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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:28 AM ET

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John Constantine

Named as an officer, director or promoter on SEC Form D filings · TX · May 15, 2009 → Feb 2, 2017

4deals (issuers)
$11.8Mreported sold
143investors
16Form D filings
2009–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Constantine is listed as an executive officer, director, and promoter on 16 SEC Form D filings by 4 issuers between May 2009 and Feb 2017: KLD ENERGY TECHNOLOGIES INC (Austin, TX — other technology — 2009–2012; $10M reported sold to 115 investors), ETMG LLC (Austin, TX — health insurance — 2009; $1.02M reported sold to 12 investors), Sozo Global, Inc. (Austin, TX — retailing — 2009–2015; $810K reported sold to 16 investors) and XPEL Technologies Corp. (San Antonio, TX — industry reported as "Other" — 2017).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $11.8M sold in total.

Listed alongside Mark Adams (16 shared filings), Christian Gerard Okonsky (11 shared filings), Michael Winn (11 shared filings), Richard Hunter (11 shared filings), Larry Cantrell (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for John Constantine and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Constantine has not run yet — it is joining a line of 54,766 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

John Constantine v. RHP Properties, Inc open
District Court, D. Nevada · No. 2:25-cv-02080 · Filed Oct 24, 2025 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of John Constantine: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Constantine..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

John N. Constantine, Jr. closed
United States Bankruptcy Court, S.D. Georgia · No. 16-41168 · Filed Aug 1, 2016 · Closed Mar 21, 2022
Role of John N. Constantine, Jr.: Debtor · Outcome: Case closed 2022-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
John Constantine and Jill Constantine closed
United States Bankruptcy Court, D. New Jersey · No. 14-32511 · Filed Nov 4, 2014 · Closed Feb 6, 2015
Role of John Constantine and Jill Constantine: Debtor · Outcome: Case closed 2015-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
John F. Constantine closed
United States Bankruptcy Court, N.D. Ohio · No. 09-54953 · Filed Oct 29, 2009 · Closed Mar 7, 2012
Role of John F. Constantine: Debtor · Outcome: Case closed 2012-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
John G Constantine closed
United States Bankruptcy Court, E.D. New York · No. 8-09-78018 · Filed Oct 21, 2009 · Closed Feb 12, 2010
Role of John G Constantine: Debtor · Outcome: Case closed 2010-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
John Constantine closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-28181 · Filed Oct 29, 2008 · Closed Apr 28, 2009
Role of John Constantine: Debtor · Outcome: Case closed 2009-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
John Constantine closed
United States Bankruptcy Court, N.D. New York · No. 03-15426 · Filed Aug 13, 2003 · Closed Dec 11, 2003
Role of John Constantine: Debtor · Outcome: Case closed 2003-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
John F Constantine and Donna J Constantine closed
United States Bankruptcy Court, S.D. Ohio · No. 2:03-bk-59969 · Filed Jul 2, 2003 · Closed Oct 25, 2006
Role of John F Constantine and Donna J Constantine: Debtor · Outcome: Case closed 2006-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
John J. Constantine closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-35184 · Filed Nov 23, 1998 · Closed Mar 9, 1999
Role of John J. Constantine: Debtor · Outcome: Case closed 1999-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for John Constantine — 4 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Mar 25, 2016 – Mar 10, 2020

17 bankruptcy cases name the subject or team members

Bankruptcy case: KLD Energy Technologies, Inc. — filed Mar 25, 2016 · Bankruptcy case: KLD Energy Technologies, Inc. v. Green Ray Technologies, LLC — filed Apr 24, 2018 · Bankruptcy case: KLD Energy Technologies, Inc. v. Green Ray Technologies, LLC — filed Mar 26, 2018 · Bankruptcy case: KLD Energy Technologies, Inc. v. Vankawala — filed Mar 23, 2018 · Bankruptcy case: KLD Energy Technologies, Inc. v. GCS Technologies, Inc. — filed Mar 23, 2018 · and 12 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Texas ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗Docket · United States Bankruptcy Court, W.D. Texas ↗Docket · United States Bankruptcy Court, W.D. Texas ↗
Sources
Worth asking · Aug 12, 2009 – Dec 3, 2009

