Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

Sponsor Check › Person

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John McCarthy

Named as an officer, director or promoter on SEC Form D filings · IL · Jan 19, 2010 → Apr 9, 2024

3deals (issuers)

$185.4Mreported sold

206investors

21Form D filings

2010–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John McCarthy is listed as an executive officer and director on 21 SEC Form D filings by 3 issuers between Jan 2010 and Apr 2024: PharmaCann Inc. (Chicago, IL — industry reported as "Other" — 2020–2024; $110.4M reported sold to 134 investors), EQUITY BANCSHARES INC (Wichita, KS — commercial banking — 2011–2012; $75M reported sold to 70 investors) and GO GROUP LLC (Fort Lauderdale, FL — other travel — 2010; $56K reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $185.4M sold in total.

Listed alongside Brett Novey (16 shared filings), Stephen Schuler (16 shared filings), Patrick Unzicker (15 shared filings), James Patrick Barry (12 shared filings), Lori Richards (12 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 33 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for John McCarthy and found 13 differences, 1 worth asking the sponsor about: 8 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John McCarthy has not run yet — it is joining a line of 32,740 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John McCarthy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 3 open, 30 closed (disposition not in docket feed)

John McCarthy and Marcia McCarthy open

United States Bankruptcy Court, N.D. Illinois · No. 26-10381 · Filed Jun 22, 2026

Role of John McCarthy and Marcia McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John McCarthy and Marcia McCarthy open

United States Bankruptcy Court, N.D. Illinois · No. 21-14310 · Filed Dec 18, 2021

Role of John McCarthy and Marcia McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John M McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 21-07759 · Filed Jun 24, 2021 · Closed Sep 30, 2021

Role of John M McCarthy: Debtor · Outcome: Case closed 2021-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John J. McCarthy and Michelle M. McCarthy open

United States Bankruptcy Court, N.D. Illinois · No. 19-34591 · Filed Dec 8, 2019

Role of John J. McCarthy and Michelle M. McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John M. McCarthy and Shelley A. McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 18-19485 · Filed Jul 12, 2018 · Closed May 24, 2019

Role of John M. McCarthy and Shelley A. McCarthy: Debtor · Outcome: Case closed 2019-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John K McCarthy and Marcia M McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 17-19313 · Filed Jun 27, 2017 · Closed Sep 29, 2017

Role of John K McCarthy and Marcia M McCarthy: Debtor · Outcome: Case closed 2017-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John G McCarthy, Jr. closed

United States Bankruptcy Court, S.D. Florida. · No. 15-30997 · Filed Nov 30, 2015 · Closed Mar 10, 2016

Role of John G McCarthy, Jr.: Debtor · Outcome: Case closed 2016-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John K. McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-09953 · Filed Aug 26, 2014 · Closed Mar 23, 2015

Role of John K. McCarthy: Debtor · Outcome: Case closed 2015-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John S. McCarthy and Samantha M. McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 6:14-bk-03062 · Filed Mar 18, 2014 · Closed Jun 24, 2014

Role of John S. McCarthy and Samantha M. McCarthy: Debtor · Outcome: Case closed 2014-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John J. McCarthy and Ana C. McCarthy closed

United States Bankruptcy Court, S.D. Florida. · No. 14-12172 · Filed Jan 29, 2014 · Closed Jun 29, 2015

Role of John J. McCarthy and Ana C. McCarthy: Debtor · Outcome: Case closed 2015-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John E McCarthy and Margarita F McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 3:13-bk-06774 · Filed Nov 13, 2013 · Closed Oct 9, 2015

Role of John E McCarthy and Margarita F McCarthy: Debtor · Outcome: Case closed 2015-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John J McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 12-01759 · Filed Jan 19, 2012 · Closed Jun 4, 2012

Role of John J McCarthy: Debtor · Outcome: Case closed 2012-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John J McCarthy closed

