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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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John Frankel

Named as an officer, director or promoter on SEC Form D filings · NJ, NY, CA, TX, MD, Ontario, Canada (as filed: A6), NV, FL · Jan 14, 2011 → Mar 29, 2023

42deals (issuers)
$481.8Mreported sold
812investors
109Form D filings
2011–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Frankel is listed as an executive officer, director, and promoter on 109 SEC Form D filings by 42 issuers between Nov 2010 and Jun 2025. Largest by amount reported sold: Socure Inc. (Incline Village, NV — industry reported as "Other" — 2014–2019; $150M reported sold to 58 investors), DineInFresh, Inc. (New York, NY — industry reported as "Other" — 2014–2017; $58.3M reported sold to 29 investors), ff Sapphire (IV) Venture Capital Fund, LP (New York, NY — pooled investment fund — 2014–2016; $53.8M reported sold to 82 investors), ff Rose Venture Capital Fund, L.P. (Hoboken, NJ — pooled investment fund — 2012–2013; $31.3M reported sold to 47 investors), PebblePost, Inc. (New York, NY — industry reported as "Other" — 2016; $24.8M reported sold to 27 investors) and 37 more (all listed below).

What this means That is a lot of deals — 42 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $481.8M sold in total.

Listed alongside Alex Katz (8 shared filings), Ariel Garten (8 shared filings), Trevor Coleman (8 shared filings), Chris Aimone (6 shared filings), MANUEL KADRE (6 shared filings) and 152 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Interaxon (2 issuers, $2.02M reported sold, 2012–2018), Ff Sapphire (2 issuers, $53.8M reported sold, 2014–2016), Sole Member (2 issuers, $0 reported sold, 2022–2023) and Voxy (2 issuers, $9.75M reported sold, 2010–2013).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 109 public filings for John Frankel and found 15 differences, 3 worth asking the sponsor about: 91% of the money raised went to insiders; John Frankel appears on 4 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Frankel has not run yet — it is joining a line of 59,750 names; searches run around the clock at the hosts' allowed rate. Searched so far: 680 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Frankel..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for John Frankel — 3 worth asking about (compared the newest 50 of 109 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 25, 2015

91% of the money raised went to insiders — Breakout Commerce, Inc.

The Nov 25, 2015 Form D reports $220,000 sold and $200,000 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Jun 1, 2016 – Jan 31, 2022

John Frankel appears on 4 deals that stopped filing before reaching their target

ff Violet (VI) Venture Capital Fund, L.P. (last filing Jan 31, 2022; $23,755,555 sold of $55,000,000); Alpha Vertex, Inc. (last filing Apr 4, 2019; $200,000 sold of $500,000); ff Graphite (V) Venture Capital Fund, L.P. (last filing Nov 30, 2018; $24,367,500 sold of $150,000,000); ff Select Opportunity Fund, L.P. (last filing Jun 1, 2016; $0 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jul 10, 2015 – Jun 27, 2025

10 Form Ds were filed more than 15 days after the first sale

Form D filed 194 days after the first sale — Zenith Aerospace Inc. · Form D filed 86 days after the first sale — Dashbot, Inc. · Form D filed 28 days after the first sale — USAvioniX Corp · Form D filed 18 days after the first sale — Breakout Commerce, Inc. · Form D filed 36 days after the first sale — UNIKEY TECHNOLOGIES INC. · and 5 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 9, 2015 – Jun 27, 2025

26 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — USAvioniX Corp (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Respeecher, Inc. (latest filing Apr 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Dashbot, Inc. (latest filing Nov 27, 2024) · No amendment in the last 12 months on an offering that may still be open — Zenith Aerospace Inc. (latest filing Apr 9, 2024) · No amendment in the last 12 months on an offering that may still be open — PrivacyHawk Inc. (latest filing Mar 29, 2023) · and 21 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jul 23, 2015 – Dec 4, 2023

6 offerings changed their target amount between filings

Offering amount changed between filings — Respeecher, Inc. · Offering amount changed between filings — STAE INC. · Offering amount changed between filings — Breakout Commerce, Inc. · Offering amount changed between filings — Breakout Commerce, Inc. · Offering amount changed between filings — DineInFresh, Inc. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jan 29, 2021 – Jan 31, 2022

Minimum investment changed between filings — ff Violet (VI) Venture Capital Fund, L.P.

The Jan 29, 2021 filing lists a minimum of $50,000; the Jan 31, 2022 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 30, 2020 – Mar 10, 2021

Minimum investment changed between filings — STAE INC.