Amount sold went down between filings — KLD ENERGY TECHNOLOGIES INC

The Aug 12, 2009 filing says $1,196,500 sold; the Dec 3, 2009 Form D says $262,505 sold — $933,995 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Dec 3, 2009 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Worth asking · Feb 25, 2010 – Mar 5, 2010

Investor count went down between filings — KLD ENERGY TECHNOLOGIES INC

The Feb 25, 2010 filing reports 30 investors; the Mar 5, 2010 Form D reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Feb 25, 2010 ↗Form D (later) · Mar 5, 2010 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2009 – Dec 3, 2009

Investor count went down between filings — KLD ENERGY TECHNOLOGIES INC

The Aug 12, 2009 filing reports 20 investors; the Dec 3, 2009 Form D reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Dec 3, 2009 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Worth asking · Mar 15, 2012

133% of the money raised went to insiders — Sozo Global, Inc.

The Mar 15, 2012 Form D reports $300,000 sold and $400,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Repayment of short term loans made to Company".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 15, 2012 ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · Jan 14, 2015

12% of the money raised went to insiders — Sozo Global, Inc.

The Jan 14, 2015 Form D reports $810,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Use of funds for raise proceeds include general working capital, which may include periodic payments of salaries to executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 14, 2015 ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · May 15, 2009

25% of the money raised went to insiders — Sozo Global, Inc.

The May 15, 2009 Form D reports $400,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimate of executive salaries and advisory fees payable from offering proceeds based upon pro forma financial projections - actual amount will depend upon actual performance of business".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 15, 2009 ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · Jan 14, 2015 – Feb 2, 2017

John Constantine appears on 2 deals that stopped filing before reaching their target

XPEL Technologies Corp. (last filing Feb 2, 2017; $0 sold of $3,000,000); Sozo Global, Inc. (last filing Jan 14, 2015; $810,000 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

XPEL Technologies Corp. — PartnerFacts page ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · Dec 17, 2010 – Jun 19, 2012

4 Form Ds were filed more than 15 days after the first sale

Form D filed 19 days after the first sale — KLD ENERGY TECHNOLOGIES INC · Form D filed 19 days after the first sale — KLD ENERGY TECHNOLOGIES INC · Form D filed 19 days after the first sale — KLD ENERGY TECHNOLOGIES INC · Form D filed 21 days after the first sale — KLD ENERGY TECHNOLOGIES INC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 19, 2012 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗Form D · Jan 18, 2011 ↗Form D · Jan 18, 2011 ↗
Sources
Note · May 1, 2009 – Jan 14, 2015

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sozo Global, Inc. (latest filing Jan 14, 2015) · No amendment in the last 12 months on an offering that may still be open — KLD ENERGY TECHNOLOGIES INC (latest filing Jun 19, 2012) · No amendment in the last 12 months on an offering that may still be open — Sozo Global, Inc. (latest filing Mar 15, 2012) · No amendment in the last 12 months on an offering that may still be open — KLD ENERGY TECHNOLOGIES INC (latest filing Dec 15, 2011) · No amendment in the last 12 months on an offering that may still be open — KLD ENERGY TECHNOLOGIES INC (latest filing Jan 18, 2011) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 14, 2015 ↗Sozo Global, Inc. — PartnerFacts page ↗Form D · Jun 19, 2012 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Mar 15, 2012 – Jan 14, 2015

John Constantine's role changed at Sozo Global, Inc.: director, promoter → executive officer, director, promoter

The Mar 15, 2012 filing lists John Constantine as director, promoter; the Jan 14, 2015 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 15, 2012 ↗Form D · Jan 14, 2015 ↗John Constantine — PartnerFacts page ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · Dec 3, 2009 – Feb 25, 2010

Offering amount lowered between filings — KLD ENERGY TECHNOLOGIES INC

The Dec 3, 2009 filing says $2,100,000 offered; the Feb 25, 2010 Form D says $2,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Dec 3, 2009 ↗Form D (later) · Feb 25, 2010 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Dec 3, 2009

Offering amount changed between filings — KLD ENERGY TECHNOLOGIES INC

The Aug 12, 2009 filing says $2,000,000 offered; the Dec 3, 2009 Form D says $2,100,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Dec 3, 2009 ↗KLD ENERGY TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · May 15, 2009 – Mar 15, 2012

Reported revenue range changed between filings — Sozo Global, Inc.

