John Broere is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Dec 2020 and Jul 2022: SmartLam NA Enterprises US, LLC (Columbia Falls, MT — manufacturing — 2020–2022; $46.7M reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Fehr (2 shared filings), Casey Malmquist (2 shared filings), Charles McRae (2 shared filings), Douglas Hammond (2 shared filings), Erik Munck (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Broere and found 5 differences, 1 worth asking the sponsor about: Bankruptcy case: John W. Broere and Elizabeth S. Broere; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.