PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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JOHN ROBERTS

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 23, 2009 → Dec 9, 2011

1deal (issuers)
$0reported sold
0investors
2Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN ROBERTS is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Dec 2011: UNIVERSITY GAMES CORP (San Francisco, CA — industry reported as "Other" — 2009–2011).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DAVID BAGSHAW (2 shared filings), HARLAN C. LEHMAN (2 shared filings), JEFF PINSKER (2 shared filings), ROBERT MOOG (2 shared filings, management entity) and SCOTT SETRAKIAN (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 22 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for JOHN ROBERTS and found 7 differences: Bankruptcy case: Sok Operations Inc v. University Games Corporation; JOHN ROBERTS appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN ROBERTS has not run yet — it is joining a line of 34,673 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 open, 2 closed (disposition not in docket feed)

John Roberts III v. Experian Information Solutions, Inc. open
District Court, C.D. California · No. 8:26-cv-02263 · Filed Aug 14, 2026
Role of John Roberts III: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Diane Demmar v. John Roberts open
District Court, C.D. California · No. 2:25-cv-11037 · Filed Nov 7, 2025
Role of John Roberts: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Diane Demmar v. John G. Roberts Jr. open
District Court, C.D. California · No. 2:25-cv-07299 · Filed Aug 6, 2025
Role of John G. Roberts Jr.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Philip R. Chatman v. John Roberts closed
District Court, C.D. California · No. 2:23-cv-04503 · Filed Jun 5, 2023 · Closed Jul 14, 2023 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of John Roberts: Defendant · Outcome: Terminated 2023-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Robert J Jaffe MD v. John G Roberts closed
District Court, C.D. California · No. 2:15-cv-01018 · Filed Feb 11, 2015 · Closed Jul 28, 2015 · Nature of suit: Other Statutory Actions · Cause: 31:3731 Fraud
Role of John G Roberts: Defendant · Outcome: Terminated 2015-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN ROBERTS..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

JOHN ROBERTS and GWENDOL ROBERTS closed
United States Bankruptcy Court, E.D. California · No. 19-15163 · Filed Dec 11, 2019 · Closed Mar 27, 2020
Role of JOHN ROBERTS and GWENDOL ROBERTS: Debtor · Outcome: Case closed 2020-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John G Roberts and Bree L Roberts closed
United States Bankruptcy Court, C.D. California · No. 9:17-bk-11193 · Filed Jun 30, 2017 · Closed Oct 31, 2017
Role of John G Roberts and Bree L Roberts: Debtor · Outcome: Case closed 2017-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-13302 · Filed Feb 21, 2014 · Closed Jun 17, 2014
Role of John Roberts: Debtor · Outcome: Case closed 2014-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-14194 · Filed Apr 3, 2012 · Closed Jan 31, 2013
Role of John Roberts: Debtor · Outcome: Case closed 2013-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John C Roberts closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-12240 · Filed Feb 23, 2012 · Closed Jul 5, 2012
Role of John C Roberts: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John B. Roberts and Danette M. Roberts closed
United States Bankruptcy Court, N.D. California · No. 12-50324 · Filed Jan 17, 2012 · Closed Sep 28, 2016
Role of John B. Roberts and Danette M. Roberts: Debtor · Outcome: Case closed 2016-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John C Roberts closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-25304 · Filed Nov 3, 2011 · Closed Mar 9, 2012
Role of John C Roberts: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John F. Roberts closed
United States Bankruptcy Court, E.D. California · No. 11-42979 · Filed Sep 23, 2011 · Closed Jan 17, 2012
Role of John F. Roberts: Debtor · Outcome: Case closed 2012-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John H. Roberts and Vicki L. Roberts closed
United States Bankruptcy Court, N.D. California · No. 11-47274 · Filed Jul 8, 2011 · Closed Dec 30, 2016
Role of John H. Roberts and Vicki L. Roberts: Debtor · Outcome: Case closed 2016-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John A. Roberts and Karen M. Roberts closed
United States Bankruptcy Court, E.D. California · No. 11-91594 · Filed May 2, 2011 · Closed Dec 9, 2011
Role of John A. Roberts and Karen M. Roberts: Debtor · Outcome: Case closed 2011-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John H. Roberts closed
United States Bankruptcy Court, E.D. California · No. 10-39356 · Filed Jul 22, 2010 · Closed Oct 29, 2010
Role of John H. Roberts: Debtor · Outcome: Case closed 2010-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-12334 · Filed Mar 2, 2010 · Closed Oct 8, 2010
Role of John Roberts: Debtor · Outcome: Case closed 2010-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-11258 · Filed Feb 4, 2010 · Closed Apr 1, 2010
Role of John Roberts: Debtor · Outcome: Case closed 2010-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-26391 · Filed Dec 7, 2009 · Closed Jan 15, 2010
Role of John Roberts: Debtor · Outcome: Case closed 2010-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John A. Roberts and Lucy M. Roberts closed
United States Bankruptcy Court, E.D. California · No. 09-93789 · Filed Nov 19, 2009 · Closed Feb 26, 2010
Role of John A. Roberts and Lucy M. Roberts: Debtor · Outcome: Case closed 2010-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John W Roberts and Mary J Roberts closed
United States Bankruptcy Court, C.D. California · No. 9:09-bk-13702 · Filed Sep 10, 2009 · Closed Feb 12, 2010
Role of John W Roberts and Mary J Roberts: Debtor · Outcome: Case closed 2010-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John R. Roberts v. Green closed
United States Bankruptcy Court, E.D. California · No. 09-02540 · Filed Aug 19, 2009 · Closed Feb 23, 2010
Role of John R. Roberts: Plaintiff · Outcome: Case closed 2010-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts and Patricia Roberts closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-28077 · Filed Jul 14, 2009 · Closed Nov 30, 2009
Role of John Roberts and Patricia Roberts: Debtor · Outcome: Case closed 2009-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John H Roberts and Joan M Roberts closed
United States Bankruptcy Court, C.D. California · No. 2:07-bk-11683 · Filed Mar 2, 2007 · Closed Jul 30, 2007
Role of John H Roberts and Joan M Roberts: Debtor · Outcome: Case closed 2007-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John Roberts and Jasmine Roberts closed
United States Bankruptcy Court, C.D. California · No. 6:05-bk-13853 · Filed Apr 19, 2005 · Closed Aug 19, 2005
Role of John Roberts and Jasmine Roberts: Debtor · Outcome: Case closed 2005-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John D. Roberts and Penny Michelle Roberts closed
United States Bankruptcy Court, S.D. California · No. 04-08256 · Filed Sep 22, 2004 · Closed Dec 24, 2004
Role of John D. Roberts and Penny Michelle Roberts: Debtor · Outcome: Case closed 2004-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
John T Roberts closed
United States Bankruptcy Court, C.D. California · No. 1:03-bk-14018 · Filed May 9, 2003 · Closed Aug 29, 2003
Role of John T Roberts: Debtor · Outcome: Case closed 2003-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 959 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for JOHN ROBERTS (compared 2 filings on Oct 24, 2026)

