John Eric Schmitz is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Aug 2009 and Apr 2010: Frontier Income & Growth LLC (Dallas, TX — oil and gas — 2009; $3.52M reported sold) and Frontier Income & Growth II LLC (Dallas, TX — oil and gas — 2010).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $3.52M sold in total.
Listed alongside David York (2 shared filings) and Timothy Burroughs (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Frontier (4 issuers, $743K reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Frontier has 4 companies on file and $743K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Eric Schmitz and found 4 differences, 1 worth asking the sponsor about: John Eric Schmitz is no longer listed on the May 18, 2010 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.