Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Person

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John Gallo

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 22, 2015 → Nov 14, 2016

1deal (issuers)

$10.7Mreported sold

28investors

2Form D filings

2015–2016years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Gallo is listed as a director on 2 SEC Form D filings by 1 issuer between Sep 2015 and Nov 2016: Adjuvance Technologies Inc. (Lincoln, NE — biotechnology — 2015–2016; $10.7M reported sold to 28 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher Frigon (2 shared filings), Gregory Poland (2 shared filings), Jeffrey Gardner (2 shared filings), Mary Gin (2 shared filings), Phil Livingston (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 48 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for John Gallo and found 6 differences: John Gallo appears on 1 deal that stopped filing before reaching its target; Form D filed 47 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Gallo has not run yet — it is joining a line of 50,510 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

John F Gallo v. Jo Anne B Barnhart closed

District Court, C.D. California · No. 2:00-cv-08573 · Filed Aug 10, 2000 · Closed Dec 20, 2001 · Nature of suit: 864 S.S.I.D.

Role of John F Gallo: Plaintiff · Outcome: Terminated 2001-12-20 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee Litigation release

SEC · Mar 13, 2002 · Parties as named in the release: John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Gallo..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

48 cases: 1 open, 47 closed (disposition not in docket feed)

John Gallo open

United States Bankruptcy Court, E.D. New York · No. 8-25-71120 · Filed Mar 24, 2025

Role of John Gallo: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John Gallo closed

United States Bankruptcy Court, E.D. New York · No. 8-23-72616 · Filed Jul 19, 2023 · Closed Oct 24, 2023

Role of John Gallo: Debtor · Outcome: Case closed 2023-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

Maritza R. Martinez and John W. Gallo closed

United States Bankruptcy Court, D. Delaware · No. 18-12889 · Filed Dec 28, 2018 · Closed Apr 1, 2019

Role of Maritza R. Martinez and John W. Gallo: Debtor · Outcome: Case closed 2019-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in DE (not a filing state)

John Gallo closed

United States Bankruptcy Court, E.D. New York · No. 1-17-46436 · Filed Nov 30, 2017 · Closed Mar 14, 2018

Role of John Gallo: Debtor · Outcome: Case closed 2018-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John T. Gallo and Mary Jo Gallo closed

United States Bankruptcy Court, N.D. Ohio · No. 16-14532 · Filed Aug 17, 2016 · Closed Jan 20, 2022

Role of John T. Gallo and Mary Jo Gallo: Debtor · Outcome: Case closed 2022-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

JOHN A GALLO closed

United States Bankruptcy Court, D. Nevada · No. 14-17813 · Filed Nov 24, 2014 · Closed Mar 20, 2015

Role of JOHN A GALLO: Debtor · Outcome: Case closed 2015-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)

John T. Gallo closed

United States Bankruptcy Court, N.D. Illinois · No. 13-81045 · Filed Mar 27, 2013 · Closed Sep 21, 2015

Role of John T. Gallo: Debtor · Outcome: Case closed 2015-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

John P. Gallo and JoAnne S Gallo closed

United States Bankruptcy Court, E.D. North Carolina · No. 12-08920 · Filed Dec 18, 2012 · Closed Aug 22, 2014

Role of John P. Gallo and JoAnne S Gallo: Debtor · Outcome: Case closed 2014-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NC (not a filing state)

Betty Sue Gallo and John Gallo closed

United States Bankruptcy Court, W.D. Oklahoma · No. 12-14110 · Filed Aug 21, 2012 · Closed Jan 4, 2013

Role of John Gallo: Debtor · Outcome: Case closed 2013-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)

John E Gallo and Linda A Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 12-23663 · Filed May 29, 2012 · Closed Jan 22, 2015

Role of John E Gallo and Linda A Gallo: Debtor · Outcome: Case closed 2015-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