"No Revenues" (May 15, 2009); then "Decline to Disclose" (Mar 15, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 15, 2009 ↗Form D · Mar 15, 2012 ↗Sozo Global, Inc. — PartnerFacts page ↗
Sources
Note · Feb 10, 2026

Same name, different state: "John Constantine" (TN) is a separate record

This page covers filings where the address state is TX. A separate record, "John Constantine" with address state TN, is listed on 1 filing — most recently by Trivergys, LLC (Feb 10, 2026). The two records do not overlap in time: this page runs May 15, 2009 to Feb 2, 2017; the other has one filing dated Feb 10, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Constantine (TN) — PartnerFacts page ↗Form D · Feb 10, 2026 ↗Trivergys, LLC — PartnerFacts page ↗John Constantine (TX) — this page ↗
Sources
Note · Feb 5, 2024 – Mar 21, 2025

Same name, different state: "John Constantine" (SC) is a separate record

This page covers filings where the address state is TX. A separate record, "John Constantine" with address state SC, is listed on 3 filings — most recently by ARCpoint Inc. (Mar 21, 2025). The two records do not overlap in time: this page runs May 15, 2009 to Feb 2, 2017; the other runs Feb 5, 2024 to Mar 21, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Constantine (SC) — PartnerFacts page ↗Form D · Mar 21, 2025 ↗ARCpoint Inc. — PartnerFacts page ↗John Constantine (TX) — this page ↗
Sources
Note · Feb 6, 2013

Same name, different state: "JOHN P. CONSTANTINE" (NC) is a separate record

This page covers filings where the address state is TX. A separate record, "JOHN P. CONSTANTINE" with address state NC, is listed on 1 filing — most recently by BCMH, INC. (Feb 6, 2013). Both records have filings in the same period (Feb 6, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN P. CONSTANTINE (NC) — PartnerFacts page ↗Form D · Feb 6, 2013 ↗BCMH, INC. — PartnerFacts page ↗John Constantine (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 13 offerings report sales commissions totalling $75,600; 0 report finder's fees; 4 report proceeds to related persons totalling $667,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 2, 2017 D
XPEL Technologies Corp.
File 021-279857
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2015 D
Sozo Global, Inc.
File 021-232205
$0$0$100,000 (est.)
Use of funds for raise proceeds include general working capital, which may include periodic payments of salaries to executive officers.
None listed on this filingEDGAR ↗
Jun 19, 2012 D
KLD ENERGY TECHNOLOGIES INC
File 021-179929
$600 (est.)$0$0 (est.)Gregory W. Pletz BrokerCheck CRD 2803859 ↗
via Welborn Capital LLC (CRD 152234 ↗)
EDGAR ↗
Mar 15, 2012 D
Sozo Global, Inc.
File 021-175033
$0$0$400,000
Repayment of short term loans made to Company
None listed on this filingEDGAR ↗
Dec 15, 2011 D/A
KLD ENERGY TECHNOLOGIES INC
File 021-153857
$75,000 (est.)$0$0Stuart T. Valentine BrokerCheck CRD 1646981 ↗
via Financial West Group (CRD 16668 ↗)

Wenkai Tsai BrokerCheck CRD 2704008 ↗
via Bridge Capital Associates, Inc. (CRD 143475 ↗)