The Mar 30, 2020 filing lists a minimum of $25,000; the Mar 10, 2021 Form D/A lists $2,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 31, 2020 – Jan 29, 2021

Minimum investment changed between filings — ff Violet (VI) Venture Capital Fund, L.P.

The Jan 31, 2020 filing lists a minimum of $0; the Jan 29, 2021 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 30, 2014 – Jul 23, 2015

John Frankel is written 2 different ways on the filings

listed as "John F. Frankel" on 16 filings (from Sep 30, 2014), and "John Frankel" on 35 filings (from Jul 23, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jun 30, 2021

Same name, different state: "John Frankel" (X0) is a separate record

This page covers filings where the address state is NJ or NY or CA or TX or MD or A6 or NV or FL. A separate record, "John Frankel" with address state X0, is listed on 1 filing — most recently by Cambrian Inc. (Jun 30, 2021). Both records have filings in the same period (Jun 30, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 4, 2019

Same name, different state: "John Frankel" (MN) is a separate record

This page covers filings where the address state is NJ or NY or CA or TX or MD or A6 or NV or FL. A separate record, "John Frankel" with address state MN, is listed on 1 filing — most recently by CIVIC EAGLE, INC. (Dec 4, 2019). Both records have filings in the same period (Dec 4, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 23, 2014 – Sep 7, 2016

Same name, different state: "John F. Frankel" (VA or CA) is a separate record

This page covers filings where the address state is NJ or NY or CA or TX or MD or A6 or NV or FL. A separate record, "John F. Frankel" with address state VA or CA, is listed on 10 filings — most recently by cielo24, Inc. (Sep 7, 2016). Both records have filings in the same period (Jan 23, 2014 to Sep 7, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 18, 2012

Same name, different state: "John Frankel" (IL) is a separate record

This page covers filings where the address state is NJ or NY or CA or TX or MD or A6 or NV or FL. A separate record, "John Frankel" with address state IL, is listed on 1 filing — most recently by Apparel Media Group, Inc. (Oct 18, 2012). Both records have filings in the same period (Oct 18, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 30, 2015 – Dec 22, 2022

6 address changes between filings

Address moved from Palo Alto, CA to Belmont, CA — Zenith Aerospace Inc. · Address moved from Seattle, WA to Burbank, CA — Respeecher, Inc. · Address moved from Redwood City, CA to Palo Alto, CA — Zenith Aerospace Inc. · Address moved from Palo Alto, CA to Redwood City, CA — Zenith Aerospace Inc. · Address moved from Hoboken, NJ to New York, NY — ff Sapphire (IV) Venture Capital Fund, LP · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Sep 30, 2014 – Jun 27, 2025