Rosanne T Gallo and John F Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 11-22522 · Filed Apr 21, 2011 · Closed Aug 26, 2011

Role of John F Gallo: Debtor · Outcome: Case closed 2011-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John E Gallo and Kim M Gallo closed

United States Bankruptcy Court, E.D. California · No. 11-14416 · Filed Apr 16, 2011 · Closed Jul 29, 2011

Role of John E Gallo and Kim M Gallo: Debtor · Outcome: Case closed 2011-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

JOHN GALLO and ANN MARIE GALLO closed

United States Bankruptcy Court, D. Arizona · No. 2:10-bk-41035 · Filed Dec 27, 2010 · Closed Jun 14, 2016

Role of JOHN GALLO and ANN MARIE GALLO: Debtor · Outcome: Case closed 2016-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)

John A Gallo closed

United States Bankruptcy Court, E.D. New York · No. 8-10-78583 · Filed Oct 29, 2010 · Closed Jan 31, 2011

Role of John A Gallo: Debtor · Outcome: Case closed 2011-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

JOHN W GALLO closed

United States Bankruptcy Court, D. Nevada · No. 10-23902 · Filed Jul 26, 2010 · Closed Nov 3, 2011

Role of JOHN W GALLO: Debtor · Outcome: Case closed 2011-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)

John H Gallo and Rosemarie Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 10-19595 · Filed Mar 31, 2010 · Closed Jul 29, 2010

Role of John H Gallo and Rosemarie Gallo: Debtor · Outcome: Case closed 2010-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John P Gallo, Jr. and Kim L Gallo closed

United States Bankruptcy Court, S.D. New York · No. 09-37640 · Filed Sep 25, 2009 · Closed Dec 22, 2009

Role of John P Gallo, Jr.: Debtor · Outcome: Case closed 2009-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John W. Gallo closed

United States Bankruptcy Court, N.D. New York · No. 07-63204 · Filed Aug 20, 2007 · Closed Jan 3, 2008

Role of John W. Gallo: Debtor · Outcome: Case closed 2008-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John F. Gallo closed

United States Bankruptcy Court, N.D. New York · No. 06-11458 · Filed Jun 16, 2006 · Closed Dec 30, 2008

Role of John F. Gallo: Debtor · Outcome: Case closed 2008-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John Gallo closed

United States Bankruptcy Court, E.D. New York · No. 8-04-85356 · Filed Aug 20, 2004 · Closed Dec 20, 2004

Role of John Gallo: Debtor · Outcome: Case closed 2004-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John Gallo and Tracey Gallo closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 04-19130 · Filed Jul 2, 2004 · Closed Jan 11, 2005

Role of John Gallo and Tracey Gallo: Debtor · Outcome: Case closed 2005-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)

John C Gallo, Jr and Lauren Marie Gallo closed

United States Bankruptcy Court, E.D. New York · No. 1-03-21561 · Filed Sep 4, 2003 · Closed Mar 22, 2004

Role of John C Gallo, Jr: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

JOHN B. GALLO closed

United States Bankruptcy Court, D. Nevada · No. 03-10689 · Filed Jan 21, 2003 · Closed May 9, 2003

Role of JOHN B. GALLO: Debtor · Outcome: Case closed 2003-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)

John F Gallo closed

United States Bankruptcy Court, E.D. New York · No. 1-03-10077 · Filed Jan 6, 2003 · Closed Dec 18, 2003

Role of John F Gallo: Debtor · Outcome: Case closed 2003-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John Gallo closed

United States Bankruptcy Court, E.D. New York · No. 1-02-24647 · Filed Nov 18, 2002 · Closed Apr 30, 2003

Role of John Gallo: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John M Gallo and Cora V Gallo closed

United States Bankruptcy Court, C.D. California · No. 6:02-bk-26504 · Filed Oct 9, 2002 · Closed Jan 8, 2004

Role of John M Gallo and Cora: Plaintiff · Outcome: Case closed 2004-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