Gregory W. Pletz BrokerCheck CRD 2803859 ↗
via Welborn Capital LLC (CRD 152234 ↗)
EDGAR ↗
Dec 15, 2011 D
KLD ENERGY TECHNOLOGIES INC
File 021-170141
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2011 D
KLD ENERGY TECHNOLOGIES INC
File 021-164487
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2011 D
KLD ENERGY TECHNOLOGIES INC
File 021-153880
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2011 D
KLD ENERGY TECHNOLOGIES INC
File 021-153191
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2010 D
KLD ENERGY TECHNOLOGIES INC
File 021-144563
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D
KLD ENERGY TECHNOLOGIES INC
File 021-125715
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2009 D/A
ETMG LLC
File 021-129562
$0$0$67,500 (est.)None listed on this filingEDGAR ↗
May 15, 2009 D
Sozo Global, Inc.
File 021-131275
$0$0$100,000 (est.)
Estimate of executive salaries and advisory fees payable from offering proceeds based upon pro forma financial projections - actual amount will depend upon actual performance of business
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named John Constantine on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

XT
Other

XPEL Technologies Corp.

San Antonio, TX · Feb 2, 2017
  • Feb 2, 2017 · D · $0 sold of $3,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Retailing

Sozo Global, Inc.

Austin, TX · May 15, 2009 → Jan 14, 2015 · 3 filings
  • Jan 14, 2015 · D · $810,000 sold of $6,000,000 · 16 investors · min. $50,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 15, 2012 · D · $300,000 sold of $5,000,000 · 3 investors · min. $50,000 · role: Director, Promoter EDGAR ↗
  • May 15, 2009 · D · $400,000 sold of $2,250,000 · 7 investors · min. $50,000 · role: Director, Promoter ((Manager of LLC)) EDGAR ↗

Raised $810K from 16 investors (14% of the $6M target) as of the latest filing. John is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Other Technology

KLD ENERGY TECHNOLOGIES INC

Austin, TX · Dec 3, 2009 → Jun 19, 2012 · 11 filings
  • Jun 19, 2012 · D · $601,700 sold of $10,000,000 · 17 investors · min. $5,000 · role: Director EDGAR ↗
  • Dec 15, 2011 · D · $1,090,000 sold of $5,000,000 · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 15, 2011 · D/A · $10,000,000 sold of $10,000,000 · 115 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 15, 2011 · D · $1,800,000 sold of $1,800,000 · 5 investors · min. $225,000 · role: Director EDGAR ↗
  • Jan 18, 2011 · D · $2,157,673 sold of $10,000,000 · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 18, 2011 · D · $2,157,673 sold of $10,000,000 · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 7, 2011 · D · $2,800,000 sold of $2,800,000 · 1 investors · min. $2,800,000 · role: Director EDGAR ↗
  • Jul 7, 2010 · D · $4,932,086 sold of $6,000,000 · 73 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 5, 2010 · D · $2,000,000 sold of $2,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2010 · D · $2,000,000 sold of $2,000,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 3, 2009 · D · $262,505 sold of $2,100,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 115 investors (100% of the $10M target) as of the latest filing. John is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

E
Health Insurance

ETMG LLC

Austin, TX · Dec 31, 2009
  • Dec 31, 2009 · D/A · $1,025,000 sold of $1,025,000 · 12 investors · min. $50,000 · role: Executive Officer, Director ((Manager of LLC)) EDGAR ↗

Raised $1.02M from 12 investors (100% of the $1.02M target) as of the latest filing. John is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Adams

Executive Officer, Director, Promoter · 16 shared filings (4 issuers) · also on 5 other issuers

Mark Adams is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Winn

Director · 11 shared filings (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Gerard Okonsky

Executive Officer, Director · 11 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Constantine. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hunter

Director · 11 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Constantine. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Cantrell

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Newby

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wabschall

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

DeWitt VanWisse

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Hartt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Crumly

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Wood

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Pape

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Constantine. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John Constantine by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: XPEL Technologies Corp. (1).

Public profiles and social

Websites and social links of the issuers John Constantine is listed on: none on file. No website or social profile named in ETMG LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,494 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

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