ROBERT MOOG is a management entity listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Dec 2011: UNIVERSITY GAMES CORP (San Francisco, CA — industry reported as "Other" — 2009–2011).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside DAVID BAGSHAW (2 shared filings), HARLAN C. LEHMAN (2 shared filings), JEFF PINSKER (2 shared filings), JOHN ROBERTS (2 shared filings) and SCOTT SETRAKIAN (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for ROBERT MOOG and found 2 differences: Bankruptcy case: Sok Operations Inc v. University Games Corporation; ROBERT MOOG appears on 1 deal that stopped filing before reaching its target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.