John M. Gallo and Jacqueline E. Gallo closed

United States Bankruptcy Court, W.D. New York · No. 2-02-22611 · Filed Jul 8, 2002 · Closed Sep 14, 2006

Role of John M. Gallo and Jacqueline E. Gallo: Debtor · Outcome: Case closed 2006-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John M Gallo closed

United States Bankruptcy Court, C.D. California · No. 1:01-bk-21163 · Filed Nov 30, 2001 · Closed Mar 26, 2002

Role of John M Gallo: Debtor · Outcome: Case closed 2002-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

John P. Gallo and Kim L. Gallo closed

United States Bankruptcy Court, N.D. New York · No. 01-15659 · Filed Sep 10, 2001 · Closed Feb 12, 2002

Role of John P. Gallo and Kim L. Gallo: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John P. Gallo and Patricia Gallo closed

United States Bankruptcy Court, N.D. New York · No. 01-11424 · Filed Mar 13, 2001 · Closed Jul 12, 2001

Role of John P. Gallo and Patricia Gallo: Debtor · Outcome: Case closed 2001-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John N. Gallo and Janice M. Gallo closed

United States Bankruptcy Court, S.D. Illinois · No. 00-33207 · Filed Nov 3, 2000 · Closed Feb 12, 2001

Role of John N. Gallo and Janice M. Gallo: Debtor · Outcome: Case closed 2001-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

John M Gallo and Cora V Gallo closed

United States Bankruptcy Court, C.D. California · No. 6:00-bk-23071 · Filed Sep 6, 2000 · Closed Dec 12, 2002

Role of John M Gallo and Cora: Plaintiff · Outcome: Case closed 2002-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

John C. Gallo closed

United States Bankruptcy Court, N.D. West Virginia · No. 1:00-bk-11699 · Filed Jul 6, 2000 · Closed Apr 16, 2002

Role of John C. Gallo: Debtor · Outcome: Case closed 2002-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WV (not a filing state)

John Gallo and Antoinette Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 00-52562 · Filed Mar 10, 2000 · Closed Aug 26, 2003

Role of John Gallo and Antoinette Gallo: Debtor · Outcome: Case closed 2003-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John J. Gallo and Patricia A. Gallo closed

United States Bankruptcy Court, W.D. New York · No. 2-00-20287 · Filed Feb 10, 2000 · Closed Dec 29, 2005

Role of John J. Gallo and Patricia A. Gallo: Debtor · Outcome: Case closed 2005-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)

John M Gallo and Kathleen J Gallo closed

United States Bankruptcy Court, C.D. California · No. 6:99-bk-17259 · Filed Apr 28, 1999 · Closed Aug 19, 1999

Role of John M Gallo and Kathleen J Gallo: Debtor · Outcome: Case closed 1999-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

John B Gallo closed

United States Bankruptcy Court, S.D. Ohio · No. 2:98-bk-60030 · Filed Oct 16, 1998 · Closed Feb 22, 1999

Role of John B Gallo: Debtor · Outcome: Case closed 1999-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

John Gallo and Betty Sue Gallo closed

United States Bankruptcy Court, W.D. Oklahoma · No. 98-16292 · Filed Jun 25, 1998 · Closed Dec 9, 1998

Role of John Gallo and Betty Sue Gallo: Debtor · Outcome: Case closed 1998-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)

John Gallo closed

United States Bankruptcy Court, S.D. Florida. · No. 98-13023 · Filed Apr 9, 1998 · Closed Aug 7, 1998

Role of John Gallo: Debtor · Outcome: Case closed 1998-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

John A. Gallo closed

United States Bankruptcy Court, D. Maryland · No. 97-22765 · Filed Nov 10, 1997 · Closed Feb 26, 1998

Role of John A. Gallo: Debtor · Outcome: Case closed 1998-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