John Frankel is listed with 4 different address states: NJ, NY, CA, FL

NJ on 8 filings (Sep 30, 2014 to Sep 13, 2023); NY on 27 filings (Jul 23, 2015 to Mar 29, 2023); CA on 13 filings (Jan 7, 2016 to Jun 27, 2025); FL on 3 filings (Dec 20, 2016 to May 24, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 109 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 89 offerings report sales commissions totalling $254,500; 1 reports finder's fees totalling $60,000; 7 report proceeds to related persons totalling $912,854. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 27, 2025 D
USAvioniX Corp
File 021-550072
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2025 D
Respeecher, Inc.
File 021-542689
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2024 D
Dashbot, Inc.
File 021-530730
$0$0$0 (est.)
The company will use the proceeds from the sale of the shares for working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Apr 9, 2024 D
Zenith Aerospace Inc.
File 021-510086
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2023 D/A
Respeecher, Inc.
File 021-422601
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2023 D/A
ff Blue and Yellow Heritage Fund, L.P.
File 021-458656
$0$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Mar 29, 2023 D
PrivacyHawk Inc.
File 021-477298
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2023 D
Breakout Commerce, Inc.
File 021-473831
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2022 D
Zenith Aerospace Inc.
File 021-468337
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2022 D
Dashbot, Inc.
File 021-459944
$0$0$0None listed on this filingEDGAR ↗
May 24, 2022 D
UNIKEY TECHNOLOGIES INC.
File 021-446833
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 31, 2022 D/A
ff Violet (VI) Venture Capital Fund, L.P.
File 021-359490
$0 (est.)$60,000 (est.)$0 (est.)
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of the committed capital.
Galileo Global Securities, LLC BrokerCheck CRD 140076 ↗EDGAR ↗
Jan 27, 2022 D
ff Burgundy Venture Capital Fund LP
File 021-431011
$0$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Aug 30, 2021 D
UNIKEY TECHNOLOGIES INC.
File 021-411629
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 27, 2021 D
Zenith Aerospace Inc.
File 021-407946
$0$0$0
The proceeds will be used for general working capital purposes, and as such, some of the proceeds may ultimately be used for compensatory payments to the company's executive officers and directors.
None listed on this filingEDGAR ↗
Jul 12, 2021 D
Zenith Aerospace Inc.
File 021-405798
$0$0$0None listed on this filingEDGAR ↗
May 4, 2021 D
MANNA DRONE DELIVERY INC.
File 021-398183
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2021 D/A
STAE INC.
File 021-363944
$0$0$0 (est.)
A portion of the gross proceeds may be used to pay the salaries of executive officers and directors Sean Jackson and Eric Schoffstall
None listed on this filingEDGAR ↗
May 22, 2020 D
Zenith Aerospace Inc.
File 021-367511
$0$0$0
The proceeds will be used for general working capital purposes, and as such, some of the proceeds may ultimately be used for compensatory payments to the company's executive officers and directors.
None listed on this filingEDGAR ↗
Feb 3, 2020 D
Respeecher, Inc.
File 021-359594
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2019 D
GameSalad, Inc.
File 021-337819
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2019 D
Alpha Vertex, Inc.
File 021-336429
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2019 D
Socure Inc.
File 021-333800
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2019 D/A
Breakout Commerce, Inc.
File 021-281939
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2019 D
STAE INC.
File 021-332777
$0$0$0 (est.)
Some portion of the gross proceeds may be used to pay the salaries of the issuer's executive officers
None listed on this filingEDGAR ↗
Jan 4, 2019 D
Dashbot, Inc.
File 021-329682
$0$0$0None listed on this filingEDGAR ↗
Nov 30, 2018 D/A
ff Graphite (V) Venture Capital Fund, L.P.
File 021-275399
$162,500$0$0 (est.)
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of the committed capital.
Empire State Financial, Inc. BrokerCheck CRD 5657 ↗
via Jerrie S. Colish (CRD 1430491 ↗)

Oakpoint Solutions, LLC BrokerCheck CRD 171775 ↗
Butler Capital Partners BrokerCheck CRD 114242 ↗
BA Securities, LLC BrokerCheck CRD 153489 ↗
Galileo Global Securities BrokerCheck CRD 140076 ↗
EDGAR ↗
Nov 16, 2018 D
Zenith Aerospace Inc.
File 021-325981
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2017 D
DineInFresh, Inc.
File 021-292275
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2016 D
UNIKEY TECHNOLOGIES INC.
File 021-276671
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 11, 2016 D/A
DineInFresh, Inc.
File 021-244307
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2016 D
ff Select Opportunity Fund, L.P.
File 021-264199
$0$0$0 (est.)
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of the committed capital.
Empire State Financial, Inc. BrokerCheck CRD 5657 ↗
via Jerrie S. Colish (CRD 1430491 ↗)

