parties as named in the release: John S. Griffin and Oliver John Griffin Read the release ↗

same full name in the release title; 16 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Griffin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

John R. Griffin and Sandra E Griffin closed

United States Bankruptcy Court, W.D. New York · No. 1-11-12218 · Filed Jun 21, 2011 · Closed Sep 20, 2016

Role of John R. Griffin and Sandra E Griffin: Debtor · Outcome: Case closed 2016-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