PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:01 AM ET

Sponsor Check › Person

John Rogers

Related person on Form D filings · address state as listed: MA · listed Dec 9, 2009 → Apr 7, 2025

2issuers
21Form D filings
2009–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 14 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Apr 7, 2025 D/A
File 021-534274
$0$0$0None listed on this filing
EDGAR ↗Feb 1, 2024 D
File 021-504168
$0$0$0None listed on this filing
EDGAR ↗Feb 1, 2022 D/A
File 021-419663
$0$0$0None listed on this filing
EDGAR ↗Jul 29, 2019 D
File 021-345300
$0$0$0None listed on this filing
EDGAR ↗Nov 8, 2018 D
File 021-325362
$0$0$0None listed on this filing
EDGAR ↗Aug 20, 2018 D
File 021-319639
$0$0$0None listed on this filing
EDGAR ↗Dec 13, 2017 D
File 021-300654
$0$0$0None listed on this filing
EDGAR ↗Aug 25, 2017 D/A
File 021-289346
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2016 D
File 021-276455
$0$0$0None listed on this filing
EDGAR ↗Aug 28, 2015 D
File 021-246673
$0$0$0None listed on this filing
EDGAR ↗Dec 27, 2013 D
File 021-208803
$0$0$0None listed on this filing
EDGAR ↗Apr 18, 2013 D/A
File 021-188415
$0$0$0None listed on this filing
EDGAR ↗Jan 27, 2012 D/A
File 021-161941
$0$0$0None listed on this filing
EDGAR ↗Jul 2, 2010 D/A
File 021-136781
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Epicore Biosystems, Inc.DirectorApr 7, 2025D/A$35,000,000
similar: $2,000,000–$19,999,994
$25,686,1044
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Epicore Biosystems, Inc.DirectorJan 6, 2025D$35,000,000
similar: $2,000,000–$19,999,994
$25,686,10444
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Epicore Biosystems, Inc.DirectorFeb 1, 2024D$10,000,000
similar: $2,000,000–$19,999,994
$1,539,9992
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Epicore Biosystems, Inc.DirectorFeb 1, 2022D/A$10,000,000
similar: $2,000,000–$19,999,994
$9,500,0005
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Epicore Biosystems, Inc.DirectorNov 3, 2021D$10,000,000
similar: $2,000,000–$19,999,994
$4,650,0004
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗MC10, Inc.DirectorJul 29, 2019D$6,109,187
similar: $1,100,015–$10,001,163
$2,468,5456
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorNov 8, 2018D$12,398,471
similar: $1,100,015–$10,001,163
$10,028,5004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorAug 20, 2018D$4,000,000
similar: $1,100,015–$10,001,163
$2,500,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorDec 13, 2017D$24,987,363
similar: $1,100,015–$10,001,163
$14,980,3912
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorAug 25, 2017D/A$10,000,000
similar: $1,100,015–$10,001,163
$9,232,96218
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorJun 23, 2017D$7,702,026
similar: $1,100,015–$10,001,163
$7,286,17611
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorDec 16, 2016D$5,000,000
similar: $1,100,015–$10,001,163
$5,000,00014
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorAug 28, 2015D$40,000,000
similar: $1,100,015–$10,001,163
$00
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorDec 27, 2013D$19,809,064
similar: $1,100,015–$10,001,163
$19,809,06415
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorApr 18, 2013D/A$18,150,003
similar: $1,100,015–$10,001,163
$18,150,00315
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorDec 14, 2012D$10,000,001
similar: $1,100,015–$10,001,163
$10,000,00111
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorJan 27, 2012D/A$17,150,000
similar: $1,100,015–$10,001,163
$17,150,00010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorAug 24, 2011D/A$15,150,000
similar: $1,100,015–$10,001,163
$15,150,0008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorJun 28, 2011D$12,800,000
similar: $1,100,015–$10,001,163
$12,800,0006
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorJul 2, 2010D/A$6,208,131
similar: $1,100,015–$10,001,163
$6,208,1318
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MC10, Inc.DirectorDec 9, 2009D$5,658,131
similar: $1,100,015–$10,001,163
$5,658,1316
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • John Rogers — address state NY, 18 issuers, Jun 30, 2014 → Oct 9, 2026
  • John Wesley Rogers — address state GA,2Q, 17 issuers, Feb 1, 2016 → Jan 28, 2019
  • John W. Rogers, Jr. — address state IL, 5 issuers, Jun 21, 2018 → Jul 10, 2025
  • John Rogers — address state CA, 3 issuers, Dec 6, 2010 → Oct 6, 2025
  • JOHN ROGERS — address state IL, 3 issuers, Aug 19, 2014 → Apr 22, 2021
  • John A. Rogers — address state IL, 3 issuers, May 13, 2020 → Mar 2, 2023
  • JOHN ROGERS — address state NC, 1 issuer, Apr 1, 2009 → Nov 16, 2016
  • John Rogers — address state MD, 1 issuer, Feb 26, 2013 → Jul 22, 2021
  • John P Rogers — address state MI, 1 issuer, Nov 17, 2017 → Mar 5, 2018
  • John David Rogers — address state CT,NV, 1 issuer, Jan 30, 2018 → Jun 19, 2018
  • John Rogers — address state NH, 1 issuer, Apr 25, 2018 → Jan 21, 2022
  • John D Rogers — address state OH, 1 issuer, Nov 16, 2021 → Nov 16, 2021
  • JOHN B. ROGERS, JR. — address state FL, 1 issuer, Nov 22, 2022 → Jun 24, 2025
  • John Rogers — address state OK, 1 issuer, Jul 10, 2024 → Jul 10, 2024
  • John F.W. Rogers — address state NY, 1 issuer, May 12, 2011 → May 12, 2011
  • John M. Rogers — address state CA, 1 issuer, Oct 26, 2011 → Sep 12, 2012
  • John Rogers — address state NV, 1 issuer, Feb 12, 2026 → Feb 12, 2026

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 30 names on the same filings (0 management entities, 30 people)

People and management entities the issuers listed as related persons on the same Form D filings as John Rogers. Source: the EDGAR rows in the table above.

  • Carmichael Roberts — 16 shared filings (1 issuer) · role as listed: Director · also listed on 27 other issuers
  • Jiong Ma — 13 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Paul Klingenstein — 11 shared filings (1 issuer) · role as listed: Director
  • Marc Singer — 9 shared filings (1 issuer) · role as listed: Director
  • David Icke — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Paul Bleicher — 7 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Scott D. Pomerantz — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Roozbeh Ghaffari — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Eric Brandt — 4 shared filings (1 issuer) · role as listed: Director
  • Alice Sansone — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Keith Katkin — 4 shared filings (1 issuer) · role as listed: Director
  • John Wright — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 65 other issuers
  • James Ryan — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Arthur Combs — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Laura Lang — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Donald Fuchs — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Benjamin Schlatka — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Jesus Pindado — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Stephen Lee — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Alexander J. Aranyosi — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kimberly Querrey — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Weihua Li — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jeffrey Model — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Steven N. Tannenbaum — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jeffrey McCarthy — 1 shared filing (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • George Whitesides — 1 shared filing (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Joing Ma — 1 shared filing (1 issuer) · role as listed: Director
  • Mark Matson — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Eric Dusseux — 1 shared filing (1 issuer) · role as listed: Director
  • JEFF MODEL — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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