John J. Gallo and Denise K. Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 97-17481 · Filed Aug 15, 1997 · Closed May 13, 1998

Role of John J. Gallo and Denise K. Gallo: Debtor · Outcome: Case closed 1998-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John Gallo and Cecilia Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 96-10679 · Filed Feb 1, 1996 · Closed May 15, 1996

Role of John Gallo and Cecilia Gallo: Debtor · Outcome: Case closed 1996-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John A. Gallo closed

United States Bankruptcy Court, E.D. Michigan · No. 94-45722 · Filed Jun 2, 1994 · Closed Jun 1, 1995

Role of John A. Gallo: Debtor · Outcome: Case closed 1995-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)

John H. Gallo closed

United States Bankruptcy Court, D. New Jersey · No. 91-20889 · Filed Feb 13, 1991 · Closed Jul 29, 1991

Role of John H. Gallo: Debtor · Outcome: Case closed 1991-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

John C. Gallo and Cheryl A. Gallo closed

United States Bankruptcy Court, N.D. West Virginia · No. 1:91-bk-10010 · Filed Jan 7, 1991 · Closed Aug 19, 1993

Role of John C. Gallo and Cheryl A. Gallo: Debtor · Outcome: Case closed 1993-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in WV (not a filing state)

John Gallo closed

United States Bankruptcy Court, S.D. California · No. 89-02679 · Filed Apr 12, 1989 · Closed Aug 25, 1993

Role of John Gallo: Debtor · Outcome: Case closed 1993-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

John J. Gallo closed

United States Bankruptcy Court, N.D. Iowa · No. 87-10391 · Filed Feb 18, 1987 · Closed Jul 20, 1987

Role of John J. Gallo: Debtor · Outcome: Case closed 1987-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)

John T Gallo closed

United States Bankruptcy Court, N.D. Illinois · No. 85-05127 · Filed Apr 22, 1985 · Closed Nov 15, 1990

Role of John T Gallo: Debtor · Outcome: Case closed 1990-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Gallo (compared 2 filings on Oct 24, 2026)

Note · Nov 22, 2019

John Gallo appears on 1 deal that stopped filing before reaching its target

Adjuvance Technologies Inc. (last filing Nov 22, 2019; $10,657,192 sold of $24,657,194). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Adjuvance Technologies Inc. — PartnerFacts page ↗

Sources

Adjuvance Technologies Inc. — PartnerFacts page ↗ (Nov 22, 2019)

Note · Aug 6, 2015 – Sep 22, 2015

Form D filed 47 days after the first sale — Adjuvance Technologies Inc.

The filing says the first sale was Aug 6, 2015. The Form D was filed Sep 22, 2015 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 22, 2015 ↗Adjuvance Technologies Inc. — PartnerFacts page ↗

Sources

Form D · Sep 22, 2015 ↗ (Sep 22, 2015)
Adjuvance Technologies Inc. — PartnerFacts page ↗ (Nov 22, 2019)

Note · Aug 6, 2015 – Nov 14, 2016

No amendment in the last 12 months on an offering that may still be open — Adjuvance Technologies Inc. (latest filing Nov 14, 2016)

The latest filing for this offering is dated Nov 14, 2016 (first sale Aug 6, 2015). It reports $2,717,694 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 14, 2016 ↗Adjuvance Technologies Inc. — PartnerFacts page ↗

Sources

Form D/A · Nov 14, 2016 ↗ (Nov 14, 2016)
Adjuvance Technologies Inc. — PartnerFacts page ↗ (Nov 22, 2019)

Note · Oct 21, 2015

Same name, different state: "John Gallo" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "John Gallo" with address state MA, is listed on 1 filing — most recently by PlannedUp, Inc. (Oct 21, 2015). Both records have filings in the same period (Oct 21, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Gallo (MA) — PartnerFacts page ↗Form D · Oct 21, 2015 ↗PlannedUp, Inc. — PartnerFacts page ↗John Gallo (NY) — this page ↗

