PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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David Moore

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 19, 2009 → Dec 5, 2024

6deals (issuers)
$133.6Mreported sold
165investors
17Form D filings
2009–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Moore is listed as an executive officer and director on 17 SEC Form D filings by 6 issuers between Mar 2009 and Dec 2024. Largest by amount reported sold: EQUITY BANCSHARES INC (Wichita, KS — commercial banking — 2012; $75M reported sold to 70 investors), Ocera Therapeutics, Inc. (Palo Alto, CA — biotechnology — 2013; $28M reported sold to 31 investors), Blue Pine Financial Opportunities Fund II, LP (Sausalito, CA — pooled investment fund — 2013–2018; $13M reported sold to 26 investors), AUDITUDE INC (Palo Alto, CA — other technology — 2009–2011; $10.6M reported sold to 7 investors), SPP CREDIT OPPORTUNITIES FUND SERIES I LP (San Francisco, CA — commercial — 2024; $5M reported sold to 19 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $133.6M sold in total.

Listed alongside Adam Cahan (5 shared filings), Anne M. VanLent (5 shared filings), Eckard Weber (5 shared filings), Franck S. Rousseau (5 shared filings), James Slavet (5 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ocera Therapeutics (2 issuers, $29.5M reported sold, 2010–2013) and Brightline (16 issuers, $329.6M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 16 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for David Moore and found 17 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Moore has not run yet — it is #7,294 of 38,380 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

David Moore v. Iovate Health Sciences U.S.A. Inc. closed
District Court, C.D. California · No. 2:23-cv-00357 · Filed Jan 18, 2023 · Closed Mar 13, 2023 · Nature of suit: Other Fraud · Cause: 28:1441 Notice of Removal - Fraud
Role of David Moore: Plaintiff · Outcome: Terminated 2023-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David Moore v. Mathew C Cates closed
District Court, C.D. California · No. 5:10-cv-00578 · Filed Apr 20, 2010 · Closed Apr 28, 2010
Role of David Moore: Plaintiff · Outcome: Terminated 2010-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Moore..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

David T Moore open
United States Bankruptcy Court, C.D. California · No. 2:23-bk-12232 · Filed Apr 13, 2023
Role of David T Moore: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Nola Kent-Moore and David W. Moore closed
United States Bankruptcy Court, E.D. California · No. 21-20394 · Filed Feb 2, 2021 · Closed May 14, 2021
Role of David W. Moore: Debtor · Outcome: Case closed 2021-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
DAVID MOORE, Jr. and Vida Lydia Moore closed
United States Bankruptcy Court, C.D. California · No. 6:19-bk-19233 · Filed Oct 20, 2019 · Closed Feb 4, 2020
Role of DAVID MOORE, Jr.: Debtor · Outcome: Case closed 2020-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David J. Moore closed
United States Bankruptcy Court, E.D. California · No. 18-11384 · Filed Apr 10, 2018 · Closed Aug 16, 2018
Role of David J. Moore: Debtor · Outcome: Case closed 2018-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David J. Moore closed
United States Bankruptcy Court, E.D. California · No. 18-10994 · Filed Mar 21, 2018 · Closed Jun 8, 2018
Role of David J. Moore: Debtor · Outcome: Case closed 2018-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David J. Moore closed
United States Bankruptcy Court, E.D. California · No. 17-11708 · Filed May 1, 2017 · Closed Oct 11, 2017
Role of David J. Moore: Debtor · Outcome: Case closed 2017-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David Moore and Stephanie Moore closed
United States Bankruptcy Court, N.D. California · No. 15-41436 · Filed May 1, 2015 · Closed Aug 21, 2015
Role of David Moore and Stephanie Moore: Debtor · Outcome: Case closed 2015-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David Moore closed
United States Bankruptcy Court, C.D. California · No. 1:14-bk-12721 · Filed May 29, 2014 · Closed Aug 6, 2014
Role of David Moore: Debtor · Outcome: Case closed 2014-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David L Moore and Rhonda E Moore closed
United States Bankruptcy Court, E.D. California · No. 13-17918 · Filed Dec 19, 2013 · Closed Apr 4, 2014
Role of David L Moore and Rhonda E Moore: Debtor · Outcome: Case closed 2014-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David Moore closed
United States Bankruptcy Court, C.D. California · No. 1:13-bk-16820 · Filed Oct 25, 2013 · Closed Jan 9, 2014
Role of David Moore: Debtor · Outcome: Case closed 2014-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David L. Moore closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-10224 · Filed Jan 7, 2013 · Closed Apr 30, 2013
Role of David L. Moore: Debtor · Outcome: Case closed 2013-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David D. Moore closed
United States Bankruptcy Court, S.D. California · No. 12-11691 · Filed Aug 24, 2012 · Closed Sep 25, 2012
Role of David D. Moore: Debtor · Outcome: Case closed 2012-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David C. Moore closed
United States Bankruptcy Court, N.D. California · No. 11-10606 · Filed Feb 21, 2011 · Closed May 23, 2016
Role of David C. Moore: Debtor · Outcome: Case closed 2016-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David W Moore and Nola B Kent-Moore closed
United States Bankruptcy Court, E.D. California · No. 10-51433 · Filed Nov 30, 2010 · Closed Mar 18, 2011
Role of David W Moore and Nola B Kent-Moore: Debtor · Outcome: Case closed 2011-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David A Moore and Kimberly Moore closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-26013 · Filed May 25, 2010 · Closed Sep 23, 2010
Role of David A Moore and Kimberly Moore: Debtor · Outcome: Case closed 2010-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
David F. Moore and Joni G. Moore closed
United States Bankruptcy Court, S.D. California · No. 09-14634 · Filed Sep 29, 2009 · Closed Nov 25, 2014
Role of David F. Moore and Joni G. Moore: Debtor · Outcome: Case closed 2014-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1642 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for David Moore — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Note · Aug 10, 1989 – Jul 2, 1996