United States Bankruptcy Court, S.D. Illinois · No. 11-40063 · Filed Jan 21, 2011 · Closed Mar 22, 2013

Role of John J McCarthy: Debtor · Outcome: Case closed 2013-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John J McCarthy and Stephanie L McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-06753 · Filed Aug 3, 2010 · Closed Oct 20, 2015

Role of John J McCarthy and Stephanie L McCarthy: Debtor · Outcome: Case closed 2015-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John G McCarthy and Panida McCarthy closed

United States Bankruptcy Court, S.D. Florida. · No. 10-14826 · Filed Feb 26, 2010 · Closed Jun 10, 2010

Role of John G McCarthy and Panida McCarthy: Debtor · Outcome: Case closed 2010-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John J McCarthy and Stephanie L McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 3:09-bk-01544 · Filed Mar 4, 2009 · Closed Sep 14, 2010

Role of John J McCarthy and Stephanie L McCarthy: Debtor · Outcome: Case closed 2010-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John M McCarthy and Shelley A. McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 08-23217 · Filed Sep 2, 2008 · Closed Mar 23, 2009

Role of John M McCarthy and Shelley A. McCarthy: Debtor · Outcome: Case closed 2009-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John K McCarthy and Andrea S McCarthy closed

United States Bankruptcy Court, S.D. Florida. · No. 08-13931 · Filed Mar 31, 2008 · Closed Jul 29, 2013

Role of John K McCarthy and Andrea S McCarthy: Debtor · Outcome: Case closed 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John J McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 8:07-bk-02157 · Filed Mar 21, 2007 · Closed Jun 4, 2007

Role of John J McCarthy: Debtor · Outcome: Case closed 2007-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John A McCarthy and Lori E McCarthy closed

United States Bankruptcy Court, M.D. Florida · No. 6:05-bk-09971 · Filed Sep 1, 2005 · Closed Jan 3, 2006

Role of John A McCarthy and Lori E McCarthy: Debtor · Outcome: Case closed 2006-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John P McCarthy and Melinda G McCarthy closed

United States Bankruptcy Court, D. Kansas · No. 05-23618 · Filed Aug 5, 2005 · Closed Jan 12, 2006

Role of John P McCarthy and Melinda G McCarthy: Debtor · Outcome: Case closed 2006-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (KS)

John K. McCarthy and Marcia M. McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 04-26438 · Filed Jul 16, 2004 · Closed Feb 28, 2007

Role of John K. McCarthy and Marcia M. McCarthy: Debtor · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John M McCarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 04-00356 · Filed Jan 6, 2004 · Closed May 21, 2004

Role of John M McCarthy: Debtor · Outcome: Case closed 2004-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John P. Mccarthy closed

United States Bankruptcy Court, M.D. Florida · No. 6:02-bk-10038 · Filed Sep 13, 2002 · Closed Apr 12, 2004

Role of John P. Mccarthy: Debtor · Outcome: Case closed 2004-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Andrea McCarthy and John McCarthy closed

United States Bankruptcy Court, S.D. Florida. · No. 02-24651 · Filed Jun 20, 2002 · Closed Oct 11, 2002

Role of John McCarthy: Debtor · Outcome: Case closed 2002-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John W Mccarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 00-17752 · Filed Jun 15, 2000 · Closed Feb 14, 2001

Role of John W Mccarthy: Debtor · Outcome: Case closed 2001-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John W. Mccarthy and Theresa C. Mccarthy closed

United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-01488 · Filed Feb 26, 1998 · Closed Aug 3, 1998

Role of John W. Mccarthy and Theresa C. Mccarthy: Debtor · Outcome: Case closed 1998-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John F. Mccarthy and Ekaterini Mccarthy closed

United States Bankruptcy Court, M.D. Florida · No. 8:97-bk-17670 · Filed Oct 24, 1997 · Closed May 13, 1998