Sources

John Gallo (MA) — PartnerFacts page ↗ (Oct 21, 2015)
Form D · Oct 21, 2015 ↗ (Oct 21, 2015)
PlannedUp, Inc. — PartnerFacts page ↗ (Oct 21, 2015)
John Gallo (NY) — this page ↗ (Nov 14, 2016)

Note · Aug 9, 2013 – Dec 4, 2013

Same name, different state: "John Gallo" (NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "John Gallo" with address state NJ, is listed on 3 filings — most recently by CLICKPAYSERVICES, INC. (Dec 4, 2013). The two records do not overlap in time: this page runs Sep 22, 2015 to Nov 14, 2016; the other runs Aug 9, 2013 to Dec 4, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Gallo (NJ) — PartnerFacts page ↗Form D · Dec 4, 2013 ↗CLICKPAYSERVICES, INC. — PartnerFacts page ↗John Gallo (NY) — this page ↗

Sources

John Gallo (NJ) — PartnerFacts page ↗ (Dec 4, 2013)
Form D · Dec 4, 2013 ↗ (Dec 4, 2013)
CLICKPAYSERVICES, INC. — PartnerFacts page ↗ (Dec 4, 2013)
John Gallo (NY) — this page ↗ (Nov 14, 2016)

Note · Feb 10, 2010 – Apr 28, 2011

Same name, different state: "John Gallo" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "John Gallo" with address state IL, is listed on 2 filings — most recently by Will County Bancorp, Inc. (Apr 28, 2011). The two records do not overlap in time: this page runs Sep 22, 2015 to Nov 14, 2016; the other runs Feb 10, 2010 to Apr 28, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Gallo (IL) — PartnerFacts page ↗Form D · Apr 28, 2011 ↗Will County Bancorp, Inc. — PartnerFacts page ↗John Gallo (NY) — this page ↗

Sources

John Gallo (IL) — PartnerFacts page ↗ (Apr 28, 2011)
Form D · Apr 28, 2011 ↗ (Apr 28, 2011)
Will County Bancorp, Inc. — PartnerFacts page ↗ (Apr 28, 2011)
John Gallo (NY) — this page ↗ (Nov 14, 2016)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 14, 2016 D/A Adjuvance Technologies Inc. File 021-248000	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Gallo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Adjuvance Technologies Inc.

Lincoln, NE · Sep 22, 2015 → Nov 14, 2016 · 2 filings

Nov 14, 2016 · D/A · $2,717,694 sold of $7,000,000 · 15 investors · min. $25,000 · role: Director EDGAR ↗
Sep 22, 2015 · D · $1,000,000 sold of $7,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $10.7M from 28 investors (100% of the $7M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John Gallo — IL, 2 issuers, Feb 10, 2010 → Apr 28, 2011 · no shared issuer
John Gallo — NJ, 1 issuer, Aug 9, 2013 → Dec 4, 2013 · no shared issuer
John Gallo — MA, 1 issuer, Oct 21, 2015 → Oct 21, 2015 · no shared issuer

People around John 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey Gardner

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tyler Martin

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mary Gin

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Frigon

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gregory Poland

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Phil Livingston

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Govind Ragupathi

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Gallo. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Gallo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Gallo is listed on: none on file. No website or social profile named in Adjuvance Technologies Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #224,588 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lincoln, NE). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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John Gallo

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

John Gallo appears on 1 deal that stopped filing before reaching its target

Form D filed 47 days after the first sale — Adjuvance Technologies Inc.

No amendment in the last 12 months on an offering that may still be open — Adjuvance Technologies Inc. (latest filing Nov 14, 2016)

Same name, different state: "John Gallo" (MA) is a separate record

Same name, different state: "John Gallo" (NJ) is a separate record

Same name, different state: "John Gallo" (IL) is a separate record

5. Money to insiders

Deals 1

People around John 7

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person