Bankruptcy case: Blue Pine Construction and Development I — filed Aug 10, 1989

United States Bankruptcy Court, E.D. California docket "Blue Pine Construction and Development I" filed Aug 10, 1989, closed Jul 2, 1996. Blue Pine Financial Opportunities Fund II, LP (related issuer) is listed as Party ("Blue Pine Construction and Development I"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Worth asking · Jun 13, 2014 – Mar 21, 2018

Amount sold went down between filings — Blue Pine Financial Opportunities Fund II, LP

The Jun 13, 2014 filing says $13,000,000 sold; the Mar 21, 2018 Form D/A says $12,670,000 sold — $330,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 13, 2014 ↗Form D/A (later) · Mar 21, 2018 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Apr 20, 2018

David Moore appears on 1 deal that stopped filing before reaching its target

Blue Pine Financial Opportunities Fund II, LP (last filing Apr 20, 2018; $13,000,000 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2006 – Dec 5, 2024

6 Form Ds were filed more than 15 days after the first sale

Form D filed 1,218 days after the first sale — AUDITUDE INC · Form D filed 1,687 days after the first sale — AUDITUDE INC · Form D filed 1,725 days after the first sale — AUDITUDE INC · Form D filed 51 days after the first sale — SPP CREDIT OPPORTUNITIES FUND SERIES I LP · Form D filed 49 days after the first sale — SPP HEALDSBURG INVESTORS, LLC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 23, 2010 ↗AUDITUDE INC — PartnerFacts page ↗Form D · Dec 23, 2010 ↗Form D · Dec 20, 2010 ↗
Sources
Note · Dec 29, 2010 – Dec 5, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SPP CREDIT OPPORTUNITIES FUND SERIES I LP (latest filing Dec 5, 2024) · No amendment in the last 12 months on an offering that may still be open — Blue Pine Financial Opportunities Fund II, LP (latest filing Apr 20, 2018) · No amendment in the last 12 months on an offering that may still be open — Ocera Therapeutics, Inc. (latest filing Jul 24, 2013) · No amendment in the last 12 months on an offering that may still be open — Ocera Therapeutics, Inc. (latest filing Jul 16, 2013) · No amendment in the last 12 months on an offering that may still be open — Ocera Therapeutics, Inc. (latest filing Jul 16, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 5, 2024 ↗SPP CREDIT OPPORTUNITIES FUND SERIES I LP — PartnerFacts page ↗Form D/A · Apr 20, 2018 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Oct 9, 2013 – Jun 13, 2014

Offering amount changed between filings — Blue Pine Financial Opportunities Fund II, LP

The Oct 9, 2013 filing says $40,000,000 offered; the Jun 13, 2014 Form D/A says $50,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 9, 2013 ↗Form D/A (later) · Jun 13, 2014 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Oct 9, 2013 – Jun 13, 2014

Industry group changed between filings — Blue Pine Financial Opportunities Fund II, LP

"Investing" (Oct 9, 2013); then "Pooled Investment Fund" (Jun 13, 2014 to Apr 20, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 9, 2013 ↗Form D/A · Jun 13, 2014 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Jul 16, 2013 – Nov 21, 2013

Industry group changed between filings — Ocera Therapeutics, Inc.

