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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

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John Dugan

Named as an officer, director or promoter on SEC Form D filings · TN · Jun 13, 2013 → Jun 13, 2013

1deal (issuers)
$14.4Mreported sold
22investors
1Form D filing
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Dugan is listed as an executive officer and promoter on 1 SEC Form D filing by 1 issuer in Jun 2013: TRADE INFORMATICS INC (New York, NY — other technology — 2013; $14.4M reported sold to 22 investors).

What this means One deal on file with the SEC, filed Jun 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jeffrey D. Engelberg (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuer belongs to the sponsor group C2w (3 issuers, $215.8M reported sold, 2012–2024).

What this means A sponsor group is one team that sets up a new company for each deal. C2w has 3 companies on file and $215.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 41 bankruptcy cases matching the name listed in Key records below.

What this means 45 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Dugan and found 4 differences, 1 worth asking the sponsor about: John Dugan is no longer listed on the Sep 16, 2013 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Dugan has not run yet — it is joining a line of 49,016 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 1 closed (disposition not in docket feed), 3 dismissed

John W. Dugan v. MUFG Union Bank, N.A. closed
District Court, C.D. California · No. 5:23-cv-01369 · Filed Jul 13, 2023 · Closed Mar 7, 2025 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of John W. Dugan: Plaintiff · Outcome: Terminated 2025-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John Dugan v. Fedex Corporation dismissed
District Court, C.D. California · No. 2:02-cv-01234 · Filed Feb 8, 2002 · Closed Nov 5, 2002 · Nature of suit: 380 Other personal property damage
Role of John Dugan: Plaintiff · Outcome: Terminated 2002-11-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
ADMIRAL INSURANCE COMPANY v. DUGAN, JOHN C dismissed
District Court, N.D. Illinois · No. · Filed Jun 8, 1989 · Closed Oct 19, 1989 · Nature of suit: 140 Negotiable instruments
Role of DUGAN, JOHN C: Defendant · Outcome: Terminated 1989-10-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
MARY P. DUNLEAVY v. JOHN P. DUGAN, JR., ET AL., dismissed
District Court, D. Delaware · No. · Filed Feb 5, 1988 · Closed Nov 29, 1990 · Nature of suit: 160 Stockholder's suits
Role of JOHN P. DUGAN, JR.: Defendant · Outcome: Terminated 1990-11-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in DE (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Dugan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

41 cases: 41 closed (disposition not in docket feed)