Role of John F. Mccarthy and Ekaterini Mccarthy: Debtor · Outcome: Case closed 1998-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John F. Mccarthy and Ekaterini Mccarthy closed

United States Bankruptcy Court, M.D. Florida · No. 8:97-bk-07953 · Filed May 14, 1997 · Closed Sep 29, 1997

Role of John F. Mccarthy and Ekaterini Mccarthy: Debtor · Outcome: Case closed 1997-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John J Mccarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 97-05100 · Filed Feb 20, 1997 · Closed Jun 20, 1997

Role of John J Mccarthy: Debtor · Outcome: Case closed 1997-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John F. Mccarthy closed

United States Bankruptcy Court, M.D. Florida · No. 8:96-bk-16270 · Filed Nov 25, 1996 · Closed Apr 18, 1997

Role of John F. Mccarthy: Debtor · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

John E Mccarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 89-05013 · Filed Mar 24, 1989 · Closed Nov 15, 1989

Role of John E Mccarthy: Debtor · Outcome: Case closed 1989-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

John K Mccarthy and Marcia M Mccarthy closed

United States Bankruptcy Court, N.D. Illinois · No. 83-13046 · Filed Oct 24, 1983 · Closed Apr 15, 1988

Role of John K Mccarthy and Marcia M Mccarthy: Debtor · Outcome: Case closed 1988-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (IL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John McCarthy — 1 worth asking about (compared 21 filings on Oct 24, 2026)

Note · Jun 25, 2021

17% of the money raised went to insiders — PharmaCann Inc.

The Jun 25, 2021 Form D reports $110,392,371 sold and $19,097,982 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Aggregate; as a result of the pro rata distributions made to all stockholders.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 25, 2021 ↗PharmaCann Inc. — PartnerFacts page ↗

Sources

Form D · Jun 25, 2021 ↗ (Jun 25, 2021)
PharmaCann Inc. — PartnerFacts page ↗ (Apr 9, 2024)

Note · Jan 19, 2010

John McCarthy appears on 1 deal that stopped filing before reaching its target

GO GROUP LLC (last filing Jan 19, 2010; $56,280 sold of $600,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

GO GROUP LLC — PartnerFacts page ↗

Sources

GO GROUP LLC — PartnerFacts page ↗ (Jan 19, 2010)

Worth asking · Dec 29, 2009 – Apr 9, 2024

8 Form Ds were filed more than 15 days after the first sale

Form D filed 154 days after the first sale — PharmaCann Inc. · Form D filed 155 days after the first sale — PharmaCann Inc. · Form D filed 1,426 days after the first sale — PharmaCann Inc. · Form D filed 130 days after the first sale — PharmaCann Inc. · Form D filed 348 days after the first sale — PharmaCann Inc. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 9, 2024 ↗PharmaCann Inc. — PartnerFacts page ↗Form D · Apr 9, 2024 ↗Form D · Apr 9, 2024 ↗

Sources

Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
PharmaCann Inc. — PartnerFacts page ↗ (Apr 9, 2024)
Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
Form D · May 11, 2020 ↗ (May 11, 2020)
Form D · Apr 6, 2011 ↗ (Apr 6, 2011)

Note · Dec 29, 2009 – Apr 9, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PharmaCann Inc. (latest filing Apr 9, 2024) · No amendment in the last 12 months on an offering that may still be open — PharmaCann Inc. (latest filing Apr 9, 2024) · No amendment in the last 12 months on an offering that may still be open — PharmaCann Inc. (latest filing Nov 7, 2022) · No amendment in the last 12 months on an offering that may still be open — PharmaCann Inc. (latest filing Mar 19, 2021) · No amendment in the last 12 months on an offering that may still be open — PharmaCann Inc. (latest filing May 11, 2020) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 9, 2024 ↗PharmaCann Inc. — PartnerFacts page ↗Form D · Apr 9, 2024 ↗Form D · Nov 7, 2022 ↗