Matrix Capital Group, Inc. BrokerCheck CRD 33364 ↗
EDGAR ↗
May 11, 2016 D
PebblePost, Inc.
File 021-262971
$0$0$400,000 (est.)None listed on this filingEDGAR ↗
May 4, 2016 D/A
ff Sapphire (IV) Venture Capital Fund, LP
File 021-225482
$92,000 (est.)$0$0 (est.)
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of the committed capital.
Empire State Financial, Inc. BrokerCheck CRD 5657 ↗
via Jerrie S. Colish (CRD 1430491 ↗)
EDGAR ↗
Apr 22, 2016 D
Wade & Wendy, Inc.
File 021-261855
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 7, 2016 D
Bottlenose, Inc.
File 021-254739
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2015 D
Breakout Commerce, Inc.
File 021-251958
$0$0$200,000None listed on this filingEDGAR ↗
Oct 28, 2015 D
Wade & Wendy, Inc.
File 021-250213
$0$0$17,310 (est.)
Working capital and general corporate purposes.
None listed on this filingEDGAR ↗
Jul 27, 2015 D
Socure Inc.
File 021-244499
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2015 D
CoPromote, Inc.
File 021-241004
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2015 D
OCP Collective Corp.
File 021-240847
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2015 D
DineInFresh, Inc.
File 021-238481
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2015 D/A
UNIKEY TECHNOLOGIES INC.
File 021-236156
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 23, 2015 D
Breakout Commerce, Inc.
File 021-234495
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2015 D
CoPromote, Inc.
File 021-233810
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2015 D
Bottlenose, Inc.
File 021-233421
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2015 D
Reaction Inc.
File 021-232714
$0$0$61,944
Repayment of promissory note
None listed on this filingEDGAR ↗
Oct 14, 2014 D
DineInFresh, Inc.
File 021-226334
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 24, 2014 D
CardFlight, Inc.
File 021-225266
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2014 D
Socure Inc.
File 021-223600
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2014 D
Authorea, Inc.
File 021-223474
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2014 D
DineInFresh, Inc.
File 021-222446
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2014 D
UNIKEY TECHNOLOGIES INC.
File 021-220174
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 26, 2014 D
Collectivelyer, Inc.
File 021-219890
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2014 D
Breakout Commerce, Inc.
File 021-215915
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2014 D
Reaction Inc.
File 021-215484
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2014 D
Reaction Inc.
File 021-213242
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2014 D
ClearPath, Inc.
File 021-211663
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2014 D
Bottlenose, Inc.
File 021-210192
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2014 D
VolunteerSpot, Inc.
File 021-210045
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2014 D
Media Gobbler, Inc.
File 021-210022
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2014 D
DineInFresh, Inc.
File 021-209963
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2014 D
Moveline Group, Inc.
File 021-209364
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2013 D
OCP Collective Corp.
File 021-207028
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D/A
ff Rose Venture Capital Fund, L.P.
File 021-187650
$0 (est.)$0 (est.)$0 (est.)
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of committed capital.
Cato Capital, LLC BrokerCheck CRD 133142 ↗
IEG (Deutschland) GmbH no CRD number reported
EDGAR ↗
Nov 7, 2013 D
AppeProPo, Inc.
File 021-205928
$0$0$100,000 (est.)
Such amount shall be paid for executive officer salaries over the course of the next year.
None listed on this filingEDGAR ↗
Sep 9, 2013 D/A
InteraXon U.S., Inc.
File 021-200158
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2013 D/A
InteraXon Inc.
File 021-200179
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 3, 2013 D
Moveline Group, Inc.
File 021-202199
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2013 D
Voxy, Inc.
File 021-201571
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2013 D
Bottlenose, Inc.
File 021-200867
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2013 D
Media Gobbler, Inc.
File 021-198270
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2013 D
Infochimps, Inc.
File 021-197441
$0$0$0None listed on this filingEDGAR ↗
May 9, 2013 D/A
ClearPath, Inc.
File 021-183837
$0$0$33,600None listed on this filingEDGAR ↗
Apr 22, 2013 D
Voxy, Inc.
File 021-195308
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2013 D
CoPromote, Inc.
File 021-195101
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2013 D/A
Infochimps, Inc.
File 021-176950
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2012 D
Moveline Group, Inc.
File 021-186369
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2012 D
Centzy, Inc.
File 021-186223
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2012 D
AppeProPo, Inc.
File 021-184279
$0$0$100,000 (est.)
Such amount shall be paid for executive officer salaries over the course of the next year.
None listed on this filingEDGAR ↗
Apr 12, 2012 D
InteraXon Inc.
File 021-176602
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2012 D
InteraXon U.S., Inc.
File 021-176145
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2012 D
Voxy, Inc.
File 021-175536
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2012 D
Media Gobbler, Inc.
File 021-171963
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Jan 6, 2012 D
OCP Collective Corp.
File 021-171302
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2011 D
ClearPath, Inc.
File 021-168147
$0$0$0
Proceeds used to pay approximately $30,000 in legal and accounting expenses; remainder for general opreating expenses
None listed on this filingEDGAR ↗
Jul 12, 2011 D
ShareSquare Inc.
File 021-162692
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2011 D
Voxy, Inc.
File 021-153761
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2010 D
ff Silver Venture Capital Fund, L.P.
File 021-151120
$0$0$0
The Manager of the Issuer, an affiliate of the General Partner, will receive management fees calculated as a percentage of committed capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 42

Every issuer that named John Frankel on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

USAvioniX Corp

Chula Vista, CA · Jun 27, 2025
  • Jun 27, 2025 · D · $700,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $700K from 4 investors (23% of the $3M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Respeecher, Inc.

Burbank, CA · Feb 3, 2020 → Apr 1, 2025 · 4 filings
  • Apr 1, 2025 · D · $921,000 sold of $2,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2023 · D/A · $1,896,057 sold of $2,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2021 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 3, 2020 · D · $1,485,000 sold of $1,862,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.9M from 13 investors (95% of the $2M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Dashbot, Inc.

San Francisco, CA · Jan 4, 2019 → Nov 27, 2024 · 3 filings
  • Nov 27, 2024 · D · $250,000 sold of $4,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2022 · D · $3,119,056 sold of $7,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2019 · D · $4,280,007 sold of $4,280,007 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.28M from 10 investors (100% of the $4M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Zenith Aerospace Inc.

