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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:51 AM ET

Sponsor Check › Person

JE
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JOHN ERICKSON

Named as an officer, director or promoter on SEC Form D filings · WA · May 20, 2009 → Jun 4, 2012

1deal (issuers)
$2.05Mreported sold
25investors
5Form D filings
2009–2012years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN ERICKSON is listed as a director on 5 SEC Form D filings by 1 issuer between May 2009 and Jun 2012: HEALTHUNITY CORP (Bellevue, WA — other technology — 2009–2012; $2.05M reported sold to 25 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jay Pathy (5 shared filings), PREM URALI (5 shared filings), ERIC HUGHES (4 shared filings), PIERRE DONALDSON (3 shared filings), Frank Artale (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

The issuer belongs to the sponsor group Fremont Woodland (15 issuers, $11.9M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Fremont Woodland has 15 companies on file and $11.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 4 state regulator orders listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for JOHN ERICKSON and found 8 differences, 1 worth asking the sponsor about: 4 state securities orders name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN ERICKSON has not run yet — it is joining a line of 28,357 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In re: John L. Erickson closed
District Court, W.D. Washington · No. 2:09-rd-00005 · Filed Jan 10, 2011 · Closed Jan 6, 2010
Role of John L. Erickson: Party · Outcome: Terminated 2010-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 192 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (WA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 state regulator orders

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Aug 6, 2008 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-06-065-08-CO03 · Parties (regulator's caption): John M. Erickson · Order entered with/against: John M. Erickson
As listed by the regulator: On August 6, 2008, the Securities Division entered into a Consent Order with John M. Erickson. The Securities Division had previously entered a Summary Order to Cease and Desist and Notice of Intent to Impose Fines and Charge Costs against Malibu Development Corporation; The Meridian on Bainbridge Island LLC; CMHCEH LLC; John M. Erickson; Bruce McCurdy; Christopher M. Heins; and Michael B. Reetz, (collectively “Respondents”) on June 8, 2007. … In settling the matter, Respondent Erickson neither admitted nor denied the allegations, but agreed to cease and desist from violating the Securities Act. Respondent Erickson agreed that he will not to apply for nor be granted a license as a broker-dealer, securities salesperson, investment adviser, or investment adviser representative in the State of Washington for a period of ten (10) years from the date of entry of the consent order. Respondent Erickson agreed to pay a fine of $2,000. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in the person's filing state (WA)
Summary Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jun 8, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-06-065-07-TO01 · Parties (regulator's caption): Malibu Development Corporation; The Meridian on Bainbridge Island, LLC; CMHCEH, L.L.C.; John M. Erickson; Bruce McCurdy; Christopher M. Heins; and Michael B. Reetz · Order entered with/against: Malibu Development Corporation; The Meridian on Bainbridge Island, LLC; CMHCEH, L.L.C.; John M. Erickson; Bruce McCurdy; Christopher M. Heins; and Michael B. Reetz
As listed by the regulator: On June 8, 2007, the Securities Division entered a Summary Order to Cease and Desist and Notice of Intent to Impose Fines and Charge Costs against Malibu Development Corporation; The Meridian on Bainbridge Island, LLC; CMHCEH, L.L.C.; John M. Erickson; Bruce McCurdy; Christopher M. Heins; and Michael B. Reetz, (collectively “Respondents”). … The Securities Division orders the Respondents to cease and desist from violating the securities registration, broker dealer and/or securities salesperson registration and anti-fraud provisions of the Securities Act of Washington. The Securities Division gave notice of its intent to collect fines and charge costs. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in the person's filing state (WA)
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jan 14, 2004 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-03-083-03-CO01 · Parties (regulator's caption): John A. Erickson, Respondent · Order entered with/against: John A. Erickson
As listed by the regulator: On January 14, 2004, the Securities Division entered into a Consent Order with John A. Erickson (“Erickson”). … During the Division’s investigation, MSDW agreed to compensate the customer for her losses. Pursuant to the terms of the Consent Order, Erickson paid a fine of $10,000 as well as $2,000 for the Division’s investigative costs. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in the person's filing state (WA)
Statement of Charges and Notice of Intent to Enter an Order to Suspend Registrations and Impose Fines WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Oct 13, 2003 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-03-083-03-SC01E · Parties (regulator's caption): John A. Erickson, Respondent · Order entered with/against: John A. Erickson
As listed by the regulator: On October 13, 2003, the Securities Division entered a Statement of Charges and Notice of Intent to Enter an Order to Suspend Registrations and Impose Fines against John A. Erickson (“Erickson”). … The Division gave notice of its intent to suspend Erickson’s license. The Division also intends to seek a fine of $10,000. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in the person's filing state (WA)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN ERICKSON..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for JOHN ERICKSON — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Oct 13, 2003 – Aug 6, 2008

4 state securities orders name the subject or team members

WA securities regulator consent order naming JOHN ERICKSON (Aug 6, 2008) · WA securities regulator summary order naming JOHN ERICKSON (Jun 8, 2007) · WA securities regulator consent order naming JOHN ERICKSON (Jan 14, 2004) · WA securities regulator statement of charges and notice of intent to enter an order to suspend registrations and impose fines naming JOHN ERICKSON (Oct 13, 2003)

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · Apr 23, 2012 – Jun 4, 2012

