John Fleming is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Jul 2010 and May 2016: CORNERSTONE CAPITAL RESOURCES INC (Ottawa, Ontario, Canada (as filed: A6) — other energy — 2010–2016; $3.53M reported sold to 132 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Beverley A Evans (4 shared filings), Colin McKenzie (4 shared filings), David Loveys (4 shared filings), Donald Worth (4 shared filings), H. Brooke Macdonald (3 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for John Fleming and found 9 differences: John Fleming's role changed at CORNERSTONE CAPITAL RESOURCES INC: director → executive officer, director; John Fleming is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.