John D. Dugan closed
United States Bankruptcy Court, N.D. Ohio · No. 22-50903 · Filed Aug 4, 2022 · Closed Nov 29, 2022
Role of John D. Dugan: Debtor · Outcome: Case closed 2022-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
JOHN DUGAN closed
United States Bankruptcy Court, D. Nevada · No. 22-50210 · Filed Apr 20, 2022 · Closed Jul 22, 2022
Role of JOHN DUGAN: Debtor · Outcome: Case closed 2022-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
John Dugan and Erin M Dugan closed
United States Bankruptcy Court, D. New Jersey · No. 19-22795 · Filed Jun 28, 2019 · Closed Oct 29, 2019
Role of John Dugan and Erin M Dugan: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
John F. Dugan closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 17-23704 · Filed Sep 14, 2017 · Closed Jul 5, 2022
Role of John F. Dugan: Debtor · Outcome: Case closed 2022-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John E Dugan, III closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 17-70546 · Filed Jul 20, 2017 · Closed Dec 13, 2017
Role of John E Dugan, III: Debtor · Outcome: Case closed 2017-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John W. Dugan closed
United States Bankruptcy Court, N.D. New York · No. 16-11659 · Filed Sep 14, 2016 · Closed Nov 19, 2019
Role of John W. Dugan: Debtor · Outcome: Case closed 2019-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
John Dugan closed
United States Bankruptcy Court, D. Connecticut · No. 16-50702 · Filed May 26, 2016 · Closed Nov 2, 2016
Role of John Dugan: Debtor · Outcome: Case closed 2016-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
John R. Dugan, III and Kelly L. Dugan closed
United States Bankruptcy Court, E.D. Virginia · No. 15-31364 · Filed Mar 17, 2015 · Closed Apr 30, 2019
Role of John R. Dugan, III: Debtor · Outcome: Case closed 2019-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
John F Dugan and Carol J Dugan closed
United States Bankruptcy Court, S.D. Ohio · No. 1:14-bk-11544 · Filed Apr 14, 2014 · Closed Aug 7, 2014
Role of John F Dugan and Carol J Dugan: Debtor · Outcome: Case closed 2014-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
John E Dugan, III closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 14-70201 · Filed Apr 1, 2014 · Closed Sep 6, 2017
Role of John E Dugan, III: Debtor · Outcome: Case closed 2017-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John C Dugan, Jr. and Jennifer L. Dugan closed
United States Bankruptcy Court, D. New Jersey · No. 14-13418 · Filed Feb 27, 2014 · Closed Aug 18, 2014
Role of John C Dugan, Jr.: Debtor · Outcome: Case closed 2014-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
John F. Dugan closed
United States Bankruptcy Court, D. New Jersey · No. 14-11724 · Filed Jan 31, 2014 · Closed May 5, 2014
Role of John F. Dugan: Debtor · Outcome: Case closed 2014-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
John D Dugan closed
United States Bankruptcy Court, D. Kansas · No. 12-12325 · Filed Aug 23, 2012 · Closed Sep 18, 2013
Role of John D Dugan: Debtor · Outcome: Case closed 2013-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)
John T. Dugan closed
United States Bankruptcy Court, D. Massachusetts · No. 11-17364 · Filed Aug 2, 2011 · Closed Dec 5, 2011
Role of John T. Dugan: Debtor · Outcome: Case closed 2011-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
John K Dugan closed
United States Bankruptcy Court, S.D. Ohio · No. 1:11-bk-11927 · Filed Mar 31, 2011 · Closed Jul 25, 2011
Role of John K Dugan: Debtor · Outcome: Case closed 2011-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
John D. Dugan closed
United States Bankruptcy Court, S.D. Illinois · No. 08-30636 · Filed Mar 31, 2008 · Closed Feb 1, 2013
Role of John D. Dugan: Debtor · Outcome: Case closed 2013-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
John D. Dugan closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-15047 · Filed Sep 5, 2007 · Closed Jan 11, 2008
Role of John D. Dugan: Debtor · Outcome: Case closed 2008-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John Dugan, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 06-10454 · Filed Mar 9, 2006 · Closed Jun 7, 2007
Role of John Dugan, Jr.: Debtor · Outcome: Case closed 2007-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
John R Dugan closed
United States Bankruptcy Court, D. Maryland · No. 05-37811 · Filed Oct 13, 2005 · Closed Jan 17, 2006
Role of John R Dugan: Debtor · Outcome: Case closed 2006-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)
John W. Dugan and Wanda S. Dugan closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:03-bk-77626 · Filed Nov 16, 2003 · Closed May 9, 2007
Role of John W. Dugan and Wanda S. Dugan: Debtor · Outcome: Case closed 2007-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
John H Dugan and Holly S Dugan closed
United States Bankruptcy Court, C.D. California · No. 1:03-bk-17643 · Filed Sep 16, 2003 · Closed Jan 30, 2004
Role of John H Dugan and Holly S Dugan: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John P Dugan and Marilyn L Dugan closed
United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-09851 · Filed Aug 22, 2003 · Closed Feb 10, 2004
Role of John P Dugan and Marilyn L Dugan: Debtor · Outcome: Case closed 2004-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
John H. Dugan closed
United States Bankruptcy Court, N.D. California · No. 03-51444 · Filed Mar 7, 2003 · Closed Jun 10, 2003
Role of John H. Dugan: Debtor · Outcome: Case closed 2003-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
John G. Dugan closed
United States Bankruptcy Court, N.D. Georgia · No. 02-94537 · Filed Apr 30, 2002 · Closed Aug 22, 2002
Role of John G. Dugan: Debtor · Outcome: Case closed 2002-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
John J. Dugan closed
United States Bankruptcy Court, D. Connecticut · No. 01-50733 · Filed Jun 1, 2001 · Closed Sep 26, 2001
Role of John J. Dugan: Debtor · Outcome: Case closed 2001-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
John M. Dugan closed
United States Bankruptcy Court, D. Guam · No. 00-00104 · Filed Aug 7, 2000 · Closed Feb 1, 2001
Role of John M. Dugan: Debtor · Outcome: Case closed 2001-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in GU (not a filing state)
John Dugan closed
United States Bankruptcy Court, S.D. Illinois · No. 00-32177 · Filed Aug 7, 2000 · Closed Nov 20, 2000
Role of John Dugan: Debtor · Outcome: Case closed 2000-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
John P Dugan and Sharon M. Dugan closed
United States Bankruptcy Court, N.D. Ohio · No. 00-62267 · Filed Jul 12, 2000 · Closed Nov 15, 2000
Role of John P Dugan and Sharon M. Dugan: Debtor · Outcome: Case closed 2000-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
John C. Dugan and Kathy Clifton Dugan closed
United States Bankruptcy Court, W.D. Louisiana · No. 00-50780 · Filed Apr 24, 2000 · Closed Aug 8, 2000
Role of John C. Dugan and Kathy Clifton Dugan: Debtor · Outcome: Case closed 2000-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)
John J. Dugan, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-13937 · Filed Mar 27, 2000 · Closed Aug 17, 2000
Role of John J. Dugan, Jr.: Debtor · Outcome: Case closed 2000-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John J. Dugan and Ann Dugan closed
United States Bankruptcy Court, D. New Jersey · No. 99-39907 · Filed Sep 7, 1999 · Closed Dec 29, 1999
Role of John J. Dugan and Ann Dugan: Debtor · Outcome: Case closed 1999-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
John J. Dugan and Amy D. Rehfield closed
United States Bankruptcy Court, D. Maine · No. 99-20839 · Filed May 25, 1999 · Closed Oct 2, 2002
Role of John J. Dugan and Amy D. Rehfield: Debtor · Outcome: Case closed 2002-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)
John J. Dugan and Amy D. Rehfield closed
United States Bankruptcy Court, D. Maine · No. 99-20534 · Filed Apr 12, 1999 · Closed Jun 2, 1999
Role of John J. Dugan and Amy D. Rehfield: Debtor · Outcome: Case closed 1999-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)
John E. Dugan closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-19887 · Filed Aug 13, 1997 · Closed Apr 16, 2003
Role of John E. Dugan: Debtor · Outcome: Case closed 2003-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John J. Dugan closed
United States Bankruptcy Court, E.D. Wisconsin · No. 96-24036 · Filed May 17, 1996 · Closed Aug 28, 1996
Role of John J. Dugan: Debtor · Outcome: Case closed 1996-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
John Dugan closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-16102 · Filed Aug 7, 1995 · Closed Feb 21, 1996
Role of John Dugan: Debtor · Outcome: Case closed 1996-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
John J. Dugan and Lorraine C. Dugan closed
United States Bankruptcy Court, D. Connecticut · No. 94-20847 · Filed Mar 10, 1994 · Closed Jun 28, 1994
Role of John J. Dugan and Lorraine C. Dugan: Debtor · Outcome: Case closed 1994-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
John P. Dugan and Linda D. Dugan closed
United States Bankruptcy Court, E.D. Kentucky · No. 93-20782 · Filed Jul 6, 1993 · Closed Feb 15, 1994
Role of John P. Dugan and Linda D. Dugan: Debtor · Outcome: Case closed 1994-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
John J. Dugan and June S. Dugan closed
United States Bankruptcy Court, D. Connecticut · No. 92-52185 · Filed Jun 26, 1992 · Closed Feb 28, 1995
Role of John J. Dugan and June S. Dugan: Debtor · Outcome: Case closed 1995-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
John L. Dugan closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:89-bk-00848 · Filed Jun 27, 1989 · Closed Jan 29, 1990
Role of John L. Dugan: Debtor · Outcome: Case closed 1990-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Anna Mae Dugan and John J. Dugan closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 88-20547 · Filed Mar 1, 1988 · Closed Dec 20, 1988
Role of John J. Dugan: Debtor · Outcome: Case closed 1988-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for John Dugan — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 13, 2013 – Sep 16, 2013

