Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CT, NY, Luxembourg (as filed: N4) · Dec 16, 2020 → Nov 28, 2025
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
John Birch is listed as a director on 22 SEC Form D filings by 5 issuers between May 2015 and Nov 2025: Gabelli Associates LTD (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2020–2025; $455.6M reported sold to 174 investors), GABELLI ASSOCIATES LTD II E (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021–2025; $195.9M reported sold to 103 investors), Gabelli Global Small & Mid Cap Value Trust (Rye, NY — pooled investment fund — 2021–2025; $40M reported sold to 40 investors), GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (Rye, NY — pooled investment fund — 2019–2025; $35M reported sold to 159 investors) and GAMCO International SICAV (Esch-Sur-Alzette, Luxembourg (as filed: N4) — pooled investment fund — 2015–2021; $5.32M reported sold to 1 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $731.8M sold in total.
Listed alongside Michael Gabelli (16 shared filings), Douglas R. Jamieson (11 shared filings), Patrick J Guarino (11 shared filings), Anthonie C. van Ekris (9 shared filings), Gabelli & Company Investment Advisers, Inc. (6 shared filings, management entity) and 34 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 5 issuers belong to the sponsor group Gabelli (27 issuers, $2.14B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Gabelli has 27 companies on file and $2.14B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for John Birch and found 12 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Salvatore J. Zizza (Sep 9, 2015); Bankruptcy case: John R. Birch, Jr. and Jan M. Birch; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for John Birch has not run yet — it is joining a line of 37,473 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Birch..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
14 cases: 14 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for John Birch — 3 worth asking about (compared 22 filings on Oct 24, 2026)
A ap release dated Sep 9, 2015 names Salvatore J. Zizza (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, D. Connecticut docket "John R. Birch, Jr. and Jan M. Birch" filed Mar 14, 2014, closed Jul 16, 2014. John Birch is listed as Debtor ("John R. Birch, Jr."). Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, E.D. New York docket "Bruce Alpert" filed Apr 29, 2014, closed Oct 7, 2014. Bruce N. Alpert (listed on the same filings) is listed as Debtor ("Bruce Alpert"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The filing says the first sale was Jun 26, 2025. The Form D was filed Nov 5, 2025 — 132 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 117 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 26, 2025. The Form D was filed Nov 6, 2025 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated May 7, 2021 (first sale Apr 30, 2015). It reports $5,322,968 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Dec 16, 2020 filing lists a minimum of $0; the Dec 16, 2021 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
"Over $100,000,000" (Oct 17, 2019); then "$50,000,001 - $100,000,000" (Nov 5, 2025).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The people listed on the Dec 27, 2019 filing give Rye, NY; on the Dec 16, 2020 filing they give Greenwich, CT.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Dec 27, 2019 filing give Rye, NY; on the Dec 16, 2020 filing they give Greenwich, CT.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the May 11, 2018 filing give Sennigerberg, Luxembourg (as filed: N4); on the May 10, 2019 filing they give Esch-Sur-Alzette, Luxembourg (as filed: N4).
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
Luxembourg (as filed: N4) on 6 filings (May 14, 2015 to May 7, 2021); NY on 5 filings (Oct 17, 2019 to Nov 6, 2025); CT on 11 filings (Dec 16, 2020 to Nov 28, 2025).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 28, 2025 D/A Gabelli Associates LTD File 021-86792 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | G.research, LLC BrokerCheck CRD 000007353 ↗ Arete Wealth Management, LLC BrokerCheck CRD 000044856 ↗ TimeCapital Securities Corporation BrokerCheck CRD 000006845 ↗ | EDGAR ↗ |
| Nov 28, 2025 D/A GABELLI ASSOCIATES LTD II E File 021-141210 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | G.research, LLC BrokerCheck CRD 000007353 ↗ Arete Wealth Management, LLC BrokerCheck CRD 000044856 ↗ TimeCapital Securities Corporation BrokerCheck CRD 000006845 ↗ | EDGAR ↗ |
| Nov 6, 2025 D Gabelli Global Small & Mid Cap Value Trust File 021-563362 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 5, 2025 D GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC File 021-563217 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 10, 2023 D GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC File 021-470240 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 5, 2021 D Gabelli Global Small & Mid Cap Value Trust File 021-420104 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 7, 2021 D/A GAMCO International SICAV File 021-239865 | $0 | $0 | $0 Investment Manager will receive a management fee at a certain percentage based on NAV of certain classes of shares of the Fund. | None listed on this filing | EDGAR ↗ |
| Oct 17, 2019 D GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC File 021-351325 | $0 | $0 | $0 Proceeds will be used to refinance the issuer's outstanding Series B Preferred Shares, of which 10,100, or 1.00% of the Series B Preferred Shares outstanding, are held by the executive officers and directors named in response to Item 3. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Birch on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $195.9M from 103 investors as of the latest filing. John is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $455.6M from 174 investors as of the latest filing. John is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $40M from 40 investors (100% of the $40M target) as of the latest filing. John is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $35M from 159 investors (100% of the $20M target) as of the latest filing. John is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.32M from 1 investor as of the latest filing. John is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Gabelli & Company Investment Advisers, Inc. is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Douglas R. Jamieson is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Anthonie C. van Ekris is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Salvatore J. Zizza is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Agnes Mullady is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Anthony S. Colavita is on 5 issuers in total — a repeat sponsor. Their page lists every one.
John C. Ball is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Mario J. Gabelli is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Vincent D. Enright is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
Peter Goldstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Listed on the same filings as John Birch. Their page shows their other deals.
Kuni Nakamura is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Frank J. Fahrenkopf, Jr. is on 5 issuers in total — a repeat sponsor. Their page lists every one.
James P. Conn is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Richard J. Walz is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Laurissa M. Martire is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
Bruce N. Alpert is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as John Birch. Their page shows their other deals.
One team, 27 deal companies. John Birch is listed on 5 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Birch.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 2 of the 5 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Gabelli Associates LTD, GAMCO International SICAV.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to John Birch by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.
Websites and social links of the issuers John Birch is listed on: none on file. No website or social profile named in Gabelli Associates LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,942 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when John Birch appears on a new Form D, or when a court case or SEC action is matched to them. See plans →