Belmont, CA · Nov 16, 2018 → Apr 9, 2024 · 6 filings
  • Apr 9, 2024 · D · $250,000 sold of $1,000,000 · 3 investors · min. $1,938 · role: Director EDGAR ↗
  • Dec 22, 2022 · D · $3,000,000 sold of $3,000,000 · 2 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 27, 2021 · D · $5,775,000 sold of $5,775,000 · 9 investors · min. $15,000 · role: Director EDGAR ↗
  • Jul 12, 2021 · D · $6 sold of $6 · 1 investors · min. $6 · role: Director EDGAR ↗
  • May 22, 2020 · D · $650,000 sold of $1,000,000 · 3 investors · min. $10,000 · role: Director EDGAR ↗
  • Nov 16, 2018 · D · $1,920,647 sold of $1,920,647 · 9 investors · min. $25,000 · role: Director EDGAR ↗

Raised $5.78M from 9 investors (100% of the $1M target) as of the latest filing. John is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sole Member

ff Blue and Yellow Heritage Fund, L.P.

Princeton, NJ · Sep 13, 2022 → Sep 13, 2023 · 2 filings
  • Sep 13, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • Sep 13, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

PrivacyHawk Inc.

Los Angeles, CA · Mar 29, 2023
  • Mar 29, 2023 · D · $1,591,309 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.59M from 20 investors (80% of the $2M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Breakout Commerce, Inc.

New York, NY · Apr 21, 2014 → Feb 21, 2023 · 7 filings
  • Feb 21, 2023 · D · $7,591,060 sold of $7,591,060 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 19, 2019 · D/A · $6,843,103 sold of $8,040,801 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2017 · D/A · $2,500,000 sold of $2,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 7, 2017 · D · $1,600,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 25, 2015 · D · $220,000 sold of $1,350,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 23, 2015 · D · $2,081,498 sold of $2,250,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 21, 2014 · D · $1,400,000 sold of $1,495,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.59M from 18 investors (100% of the $7.59M target) as of the latest filing. John is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

UNIKEY TECHNOLOGIES INC.

Orlando, FL · Jul 1, 2014 → May 24, 2022 · 6 filings
  • May 24, 2022 · D · $2,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2021 · D · $600,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2016 · D · $207,500 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 24, 2015 · D/A · $5,000,000 sold of $10,000,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2015 · D · $5,000,000 sold of $7,000,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 1, 2014 · D · $325,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 35 investors (100% of the $3M target) as of the latest filing. John is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

ff Violet (VI) Venture Capital Fund, L.P.

New York, NY · Jan 31, 2020 → Jan 31, 2022 · 3 filings
  • Jan 31, 2022 · D/A · $23,755,555 sold of $55,000,000 · 44 investors · min. $10,000 · role: Executive Officer (Manager of the member of the General Partner) EDGAR ↗
  • Jan 29, 2021 · D/A · $5,333,333 sold of $55,000,000 · 16 investors · min. $50,000 · role: Executive Officer (Manager of the member of the General Partner) EDGAR ↗
  • Jan 31, 2020 · D · $0 sold of $55,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the member of the General Partner) EDGAR ↗

Raised $23.8M from 44 investors (43% of the $55M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sole Member

ff Burgundy Venture Capital Fund LP

Princeton, NJ · Jan 27, 2022
  • Jan 27, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

MANNA DRONE DELIVERY INC.

Dublin, Ireland (as filed: L2) · May 4, 2021
  • May 4, 2021 · D · $19,999,978 sold of $20,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 13 investors (100% of the $20M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

STAE INC.

New York, NY · Feb 13, 2019 → Mar 10, 2021 · 3 filings
  • Mar 10, 2021 · D/A · $830,000 sold of $950,000 · 4 investors · min. $2,500 · role: Director EDGAR ↗
  • Mar 30, 2020 · D · $400,000 sold of $800,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 13, 2019 · D · $3,081,603 sold of $3,831,603 · 12 investors · min. $1,000 · role: Director EDGAR ↗

Raised $3.08M from 12 investors (100% of the $950K target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Computers

GameSalad, Inc.

Austin, TX · Apr 22, 2019
  • Apr 22, 2019 · D · $267,810 sold of $500,000 · 9 investors · min. $300 · role: Director EDGAR ↗

Raised $1.2M from 12 investors (100% of the $500K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Other Technology

Alpha Vertex, Inc.

New York, NY · Apr 4, 2019
  • Apr 4, 2019 · D · $200,000 sold of $500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $200K from 2 investors (40% of the $500K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Socure Inc.

