JOHN ERICKSON is listed as a director on 5 SEC Form D filings by 1 issuer between May 2009 and Jun 2012: HEALTHUNITY CORP (Bellevue, WA — other technology — 2009–2012; $2.05M reported sold to 25 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jay Pathy (5 shared filings), PREM URALI (5 shared filings), ERIC HUGHES (4 shared filings), PIERRE DONALDSON (3 shared filings), Frank Artale (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.
The issuer belongs to the sponsor group Fremont Woodland (15 issuers, $11.9M reported sold, 2009–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Fremont Woodland has 15 companies on file and $11.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 4 state regulator orders listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for JOHN ERICKSON and found 8 differences, 1 worth asking the sponsor about: 4 state securities orders name the subject or team members; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.