Note · Apr 18, 2002 – Jul 8, 2002

Bankruptcy case: Sok Operations Inc v. University Games Corporation — filed Apr 18, 2002

United States Bankruptcy Court, C.D. California docket "Sok Operations Inc v. University Games Corporation" filed Apr 18, 2002, closed Jul 8, 2002. UNIVERSITY GAMES CORP (related issuer) is listed as Defendant ("University Games Corporation"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗UNIVERSITY GAMES CORP — PartnerFacts page ↗
Sources
Note · Dec 9, 2011

JOHN ROBERTS appears on 1 deal that stopped filing before reaching its target

UNIVERSITY GAMES CORP (last filing Dec 9, 2011; $0 sold of $1,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

UNIVERSITY GAMES CORP — PartnerFacts page ↗
Sources
Note · Sep 15, 2009 – Sep 27, 2019

Same name, different state: "John Roberts" (NJ or NC) is a separate record

This page covers filings where the address state is CA. A separate record, "John Roberts" with address state NJ or NC, is listed on 5 filings — most recently by Loan Transactions & Technology LLC (May 13, 2022). Both records have filings in the same period (Sep 15, 2009 to Dec 9, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Roberts (NJ,NC) — PartnerFacts page ↗Form D · May 13, 2022 ↗Loan Transactions & Technology LLC — PartnerFacts page ↗JOHN ROBERTS (CA) — this page ↗
Sources
Note · Aug 16, 2012 – Oct 28, 2014

Same name, different state: "John Roberts" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "John Roberts" with address state TX, is listed on 2 filings — most recently by DreamJobbing LLC (Oct 28, 2014). The two records do not overlap in time: this page runs Apr 23, 2009 to Dec 9, 2011; the other runs Aug 16, 2012 to Oct 28, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Roberts (TX) — PartnerFacts page ↗Form D · Oct 28, 2014 ↗DreamJobbing LLC — PartnerFacts page ↗JOHN ROBERTS (CA) — this page ↗
Sources
Note · Mar 25, 2009 – Mar 17, 2014