Incline Village, NV · Aug 26, 2014 → Feb 28, 2019 · 3 filings
  • Feb 28, 2019 · D · $29,161,019 sold of $29,999,990 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2015 · D · $2,299,973 sold of $2,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2014 · D · $4,297,485 sold of $5,658,994 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $150M from 58 investors (100% of the $30M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

ff Graphite (V) Venture Capital Fund, L.P.

New Brunswick, NJ · Nov 30, 2016 → Nov 30, 2018 · 3 filings
  • Nov 30, 2018 · D/A · $24,367,500 sold of $150,000,000 · 30 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Nov 30, 2017 · D/A · $22,617,500 sold of $150,000,000 · 27 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Nov 30, 2016 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $24.4M from 30 investors (16% of the $150M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

DineInFresh, Inc.

New York, NY · Jan 14, 2014 → Aug 7, 2017 · 7 filings
  • Aug 7, 2017 · D · $7,250,000 sold of $12,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2016 · D/A · $58,305,005 sold of $67,231,331 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 23, 2015 · D · $33,231,975 sold of $37,231,331 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 22, 2015 · D · $100,000 sold of $100,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2014 · D · $2,000,000 sold of $2,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2014 · D · $14,999,977 sold of $15,400,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 14, 2014 · D · $4,736,675 sold of $6,236,675 · 29 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $58.3M from 29 investors (100% of the $12M target) as of the latest filing. John is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ff Sapphire

ff Select Opportunity Fund, L.P.

New York, NY · Jun 1, 2016
  • Jun 1, 2016 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

PebblePost, Inc.

New York, NY · May 11, 2016
  • May 11, 2016 · D · $5,125,000 sold of $5,225,000 · 26 investors · min. $1 · role: Director EDGAR ↗

Raised $24.8M from 27 investors (100% of the $5.22M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ff Sapphire

ff Sapphire (IV) Venture Capital Fund, LP

New York, NY · Sep 30, 2014 → May 4, 2016 · 3 filings
  • May 4, 2016 · D/A · $53,784,721 sold of $53,784,721 · 82 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of the General Partner of the Issuer) EDGAR ↗
  • Sep 30, 2015 · D/A · $40,644,353 sold of $50,000,000 · 61 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of the General Partner of the Issuer) EDGAR ↗
  • Sep 30, 2014 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $53.8M from 82 investors (100% of the $53.8M target) as of the latest filing. John is listed as executive officer, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Group linked by Bryan Casey

Wade & Wendy, Inc.

New York, NY · Oct 28, 2015 → Apr 22, 2016 · 2 filings
  • Apr 22, 2016 · D · $2,425,000 sold of $2,425,000 · 7 investors · min. $5,000 · role: Director EDGAR ↗
  • Oct 28, 2015 · D · $1,500,000 sold of $1,500,000 · 10 investors · min. $5,000 · role: Director EDGAR ↗

Raised $2.42M from 10 investors (100% of the $2.42M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Bottlenose, Inc.

Sherman Oaks, CA · Aug 6, 2013 → Jan 7, 2016 · 4 filings
  • Jan 7, 2016 · D · $2,196,557 sold of $10,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 4, 2015 · D · $13,454,497 sold of $17,517,421 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2014 · D · $1,100,000 sold of $2,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2013 · D · $3,667,568 sold of $3,667,568 · 41 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $13.5M from 41 investors (100% of the $10M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

CoPromote, Inc.

New York, NY · Apr 16, 2013 → Jun 3, 2015 · 3 filings
  • Jun 3, 2015 · D · $480,623 sold of $5,000,001 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2015 · D · $79,999 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2013 · D · $1,074,998 sold of $2,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.07M from 24 investors (21% of the $5M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

OCP Collective Corp.

New York, NY · Jan 6, 2012 → Jun 1, 2015 · 3 filings
  • Jun 1, 2015 · D · $1,368,617 sold of $1,368,617 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2013 · D · $4,999,986 sold of $4,999,986 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2012 · D · $299,997 sold of $400,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 15 investors (100% of the $1.37M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Reaction Inc.

Austin, TX · Mar 10, 2014 → Jan 22, 2015 · 3 filings
  • Jan 22, 2015 · D · $3,522,496 sold of $11,022,495 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2014 · D · $100,000 sold of $500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2014 · D · $437,500 sold of $500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.52M from 18 investors (32% of the $11M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

CardFlight, Inc.

New York, NY · Sep 24, 2014
  • Sep 24, 2014 · D · $750,000 sold of $1,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $936K from 10 investors (94% of the $1M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Authorea, Inc.