Sources

Form D/A · Apr 9, 2024 ↗ (Apr 9, 2024)
PharmaCann Inc. — PartnerFacts page ↗ (Apr 9, 2024)
Form D · Apr 9, 2024 ↗ (Apr 9, 2024)
Form D · Nov 7, 2022 ↗ (Nov 7, 2022)
Form D · Mar 19, 2021 ↗ (Mar 19, 2021)
Form D · May 11, 2020 ↗ (May 11, 2020)
Form D · Jan 19, 2010 ↗ (Jan 19, 2010)
GO GROUP LLC — PartnerFacts page ↗ (Jan 19, 2010)

Note · Apr 5, 2023 – Apr 9, 2024

Offering amount changed between filings — PharmaCann Inc.

The Apr 5, 2023 filing says $9,000,000 offered; the Apr 9, 2024 Form D/A says $18,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 5, 2023 ↗Form D/A (later) · Apr 9, 2024 ↗PharmaCann Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 5, 2023 ↗ (Apr 5, 2023)
Form D/A (later) · Apr 9, 2024 ↗ (Apr 9, 2024)
PharmaCann Inc. — PartnerFacts page ↗ (Apr 9, 2024)

Note · Sep 23, 2020 – Nov 13, 2020

Offering amount changed between filings — PharmaCann Inc.

The Sep 23, 2020 filing says $25,000,000 offered; the Nov 13, 2020 Form D/A says $35,941,298.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 23, 2020 ↗Form D/A (later) · Nov 13, 2020 ↗PharmaCann Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Sep 23, 2020 ↗ (Sep 23, 2020)
Form D/A (later) · Nov 13, 2020 ↗ (Nov 13, 2020)
PharmaCann Inc. — PartnerFacts page ↗ (Apr 9, 2024)

Note · May 29, 2012 – Jun 4, 2012

Offering amount changed between filings — EQUITY BANCSHARES INC

The May 29, 2012 filing says $19,646,868 offered; the Jun 4, 2012 Form D/A says $20,448,876.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 29, 2012 ↗Form D/A (later) · Jun 4, 2012 ↗EQUITY BANCSHARES INC — PartnerFacts page ↗

Sources

Form D (earlier) · May 29, 2012 ↗ (May 29, 2012)
Form D/A (later) · Jun 4, 2012 ↗ (Jun 4, 2012)
EQUITY BANCSHARES INC — PartnerFacts page ↗ (Jul 29, 2025)

Note · Apr 6, 2011 – Nov 9, 2012

Industry group changed between filings — EQUITY BANCSHARES INC

"Commercial Banking" (Apr 6, 2011 to Jun 4, 2012); then "Other Banking and Financial Services" (Nov 9, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 6, 2011 ↗Form D · Nov 9, 2012 ↗EQUITY BANCSHARES INC — PartnerFacts page ↗

Sources

Form D · Apr 6, 2011 ↗ (Apr 6, 2011)
Form D · Nov 9, 2012 ↗ (Nov 9, 2012)
EQUITY BANCSHARES INC — PartnerFacts page ↗ (Jul 29, 2025)

Note · Nov 2, 2012 – Apr 1, 2024

Same name, different state: "John McCarthy" (MA) is a separate record

This page covers filings where the address state is IL. A separate record, "John McCarthy" with address state MA, is listed on 3 filings — most recently by CyberSaint, Inc. (Apr 1, 2024). Both records have filings in the same period (Nov 2, 2012 to Apr 1, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John McCarthy (MA) — PartnerFacts page ↗Form D · Apr 1, 2024 ↗CyberSaint, Inc. — PartnerFacts page ↗John McCarthy (IL) — this page ↗

Sources

John McCarthy (MA) — PartnerFacts page ↗ (Apr 1, 2024)
Form D · Apr 1, 2024 ↗ (Apr 1, 2024)
CyberSaint, Inc. — PartnerFacts page ↗ (Apr 1, 2024)
John McCarthy (IL) — this page ↗ (Apr 9, 2024)

Note · Jun 14, 2016 – Dec 11, 2019

Same name, different state: "John McCarthy" (CT or FL) is a separate record

This page covers filings where the address state is IL. A separate record, "John McCarthy" with address state CT or FL, is listed on 46 filings — most recently by Starwood Credit Real Estate Income Trust (Nov 26, 2024). Both records have filings in the same period (Jun 14, 2016 to Dec 11, 2019).