Same name, different state: "John Roberts" (NY or CO) is a separate record

This page covers filings where the address state is CA. A separate record, "John Roberts" with address state NY or CO, is listed on 11 filings — most recently by ALTERNATIVE PACKAGING SOLUTIONS LLC (Mar 17, 2014). Both records have filings in the same period (Apr 23, 2009 to Dec 9, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Roberts (NY,CO) — PartnerFacts page ↗Form D · Mar 17, 2014 ↗ALTERNATIVE PACKAGING SOLUTIONS LLC — PartnerFacts page ↗JOHN ROBERTS (CA) — this page ↗
Sources
Note · Jun 10, 2009 – Oct 14, 2011

Same name, different state: "John Roberts" (C3) is a separate record

This page covers filings where the address state is CA. A separate record, "John Roberts" with address state C3, is listed on 2 filings — most recently by AMPCI Macquarie Infrastructure Management No 1 Limited, AMPCI Macquarie Infrastructure Management No 2 Limited, & DUET Investment Holdings Ltd (Oct 14, 2011). Both records have filings in the same period (Jun 10, 2009 to Oct 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Roberts (C3) — PartnerFacts page ↗Form D · Oct 14, 2011 ↗AMPCI Macquarie Infrastructure Management No 1 Limited, AMPCI Macquarie Infrastructure Management No 2 Limited, & DUET Investment Holdings Ltd — PartnerFacts page ↗JOHN ROBERTS (CA) — this page ↗
Sources
Note · Sep 18, 2009

Same name, different state: "John C. Roberts" (AL) is a separate record

This page covers filings where the address state is CA. A separate record, "John C. Roberts" with address state AL, is listed on 1 filing — most recently by NEXTEK INC (Sep 18, 2009). Both records have filings in the same period (Sep 18, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John C. Roberts (AL) — PartnerFacts page ↗Form D · Sep 18, 2009 ↗NEXTEK INC — PartnerFacts page ↗JOHN ROBERTS (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 9, 2011 D
UNIVERSITY GAMES CORP
File 021-169814
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2009 D
UNIVERSITY GAMES CORP
File 021-54128
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Roberts on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UG
Other

UNIVERSITY GAMES CORP

San Francisco, CA · Apr 23, 2009 → Dec 9, 2011 · 2 filings
  • Dec 9, 2011 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 23, 2009 · D · $0 sold of $500,000 · 0 investors · min. $12,500 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Roberts — NY, CO, 4 issuers, Mar 25, 2009 → Mar 17, 2014 · no shared issuer
  • John T. Roberts, Jr. — CA, 3 issuers, Apr 15, 2009 → Dec 1, 2009 · no shared issuer
  • John K. Roberts III — LA, 3 issuers, May 3, 2023 → Aug 27, 2026 · no shared issuer
  • John Roberts — Australia (as filed: C3), 2 issuers, Jun 10, 2009 → Oct 14, 2011 · no shared issuer
  • John Roberts — NJ, NC, 2 issuers, Sep 15, 2009 → Sep 27, 2019 · no shared issuer
  • John Roberts — TX, 2 issuers, Aug 16, 2012 → Oct 28, 2014 · no shared issuer
  • John C. Roberts — AL, 1 issuer, Sep 18, 2009 → Sep 18, 2009 · no shared issuer
  • John Roberts — IN, 1 issuer, Aug 23, 2013 → Aug 23, 2013 · no shared issuer
  • JOHN R. ROBERTS — MO, 1 issuer, Feb 16, 2016 → Feb 16, 2016 · no shared issuer
  • JOHN MERFYN ROBERTS — British Columbia, Canada (as filed: A1), 1 issuer, Jun 14, 2016 → Jun 14, 2016 · no shared issuer
  • John Roberts — NM, 1 issuer, Oct 25, 2017 → Oct 25, 2017 · no shared issuer
  • John A. Roberts — NJ, 1 issuer, Dec 5, 2016 → Feb 3, 2021 · no shared issuer
  • John Michael Roberts — NC, 1 issuer, Mar 27, 2019 → Jun 7, 2022 · no shared issuer

People around John 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RM
Management entity

ROBERT MOOG

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Roberts. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

HARLAN C. LEHMAN

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as John Roberts. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID BAGSHAW

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Roberts. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT SETRAKIAN

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Roberts. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JEFF PINSKER

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Roberts. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN ROBERTS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Roberts is listed on: none on file. No website or social profile named in UNIVERSITY GAMES CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #345,988 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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