John Dugan is no longer listed on the Sep 16, 2013 amendment — TRADE INFORMATICS INC

John Dugan appears on the Jun 13, 2013 Form D/A (executive officer, promoter) but not on the Sep 16, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 13, 2013 ↗Form D/A · Sep 16, 2013 ↗John Dugan — PartnerFacts page ↗TRADE INFORMATICS INC — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Aug 10, 2017

Same name, different state: "John Dugan" (NJ) is a separate record

This page covers filings where the address state is TN. A separate record, "John Dugan" with address state NJ, is listed on 2 filings — most recently by SumRidge Partners Holdings LLC (Aug 10, 2017). Both records have filings in the same period (Jun 13, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Dugan (NJ) — PartnerFacts page ↗Form D · Aug 10, 2017 ↗SumRidge Partners Holdings LLC — PartnerFacts page ↗John Dugan (TN) — this page ↗
Sources
Note · Jun 13, 2013 – Sep 16, 2013

Address moved from Germantown, TN to Hillsborough, CA — TRADE INFORMATICS INC

The people listed on the Jun 13, 2013 filing give Germantown, TN; on the Sep 16, 2013 filing they give Hillsborough, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 13, 2013 ↗Form D/A · Sep 16, 2013 ↗TRADE INFORMATICS INC — PartnerFacts page ↗
Sources
Note · Dec 14, 2012 – Jun 13, 2013

Address moved from Nashville, TN to Germantown, TN — TRADE INFORMATICS INC

The people listed on the Dec 14, 2012 filing give Nashville, TN; on the Jun 13, 2013 filing they give Germantown, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 14, 2012 ↗Form D/A · Jun 13, 2013 ↗TRADE INFORMATICS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 13, 2013 D/A
TRADE INFORMATICS INC
File 021-188386
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Dugan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TI
Other Technology · group: C2w

TRADE INFORMATICS INC

New York, NY · Jun 13, 2013
  • Jun 13, 2013 · D/A · $203,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $14.4M from 22 investors as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Dugan — NJ, 1 issuer, Jul 17, 2012 → Aug 10, 2017 · no shared issuer

People around John 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey D. Engelberg

Director, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Dugan. Their page shows their other deals.

The team behind the deals

C
Sponsor group

C2w

3 issuers · 22 filings · $215.8M reported sold · 2012–2024

One team, 3 deal companies. John Dugan is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Dugan.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Dugan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Dugan is listed on: none on file. No website or social profile named in TRADE INFORMATICS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #215,340 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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