John McCarthy (CT,FL) — PartnerFacts page ↗Form D/A · Nov 26, 2024 ↗Starwood Credit Real Estate Income Trust — PartnerFacts page ↗John McCarthy (IL) — this page ↗

Sources

John McCarthy (CT,FL) — PartnerFacts page ↗ (Dec 11, 2019)
Form D/A · Nov 26, 2024 ↗ (Nov 26, 2024)
Starwood Credit Real Estate Income Trust — PartnerFacts page ↗ (Nov 26, 2025)
John McCarthy (IL) — this page ↗ (Apr 9, 2024)

Note · Mar 13, 2015 – Nov 9, 2017

Same name, different state: "John McCarthy" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "John McCarthy" with address state TX, is listed on 20 filings — most recently by Black Diamond Thematic, L.P. (Nov 9, 2017). Both records have filings in the same period (Mar 13, 2015 to Nov 9, 2017).

John McCarthy (TX) — PartnerFacts page ↗Form D/A · Nov 9, 2017 ↗Black Diamond Thematic, L.P. — PartnerFacts page ↗John McCarthy (IL) — this page ↗

Sources

John McCarthy (TX) — PartnerFacts page ↗ (Nov 9, 2017)
Form D/A · Nov 9, 2017 ↗ (Nov 9, 2017)
Black Diamond Thematic, L.P. — PartnerFacts page ↗ (Oct 1, 2019)
John McCarthy (IL) — this page ↗ (Apr 9, 2024)

Note · Jul 20, 2017 – Sep 19, 2017

Same name, different state: "John McCarthy" (RI) is a separate record

This page covers filings where the address state is IL. A separate record, "John McCarthy" with address state RI, is listed on 3 filings — most recently by Wanderlust Group, Inc. (Sep 19, 2017). Both records have filings in the same period (Jul 20, 2017 to Sep 19, 2017).

John McCarthy (RI) — PartnerFacts page ↗Form D/A · Sep 19, 2017 ↗Wanderlust Group, Inc. — PartnerFacts page ↗John McCarthy (IL) — this page ↗

Sources

John McCarthy (RI) — PartnerFacts page ↗ (Sep 19, 2017)
Form D/A · Sep 19, 2017 ↗ (Sep 19, 2017)
Wanderlust Group, Inc. — PartnerFacts page ↗ (Jan 25, 2022)
John McCarthy (IL) — this page ↗ (Apr 9, 2024)

Note · Jul 7, 2009

Same name, different state: "John S. McCarthy" (MO) is a separate record

This page covers filings where the address state is IL. A separate record, "John S. McCarthy" with address state MO, is listed on 1 filing — most recently by POTTER ELECTRIC SIGNAL CO LLC (Jul 7, 2009). The two records do not overlap in time: this page runs Jan 19, 2010 to Apr 9, 2024; the other has one filing dated Jul 7, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John S. McCarthy (MO) — PartnerFacts page ↗Form D · Jul 7, 2009 ↗POTTER ELECTRIC SIGNAL CO LLC — PartnerFacts page ↗John McCarthy (IL) — this page ↗

