JOHN BROWNLIE is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Jan 2011 and Jun 2014: Brazahav Resources, Inc (Redding, CT — industry reported as "Other" — 2012; $4.92M reported sold to 69 investors) and MARLIN GOLD MINING LTD (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2014; $3.54M reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $8.46M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for JOHN BROWNLIE and found 8 differences, 1 worth asking the sponsor about: Bankruptcy case: John W. Brownlie, III; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.