John Christopher Mueller is listed as an executive officer and director on 21 SEC Form D filings by 8 issuers between Aug 2009 and Jun 2020. Largest by amount reported sold: ADVANTHEDGE FUND L P (Minneapolis, MN — pooled investment fund — 2009–2013; $130.7M reported sold to 17 investors), AdvantHedge Small Cap, L.P. (Minneapolis, MN — pooled investment fund — 2009–2011; $62.6M reported sold to 13 investors), Leuthold CC Fund, L.P. (Minneapolis, MN — pooled investment fund — 2009–2013; $51.4M reported sold to 31 investors), LEUTHOLD GLOBAL INDUSTRIES, L.P. (Minneapolis, MN — pooled investment fund — 2009–2020; $48.6M reported sold to 26 investors), Leuthold Industrial Metals Fund L P (Minneapolis, MN — pooled investment fund — 2009; $31.2M reported sold to 53 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $347.6M sold in total.
Listed alongside Jeffrey Leadholm (14 shared filings), General Partner and Manager Leuthold Weeden Hedge, LLC (12 shared filings, management entity), David Ryan Cragg (7 shared filings), General Partner Leuthold Weeden Hedge, LLC (6 shared filings, management entity), Managing Member Christopher Leuthold Group, LLC (2 shared filings, management entity) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 8 issuers belong to the sponsor group Leuthold (8 issuers, $347.6M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Leuthold has 8 companies on file and $347.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for John Christopher Mueller and found 6 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.