Sources

John S. McCarthy (MO) — PartnerFacts page ↗ (Jul 7, 2009)
Form D · Jul 7, 2009 ↗ (Jul 7, 2009)
POTTER ELECTRIC SIGNAL CO LLC — PartnerFacts page ↗ (Jul 7, 2009)
John McCarthy (IL) — this page ↗ (Apr 9, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 18 offerings report sales commissions totalling $3,795,044; 0 report finder's fees; 1 reports proceeds to related persons totalling $19,097,982. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 9, 2024 D/A PharmaCann Inc. File 021-478012	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-509998	$280,000 (est.)	$0	$0	Netshares Financial Services LLC BrokerCheck CRD 307532 ↗	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-509999	$400,000 (est.)	$0	$0	Netshares Financial Services LLC BrokerCheck CRD 307532 ↗	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-510000	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-510001	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-510002	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 9, 2024 D PharmaCann Inc. File 021-510003	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 7, 2022 D PharmaCann Inc. File 021-464083	$36,000 (est.)	$0	$0	Netshares Financial Services LLC BrokerCheck CRD 307532 ↗	EDGAR ↗
Jul 8, 2022 D PharmaCann Inc. File 021-451571	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 9, 2021 D PharmaCann Inc. File 021-405680	$2,554,280 (est.)	$0	$0	Canaccord Genuity LLC BrokerCheck CRD 1020 ↗	EDGAR ↗
Jun 25, 2021 D PharmaCann Inc. File 021-404320	$350,000 (est.)	$0	$19,097,982 (est.) Aggregate; as a result of the pro rata distributions made to all stockholders.	Canaccord Genuity, LLC BrokerCheck CRD 1020 ↗	EDGAR ↗
Mar 19, 2021 D PharmaCann Inc. File 021-392801	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 13, 2020 D/A PharmaCann Inc. File 021-376145	$174,764	$0	$0	ENTORO SECURITIES, LLC BrokerCheck CRD 35192 ↗ GT SECURITIES, INC. BrokerCheck CRD 116012 ↗	EDGAR ↗
May 11, 2020 D PharmaCann Inc. File 021-366645	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 9, 2012 D EQUITY BANCSHARES INC File 021-186759	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 4, 2012 D/A EQUITY BANCSHARES INC File 021-178893	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 6, 2011 D EQUITY BANCSHARES INC File 021-157898	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 19, 2010 D GO GROUP LLC File 021-116244	$0	$0	$0	N/A no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John McCarthy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

PharmaCann Inc.

Chicago, IL · May 11, 2020 → Apr 9, 2024 · 16 filings

Apr 9, 2024 · D/A · $12,911,111 sold of $18,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 9, 2024 · D · $5,000,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 9, 2024 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 9, 2024 · D · $27,733,613 sold of $27,733,613 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 9, 2024 · D · $35,000,000 sold of $50,000,000 · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
Apr 9, 2024 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 9, 2024 · D · $7,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 5, 2023 · D · $9,000,000 sold of $9,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 7, 2022 · D · $2,200,000 sold of $25,000,000 · 11 investors · min. $100,000 · role: Director EDGAR ↗
Jul 8, 2022 · D · $25,000,000 sold of $25,000,000 · 3 investors · min. $1,000 · role: Director EDGAR ↗
Jul 9, 2021 · D · $85,000,000 sold of $85,000,000 · 9 investors · min. $1,000 · role: Director EDGAR ↗
Jun 25, 2021 · D · $110,392,371 sold of $110,392,371 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 19, 2021 · D · $31,854,776 sold of $33,000,000 · 2 investors · min. $15,000,000 · role: Director EDGAR ↗
Nov 13, 2020 · D/A · $35,941,298 sold of $35,941,298 · 134 investors · min. $25,000 · role: Director EDGAR ↗
Sep 23, 2020 · D · $475,000 sold of $25,000,000 · 4 investors · min. $25,000 · role: Director EDGAR ↗
May 11, 2020 · D · $19,623,652 sold of $25,000,000 · 75 investors · min. $50,000 · role: Director EDGAR ↗

Raised $110.4M from 134 investors (100% of the $18M target) as of the latest filing. John is listed as director on 16 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services