New York, NY · Aug 22, 2014
  • Aug 22, 2014 · D · $610,000 sold of $610,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.03M from 11 investors (100% of the $610K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Collectivelyer, Inc.

Brooklyn, NY · Jun 26, 2014
  • Jun 26, 2014 · D · $954,994 sold of $1,753,885 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $955K from 16 investors (54% of the $1.75M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Clearpath

ClearPath, Inc.

Miami, FL · Nov 2, 2011 → Feb 11, 2014 · 4 filings
  • Feb 11, 2014 · D · $400,000 sold of $400,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 9, 2013 · D/A · $1,148,667 sold of $1,750,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2012 · D · $200,000 sold of $750,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 2, 2011 · D · $1,063,440 sold of $2,500,000 · 10 investors · min. $10,000 · role: Director EDGAR ↗

Raised $1.15M from 10 investors (100% of the $400K target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Computers

VolunteerSpot, Inc.

Austin, United States (as filed: X1) · Jan 14, 2014
  • Jan 14, 2014 · D · $1,290,277 sold of $2,000,093 · 13 investors · min. $15,000 · role: Director EDGAR ↗

Raised $1.29M from 17 investors (65% of the $2M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Media Gobbler, Inc.

Los Angeles, CA · Jan 17, 2012 → Jan 14, 2014 · 3 filings
  • Jan 14, 2014 · D · $3,251,724 sold of $5,093,059 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 19, 2013 · D · $500,000 sold of $1,000,000 · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 17, 2012 · D · $1,229,431 sold of $1,907,600 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.25M from 22 investors (64% of the $5.09M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Moveline Group, Inc.

Las Vegas, NV · Nov 1, 2012 → Jan 6, 2014 · 3 filings
  • Jan 6, 2014 · D · $3,194,372 sold of $4,014,456 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2013 · D · $1,000,000 sold of $1,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 1, 2012 · D · $1,177,951 sold of $1,602,951 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.19M from 18 investors (80% of the $4.01M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

ff Rose Venture Capital Fund, L.P.

Hoboken, NJ · Nov 29, 2012 → Nov 25, 2013 · 2 filings
  • Nov 25, 2013 · D/A · $31,335,000 sold of $70,000,000 · 47 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Nov 29, 2012 · D · $0 sold of $70,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $31.3M from 47 investors (45% of the $70M target) as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

AppeProPo, Inc.

New York, NY · Sep 18, 2012 → Nov 7, 2013 · 2 filings
  • Nov 7, 2013 · D · $1,500,000 sold of $1,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 18, 2012 · D · $1,566,189 sold of $1,566,189 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.57M from 17 investors (100% of the $1.5M target) as of the latest filing. John is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Interaxon

InteraXon Inc.

Toronto, Ontario, Canada (as filed: A6) · Apr 12, 2012 → Sep 9, 2013 · 4 filings
  • Sep 9, 2013 · D/A · $6,015,408 sold of $6,076,408 · 16 investors · min. $1,000 · role: Director EDGAR ↗
  • Aug 22, 2013 · D/A · $6,010,908 sold of $6,076,408 · 15 investors · min. $1,000 · role: Director EDGAR ↗
  • Jul 24, 2013 · D · $4,168,408 sold of $6,076,408 · 11 investors · min. $1,000 · role: Director EDGAR ↗
  • Apr 12, 2012 · D · $449,996 sold of $630,001 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.1M from 51 investors (100% of the $6.08M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology · group: Interaxon

InteraXon U.S., Inc.

Livingston, NJ · Apr 4, 2012 → Sep 9, 2013 · 4 filings
  • Sep 9, 2013 · D/A · $668,383 sold of $675,383 · 16 investors · min. $1,000 · role: Director EDGAR ↗
  • Aug 22, 2013 · D/A · $667,883 sold of $675,383 · 15 investors · min. $1,000 · role: Director EDGAR ↗
  • Jul 24, 2013 · D · $463,383 sold of $675,383 · 11 investors · min. $1,000 · role: Director EDGAR ↗
  • Apr 4, 2012 · D · $50,999 sold of $71,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $668K from 16 investors (99% of the $675K target) as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Voxy

Voxy, Inc.

New York, NY · Mar 26, 2012 → Aug 19, 2013 · 3 filings
  • Aug 19, 2013 · D · $8,505,245 sold of $10,755,245 · 13 investors · min. $1,377 · role: Director EDGAR ↗
  • Apr 22, 2013 · D · $1,228,000 sold of $3,000,000 · 11 investors · min. $1,350 · role: Director EDGAR ↗
  • Mar 26, 2012 · D · $2,279,477 sold of $4,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.51M from 13 investors (79% of the $10.8M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Infochimps, Inc.