"Pharmaceuticals" (Jul 16, 2013 to Jul 24, 2013); then "Biotechnology" (Nov 21, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 16, 2013 ↗Form D · Nov 21, 2013 ↗Ocera Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Oct 9, 2013 – Apr 20, 2018

Reported revenue range changed between filings — Blue Pine Financial Opportunities Fund II, LP

"$1 - $1,000,000" (Oct 9, 2013); then "Decline to Disclose" (Jun 13, 2014); then "Not Applicable" (Apr 20, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 9, 2013 ↗Form D/A · Jun 13, 2014 ↗Form D/A · Apr 20, 2018 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Jul 16, 2013 – Nov 21, 2013

Reported revenue range changed between filings — Ocera Therapeutics, Inc.

"$5,000,001 - $25,000,000" (Jul 16, 2013); then "Decline to Disclose" (Nov 21, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 16, 2013 ↗Form D · Nov 21, 2013 ↗Ocera Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Jun 17, 2014 – Jul 31, 2026

Same name, different state: "David Moore" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "David Moore" with address state TX, is listed on 15 filings — most recently by Knightvest Capital Fund II, LP (Jul 31, 2026). Both records have filings in the same period (Jun 17, 2014 to Dec 5, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Moore (TX) — PartnerFacts page ↗Form D/A · Jul 31, 2026 ↗Knightvest Capital Fund II, LP — PartnerFacts page ↗David Moore (CA) — this page ↗
Sources
Note · Apr 8, 2009 – Feb 28, 2014

Same name, different state: "David G Moore" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "David G Moore" with address state MD, is listed on 7 filings — most recently by MIDCAP FINANCIAL HOLDINGS LLC (Feb 28, 2014). Both records have filings in the same period (Apr 8, 2009 to Feb 28, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David G Moore (MD) — PartnerFacts page ↗Form D · Feb 28, 2014 ↗MIDCAP FINANCIAL HOLDINGS LLC — PartnerFacts page ↗David Moore (CA) — this page ↗
Sources
Note · Sep 3, 2009 – Jul 11, 2013

Same name, different state: "David J. Moore" (TN) is a separate record

This page covers filings where the address state is CA. A separate record, "David J. Moore" with address state TN, is listed on 2 filings — most recently by Compass Efficient Model Portfolios, LLC (Jul 11, 2013). Both records have filings in the same period (Sep 3, 2009 to Jul 11, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David J. Moore (TN) — PartnerFacts page ↗Form D · Jul 11, 2013 ↗Compass Efficient Model Portfolios, LLC — PartnerFacts page ↗David Moore (CA) — this page ↗
Sources
Note · Jun 10, 2009 – Dec 6, 2012

Same name, different state: "David Moore" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "David Moore" with address state MA, is listed on 17 filings — most recently by OurStage, Inc (Dec 6, 2012). Both records have filings in the same period (Jun 10, 2009 to Dec 6, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Moore (MA) — PartnerFacts page ↗Form D · Dec 6, 2012 ↗OurStage, Inc — PartnerFacts page ↗David Moore (CA) — this page ↗
Sources
Note · Jul 14, 2010 – Oct 12, 2011

Same name, different state: "David B. Moore" (LA) is a separate record

This page covers filings where the address state is CA. A separate record, "David B. Moore" with address state LA, is listed on 5 filings — most recently by Golden Mountain Financial Corp (Oct 12, 2011). Both records have filings in the same period (Jul 14, 2010 to Oct 12, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David B. Moore (LA) — PartnerFacts page ↗Form D/A · Oct 12, 2011 ↗Golden Mountain Financial Corp — PartnerFacts page ↗David Moore (CA) — this page ↗
Sources
Note · Mar 21, 2018 – Apr 20, 2018

Address moved from San Diego, CA to Sausalito, CA — Blue Pine Financial Opportunities Fund II, LP

The people listed on the Mar 21, 2018 filing give San Diego, CA; on the Apr 20, 2018 filing they give Sausalito, CA. The address now on file (3 Harbor Dr, Ste 301, Sausalito, CA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 21, 2018 ↗Form D/A · Apr 20, 2018 ↗Blue Pine Financial Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Jul 24, 2013 – Nov 21, 2013

Address moved from San Diego, CA to Palo Alto, CA — Ocera Therapeutics, Inc.