Form D filed 42 days after the first sale — HEALTHUNITY CORP

The filing says the first sale was Apr 23, 2012. The Form D was filed Jun 4, 2012 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 28, 2006 – Jun 4, 2012

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — HEALTHUNITY CORP (latest filing Jun 4, 2012) · No amendment in the last 12 months on an offering that may still be open — HEALTHUNITY CORP (latest filing Oct 22, 2010) · No amendment in the last 12 months on an offering that may still be open — HEALTHUNITY CORP (latest filing Jul 8, 2010) · No amendment in the last 12 months on an offering that may still be open — HEALTHUNITY CORP (latest filing May 20, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jul 15, 2014 – Sep 19, 2025

Same name, different state: "John R. Erickson" (TX) is a separate record

This page covers filings where the address state is WA. A separate record, "John R. Erickson" with address state TX, is listed on 3 filings — most recently by Unchanted Forest, LLC (Sep 19, 2025). The two records do not overlap in time: this page runs May 20, 2009 to Jun 4, 2012; the other runs Jul 15, 2014 to Sep 19, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 15, 2019

Same name, different state: "John R. Erickson" (NY) is a separate record

This page covers filings where the address state is WA. A separate record, "John R. Erickson" with address state NY, is listed on 2 filings — most recently by Blue Mountain Credit Alternatives Fund Ltd. (Jul 15, 2019). The two records do not overlap in time: this page runs May 20, 2009 to Jun 4, 2012; the other has one filing dated Jul 15, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 7, 2014 – Sep 18, 2018

Same name, different state: "John D. Erickson" (ND) is a separate record

This page covers filings where the address state is WA. A separate record, "John D. Erickson" with address state ND, is listed on 5 filings — most recently by Assurity Energy Holdings, LLC (Sep 18, 2018). The two records do not overlap in time: this page runs May 20, 2009 to Jun 4, 2012; the other runs Aug 7, 2014 to Sep 18, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 6, 2014 – Aug 18, 2015

Same name, different state: "JOHN R. ERICKSON" (MD) is a separate record

This page covers filings where the address state is WA. A separate record, "JOHN R. ERICKSON" with address state MD, is listed on 3 filings — most recently by AMERICAN CAPITAL CLO FUND I, LP (Aug 18, 2015). The two records do not overlap in time: this page runs May 20, 2009 to Jun 4, 2012; the other runs May 6, 2014 to Aug 18, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 30, 2013

Same name, different state: "John Erickson" (CA) is a separate record

This page covers filings where the address state is WA. A separate record, "John Erickson" with address state CA, is listed on 2 filings — most recently by PETROMINERALS CORP (Oct 30, 2013). The two records do not overlap in time: this page runs May 20, 2009 to Jun 4, 2012; the other has one filing dated Oct 30, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 4, 2012 D
HEALTHUNITY CORP
File 021-179214
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2010 D/A
HEALTHUNITY CORP
File 021-148847
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2010 D
HEALTHUNITY CORP
File 021-144622
$0$0$0None listed on this filingEDGAR ↗
May 20, 2009 D/A
HEALTHUNITY CORP
File 021-84795
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Erickson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology · group: Fremont Woodland

HEALTHUNITY CORP

Bellevue, WA · May 20, 2009 → Jun 4, 2012 · 5 filings
  • Jun 4, 2012 · D · $188,000 sold of $2,401,099 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2010 · D/A · $960,000 sold of $3,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 12, 2010 · D · $960,000 sold of $3,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2010 · D · $800,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2009 · D/A · $2,054,840 sold of $4,095,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.05M from 25 investors (86% of the $2.4M target) as of the latest filing. John is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • JOHN R. ERICKSON — MD, 3 issuers, May 6, 2014 → Aug 18, 2015 · no shared issuer
  • John R. Erickson — TX, 2 issuers, Jul 15, 2014 → Sep 19, 2025 · no shared issuer
  • John R. Erickson — NY, 2 issuers, Jul 15, 2019 → Jul 15, 2019 · no shared issuer
  • John Erickson — CA, 1 issuer, Oct 30, 2013 → Oct 30, 2013 · no shared issuer
  • John D. Erickson — ND, 1 issuer, Aug 7, 2014 → Sep 18, 2018 · no shared issuer
  • John Erickson — IN, 1 issuer, Dec 4, 2023 → Dec 4, 2023 · no shared issuer
  • John Erickson — MD, 1 issuer, Jun 9, 2009 → Jun 9, 2009 · no shared issuer

People around John 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PU
No photo found yet (own website and image search run after this page is viewed)
Person

PREM URALI

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Pathy

Director, Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Jay Pathy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC HUGHES

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

PIERRE DONALDSON

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

FA
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Artale

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Frank Artale is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Green

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Segal

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Tawfiq Arafat

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Erickson. Their page shows their other deals.

The team behind the deals

Sponsor group

Fremont Woodland

15 issuers · 23 filings · $11.9M reported sold · 2009–2025

One team, 15 deal companies. John Erickson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN ERICKSON.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN ERICKSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Erickson is listed on: none on file. No website or social profile named in HEALTHUNITY CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #340,220 of 374,652 in line (1,346 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bellevue, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when JOHN ERICKSON appears on a new Form D, or when a court case or SEC action is matched to them. See plans →