Austin, TX · Apr 19, 2012 → Jun 4, 2013 · 3 filings
  • Jun 4, 2013 · D · $595,000 sold of $700,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 22, 2013 · D/A · $2,788,750 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 19, 2012 · D · $305,000 sold of $1,300,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.79M from 15 investors (100% of the $700K target) as of the latest filing. John is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Centzy, Inc.

New York, NY · Oct 29, 2012
  • Oct 29, 2012 · D · $794,999 sold of $794,999 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $795K from 1 investor (100% of the $795K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

ShareSquare Inc.

Los Angeles, CA · Jul 12, 2011
  • Jul 12, 2011 · D · $266,386 sold of $1,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $266K from 4 investors (18% of the $1.5M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology · group: Voxy

Voxy, Inc.

New York, NY · Jan 14, 2011
  • Jan 14, 2011 · D · $1,243,479 sold of $1,243,479 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.24M from 18 investors (100% of the $1.24M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

ff Silver Venture Capital Fund, L.P.

Roseland, NJ · Nov 29, 2010
  • Nov 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John F. Frankel — VA, CA, 4 issuers, Jan 23, 2014 → Sep 7, 2016 · no shared issuer
  • John Frankel — IL, 1 issuer, Oct 18, 2012 → Oct 18, 2012 · no shared issuer
  • John Frankel — MN, 1 issuer, Dec 4, 2019 → Dec 4, 2019 · no shared issuer
  • John Frankel — United Kingdom (as filed: X0), 1 issuer, Jun 30, 2021 → Jun 30, 2021 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Trevor Coleman

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as John Frankel. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Ariel Garten

Executive Officer, Director, Promoter · 8 shared filings (2 issuers)

Listed on the same filings as John Frankel. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Katz

Executive Officer · 8 shared filings (5 issuers) · also on 1 other issuer

Alex Katz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

PHIL DUMAS

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

MANUEL KADRE

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Aimone

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as John Frankel. Their page shows their other deals.

VU
No photo found yet (own website and image search run after this page is viewed)
Person

Vijay Ullal

Director · 6 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Raphael Nardari

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

YZ
No photo found yet (own website and image search run after this page is viewed)
Person

Yitao Zhuang

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Hix

Executive Officer, Director, Promoter · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD SIMONI

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Rainey

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Plotkin

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Gollash

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as John Frankel. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Petrucelli

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Corsell

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Peter L. Corsell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aziz Gilani

Director · 4 shared filings (2 issuers) · also on 6 other issuers

Aziz Gilani is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Wong

Director · 4 shared filings (2 issuers)

Listed on the same filings as John Frankel. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dominiek ter Heide

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Micah Rosenbloom

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Frankel. Their page shows their other deals.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

Nick Taranto

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Sally Genster Robling

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Peruzzi

Executive Officer · 4 shared filings (1 issuer) · also on 4 other issuers

Robert Peruzzi is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Harbin

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Parkinson

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Reaber

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

OS
No photo found yet (own website and image search run after this page is viewed)
Person

Oleksandr Serduik

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as John Frankel. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Shenderovich

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Edward Shenderovich is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Chernis

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Frankel. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dhruv Bansal

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Frankel. Their page shows their other deals.

The team behind the deals

Sponsor group

Interaxon

2 issuers · 13 filings · $2.02M reported sold · 2012–2018

One team, 2 deal companies. John Frankel is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Frankel.

Sponsor group

Ff Sapphire

2 issuers · 4 filings · $53.8M reported sold · 2014–2016

One team, 2 deal companies. John Frankel is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Frankel.

Sponsor group

Sole Member

2 issuers · 3 filings · $0 reported sold · 2022–2023

One team, 2 deal companies. John Frankel is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Frankel.

Sponsor group

Voxy

2 issuers · 5 filings · $9.75M reported sold · 2010–2013
  • V Voxy, Inc. Other · $8.51M sold · 2010 · listed
  • V Voxy, Inc. Other Technology · $1.24M sold · 2011 · listed

One team, 2 deal companies. John Frankel is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Frankel.

Sponsor group

Clearpath

2 issuers · 5 filings · $1.69M reported sold · 2010–2014

One team, 2 deal companies. John Frankel is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Frankel.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 42 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Frankel by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 42 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Frankel is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dublin, L2). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

alphavertex.ai ↗ found on Alpha Vertex, Inc. (alphavertex.ai — Form C 0001770585-19-000003 (issuer website as filed))

Change history

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