The people listed on the Jul 24, 2013 filing give San Diego, CA; on the Nov 21, 2013 filing they give Palo Alto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 24, 2013 ↗Form D · Nov 21, 2013 ↗Ocera Therapeutics, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 13 offerings reports sales commissions totalling $1,380,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 5, 2024 D
SPP CREDIT OPPORTUNITIES FUND SERIES I LP
File 021-531142
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2024 D
SPP HEALDSBURG INVESTORS, LLC
File 021-531105
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2018 D/A
Blue Pine Financial Opportunities Fund II, LP
File 021-204280
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2013 D
Ocera Therapeutics, Inc.
File 021-206724
$1,380,000$0$0 (est.)
The Issuer will use a portion of the gross proceeds for working capital and general corporate purposes, including payments to executive officers and directors in the ordinary course of business.
Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗
Cowen & Company LLC BrokerCheck CRD 7616 ↗		EDGAR ↗
Jul 24, 2013 D
Ocera Therapeutics, Inc.
File 021-200184
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2013 D/A
Ocera Therapeutics, Inc.
File 021-199732
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2013 D
Ocera Therapeutics, Inc.
File 021-199755
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2012 D
EQUITY BANCSHARES INC
File 021-186759
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2011 D
AUDITUDE INC
File 021-154454
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2010 D
AUDITUDE INC
File 021-152460
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2010 D
AUDITUDE INC
File 021-152472
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2010 D
AUDITUDE INC
File 021-152155
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2009 D
AUDITUDE INC
File 021-112091
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Moore on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SC
Commercial

SPP CREDIT OPPORTUNITIES FUND SERIES I LP

San Francisco, CA · Dec 5, 2024
  • Dec 5, 2024 · D · $5,000,000 sold of $25,000,000 · 19 investors · min. $50,000 · role: Executive Officer (Mr. Moore is a signatory of the general partner of Issuer) EDGAR ↗

Raised $5M from 19 investors (20% of the $25M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Commercial

SPP HEALDSBURG INVESTORS, LLC

San Francisco, CA · Dec 4, 2024
  • Dec 4, 2024 · D · $2,050,000 sold of $2,050,000 · 12 investors · min. $100,000 · role: Executive Officer (Mr. Moore is a signatory of the manager of Issuer) EDGAR ↗

Raised $2.05M from 12 investors (100% of the $2.05M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Brightline

Blue Pine Financial Opportunities Fund II, LP

Sausalito, CA · Oct 9, 2013 → Apr 20, 2018 · 4 filings
  • Apr 20, 2018 · D/A · $12,670,000 sold of $50,000,000 · 26 investors · min. $500,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Mar 21, 2018 · D/A · $12,670,000 sold of $50,000,000 · 26 investors · min. $500,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jun 13, 2014 · D/A · $13,000,000 sold of $50,000,000 · 26 investors · min. $500,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Oct 9, 2013 · D · $0 sold of $40,000,000 · 0 investors · min. $500,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $13M from 26 investors (26% of the $50M target) as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OT
Biotechnology · group: Ocera Therapeutics

Ocera Therapeutics, Inc.

Palo Alto, CA · Jul 16, 2013 → Nov 21, 2013 · 5 filings
  • Nov 21, 2013 · D · $28,000,000 sold of $28,000,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 24, 2013 · D · $0 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 16, 2013 · D · $20,000,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 16, 2013 · D/A · $0 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 16, 2013 · D · $0 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $28M from 31 investors (100% of the $28M target) as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EB
Other Banking and Financial Services

EQUITY BANCSHARES INC

Wichita, KS · Nov 9, 2012
  • Nov 9, 2012 · D · $17,900,000 sold of $17,900,000 · 70 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75M from 70 investors (100% of the $17.9M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