EQUITY BANCSHARES INC

Wichita, KS · Apr 6, 2011 → Nov 9, 2012 · 4 filings

Nov 9, 2012 · D · $17,900,000 sold of $17,900,000 · 70 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 4, 2012 · D/A · $20,448,876 sold of $20,448,876 · 13 investors · min. $50,000 · role: Director EDGAR ↗
May 29, 2012 · D · $19,646,868 sold of $19,646,868 · 4 investors · min. $50,000 · role: Director EDGAR ↗
Apr 6, 2011 · D · $20,571,920 sold of $20,571,920 · 38 investors · min. $250,000 · role: Director EDGAR ↗

Raised $75M from 70 investors (100% of the $17.9M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Travel

GO GROUP LLC

Fort Lauderdale, FL · Jan 19, 2010

Jan 19, 2010 · D · $56,280 sold of $600,000 · 2 investors · min. $2,326 · role: Executive Officer EDGAR ↗

Raised $56K from 2 investors (9% of the $600K target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John McCarthy — CT, FL, 26 issuers, Jun 14, 2016 → Dec 11, 2019 · no shared issuer
John David McCarthy — NY, CA, NJ, 23 issuers, Apr 20, 2023 → Jul 10, 2026 · no shared issuer
John McCarthy — TX, 7 issuers, Mar 13, 2015 → Nov 9, 2017 · no shared issuer
John McCarthy — MA, 2 issuers, Nov 2, 2012 → Apr 1, 2024 · no shared issuer
John S. McCarthy — MO, 1 issuer, Jul 7, 2009 → Jul 7, 2009 · no shared issuer
John McCarthy — RI, 1 issuer, Jul 20, 2017 → Sep 19, 2017 · no shared issuer
John D. McCarthy, Jr. — PA, 1 issuer, Oct 4, 2018 → Oct 4, 2018 · no shared issuer
John A McCarthy — MA, 1 issuer, May 6, 2015 → May 6, 2015 · no shared issuer

People around John 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Schuler

Director · 16 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brett Novey

Executive Officer, Director · 16 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Unzicker

Executive Officer · 15 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Patrick Barry

Director · 12 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lori Richards

Director · 12 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Lord

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert McQueen

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Greg Gaeddert

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shawn D. Penner

Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter John Eck

Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Julie Huber

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Downing

Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roger Buller

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Randee Renee Koger

Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brad S. Elliott

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

M. Drayton Alldritt

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bruce Benyshek

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael High

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

PATRICK BARRY

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

GREG CAPPELLI

Director · 4 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harvey Sorenson

Director · 3 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Berglund

Director · 3 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Greg Kossover

Director · 3 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Roth

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Chiovetti

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Moore

Director · 1 shared filing (1 issuer) · also on 5 other issuers

David Moore is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jack Sutherland

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Karen Teschner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

L. James Berglund

Director · 1 shared filing (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harvey R. Sorensen

Director · 1 shared filing (1 issuer)

Listed on the same filings as John McCarthy. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

KEARNEY REGIONAL MEDICAL CENTER LLC Wichita, KS · 2012

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John McCarthy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John McCarthy is listed on: none on file. No website or social profile named in EQUITY BANCSHARES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #64,256 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wichita, KS). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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John McCarthy

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

17% of the money raised went to insiders — PharmaCann Inc.

John McCarthy appears on 1 deal that stopped filing before reaching its target

8 Form Ds were filed more than 15 days after the first sale

6 offerings have no amendment in the last 12 months and may still be open

Offering amount changed between filings — PharmaCann Inc.

Offering amount changed between filings — PharmaCann Inc.

Offering amount changed between filings — EQUITY BANCSHARES INC

Industry group changed between filings — EQUITY BANCSHARES INC

Same name, different state: "John McCarthy" (MA) is a separate record

Same name, different state: "John McCarthy" (CT or FL) is a separate record

Same name, different state: "John McCarthy" (TX) is a separate record

Same name, different state: "John McCarthy" (RI) is a separate record

Same name, different state: "John S. McCarthy" (MO) is a separate record

5. Money to insiders

Deals 3

People around John 30

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person