A
Other Technology

AUDITUDE INC

Palo Alto, CA · Mar 19, 2009 → Jan 27, 2011 · 5 filings
  • Jan 27, 2011 · D · $9,500,000 sold of $11,550,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 23, 2010 · D · $4,000,000 sold of $4,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 23, 2010 · D · $1,500,002 sold of $1,500,002 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2010 · D · $660 sold of $660 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2009 · D · $10,555,921 sold of $10,555,921 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.6M from 7 investors (91% of the $11.6M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Moore — TX, 14 issuers, Jun 17, 2014 → Jul 31, 2026 · no shared issuer
  • David Moore — NY, NJ, WA, 6 issuers, May 21, 2009 → Mar 24, 2023 · no shared issuer
  • David Troy Moore — AL, 3 issuers, Oct 21, 2010 → Apr 25, 2022 · no shared issuer
  • David Moore — MA, 2 issuers, Jun 10, 2009 → Dec 6, 2012 · no shared issuer
  • David Moore — PA, 2 issuers, May 31, 2013 → Feb 6, 2024 · no shared issuer
  • David G Moore — MD, 1 issuer, Apr 8, 2009 → Feb 28, 2014 · no shared issuer
  • David J. Moore — TN, 1 issuer, Sep 3, 2009 → Jul 11, 2013 · no shared issuer
  • David B. Moore — LA, 1 issuer, Jul 14, 2010 → Oct 12, 2011 · no shared issuer
  • David J. Moore — IL, 1 issuer, Dec 20, 2010 → Dec 20, 2010 · no shared issuer
  • David Moore — Alberta, Canada (as filed: A0), 1 issuer, Jun 17, 2011 → Jun 17, 2011 · no shared issuer
  • David Moore — MS, 1 issuer, Apr 11, 2014 → Apr 11, 2014 · no shared issuer
  • David Moore — Ontario, Canada (as filed: A6), 1 issuer, Sep 19, 2018 → Sep 19, 2018 · no shared issuer
  • David T Moore — MO, 1 issuer, Aug 12, 2020 → Aug 12, 2020 · no shared issuer
  • David Alan Moore — VA, 1 issuer, Jun 23, 2022 → Jun 23, 2022 · no shared issuer
  • David Moore — Australia (as filed: C3), 1 issuer, Oct 5, 2022 → Oct 5, 2022 · no shared issuer
  • David Moore — Quebec, Canada (as filed: A8), 1 issuer, Oct 24, 2023 → Oct 24, 2023 · no shared issuer
  • David W. Moore — MD, 1 issuer, Oct 1, 2020 → Nov 24, 2025 · no shared issuer
  • David Moore — TN, 1 issuer, Nov 28, 2012 → Nov 28, 2012 · no shared issuer
  • David J Moore — CA, 1 issuer, Sep 19, 2023 → Sep 19, 2023 · no shared issuer
  • David Lewis Moore — NY, 1 issuer, Aug 5, 2016 → Aug 5, 2016 · no shared issuer

People around David 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Canion

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

ON
No photo found yet (own website and image search run after this page is viewed)
Person

Owen Van Natta

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Moore. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Slavet

Director · 5 shared filings (1 issuer) · also on 4 other issuers

James Slavet is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Cahan

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael F. Powell

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Michael F. Powell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nina Kjellson

Director · 5 shared filings (1 issuer) · also on 13 other issuers

Nina Kjellson is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Pratik Shah

Director · 5 shared filings (1 issuer) · also on 7 other issuers

Pratik Shah is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eckard Weber

Director · 5 shared filings (1 issuer) · also on 10 other issuers

Eckard Weber is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda S. Grais

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Paul Castaigne

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Anne M. VanLent

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Franck S. Rousseau

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lars Ekman

Director · 5 shared filings (1 issuer) · also on 6 other issuers

Lars Ekman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Moore

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Chris Moore is on 6 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Schroeder

Executive Officer · 4 shared filings (1 issuer) · also on 5 other issuers

Hans Schroeder is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dana McGowan

Executive Officer · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Moore. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Josiah Hornblower

Executive Officer · 4 shared filings (1 issuer) · also on 7 other issuers

Josiah Hornblower is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gustafson

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David Moore. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Gaeddert

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Moore. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn D. Penner

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Peter John Eck

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Huber

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Downing

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Buller

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Moore. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Randee Renee Koger

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Brad S. Elliott

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

M. Drayton Alldritt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Goffin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brooke Chaffin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Hollenbeck

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Chris Hollenbeck is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McCarthy

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Moore. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Benyshek

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael High

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Moore. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Kossover

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

L. James Berglund

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harvey R. Sorensen

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Moore. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeryl L. Hilleman

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Moore. Their page shows their other deals.

The team behind the deals

OT
Sponsor group

Ocera Therapeutics

2 issuers · 7 filings · $29.5M reported sold · 2010–2013

One team, 2 deal companies. David Moore is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Moore.

B
Sponsor group

Brightline

16 issuers · 66 filings · $329.6M reported sold · 2009–2026

One team, 16 deal companies. David Moore is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Moore.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Moore by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Moore is listed on: none on file. No website or social profile named in EQUITY BANCSHARES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #64,350 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wichita, KS). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Kansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Kansas Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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