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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:32 AM ET

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JB
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John Barrett

Named as an officer, director or promoter on SEC Form D filings · MD · Aug 20, 2009 → Aug 20, 2009

1deal (issuers)
$28.1Mreported sold
5investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Barrett is listed as a director on 1 SEC Form D filing by 1 issuer in Aug 2009: CARDIOXYL PHARMACEUTICALS INC (Chapel Hill, NC — pharmaceuticals — 2009; $28.1M reported sold to 5 investors).

What this means One deal on file with the SEC, filed Aug 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles Sanders (1 shared filing), Christopher A. Kroeger (1 shared filing), Jeff Clark (1 shared filing), Reza Mazhari (1 shared filing) and Robert Garland (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Barrett and found 5 differences: Same name, different state: "John Barrett" (NY) is a separate record; Same name, different state: "John Barrett" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Barrett has not run yet — it is joining a line of 23,456 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Barrett..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

John Barrett and Venus M. Carvelli closed
United States Bankruptcy Court, W.D. North Carolina · No. 15-10562 · Filed Nov 3, 2015 · Closed Feb 11, 2016
Role of John Barrett and Venus M. Carvelli: Debtor · Outcome: Case closed 2016-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NC)
John J. Barrett closed
United States Bankruptcy Court, D. Maryland · No. 14-14385 · Filed Mar 20, 2014 · Closed May 11, 2017
Role of John J. Barrett: Debtor · Outcome: Case closed 2017-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MD)
John R. Barrett and Grace J. Barrett closed
United States Bankruptcy Court, D. Maryland · No. 11-21606 · Filed Jun 2, 2011 · Closed Sep 14, 2011
Role of John R. Barrett and Grace J. Barrett: Debtor · Outcome: Case closed 2011-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MD)
John C. Barrett closed
United States Bankruptcy Court, D. Maryland · No. 03-81820 · Filed Oct 24, 2003 · Closed Feb 12, 2004
Role of John C. Barrett: Debtor · Outcome: Case closed 2004-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MD)
John H. Barrett and Kathleen H. Barrett closed
United States Bankruptcy Court, M.D. North Carolina · No. 90-12515 · Filed Aug 21, 1990 · Closed Oct 3, 1995
Role of John H. Barrett and Kathleen H. Barrett: Debtor · Outcome: Case closed 1995-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NC)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John Barrett (compared 1 filing on Oct 24, 2026)

Note · Oct 25, 2013 – Jun 26, 2015

Same name, different state: "John Barrett" (NY) is a separate record

This page covers filings where the address state is MD. A separate record, "John Barrett" with address state NY, is listed on 8 filings — most recently by John Barrett Holdings, LLC (Jun 26, 2015). The two records do not overlap in time: this page has one filing dated Aug 20, 2009; the other runs Oct 25, 2013 to Jun 26, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Barrett (NY) — PartnerFacts page ↗Form D · Jun 26, 2015 ↗John Barrett Holdings, LLC — PartnerFacts page ↗John Barrett (MD) — this page ↗
Sources
Note · May 5, 2009 – Aug 25, 2011

Same name, different state: "John Barrett" (CA) is a separate record

This page covers filings where the address state is MD. A separate record, "John Barrett" with address state CA, is listed on 2 filings — most recently by CoAlign Innovations, Inc. (Aug 25, 2011). Both records have filings in the same period (Aug 20, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Barrett (CA) — PartnerFacts page ↗Form D · Aug 25, 2011 ↗CoAlign Innovations, Inc. — PartnerFacts page ↗John Barrett (MD) — this page ↗
Sources
Note · Sep 1, 2009 – Sep 8, 2010

Same name, different state: "John Barrett" (X0) is a separate record

This page covers filings where the address state is MD. A separate record, "John Barrett" with address state X0, is listed on 2 filings — most recently by Mondrian Wal-Mart Focused International Equity Fund, a separate investment fund of Mondrian Group Trust (Sep 8, 2010). The two records do not overlap in time: this page has one filing dated Aug 20, 2009; the other runs Sep 1, 2009 to Sep 8, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Barrett (X0) — PartnerFacts page ↗Form D/A · Sep 8, 2010 ↗Mondrian Wal-Mart Focused International Equity Fund, a separate investment fund of Mondrian Group Trust — PartnerFacts page ↗John Barrett (MD) — this page ↗
Sources
Note · Jun 1, 2010

Same name, different state: "John Barrett" (IL) is a separate record

This page covers filings where the address state is MD. A separate record, "John Barrett" with address state IL, is listed on 1 filing — most recently by HOMETOWN FINANCIAL GROUP INC (Jun 1, 2010). The two records do not overlap in time: this page has one filing dated Aug 20, 2009; the other has one filing dated Jun 1, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Barrett (IL) — PartnerFacts page ↗Form D · Jun 1, 2010 ↗HOMETOWN FINANCIAL GROUP INC — PartnerFacts page ↗John Barrett (MD) — this page ↗
Sources
Note · Dec 29, 2009

Same name, different state: "JOHN H. BARRETT" (GA) is a separate record

This page covers filings where the address state is MD. A separate record, "JOHN H. BARRETT" with address state GA, is listed on 1 filing — most recently by NBG BANCORP INC (Dec 29, 2009). The two records do not overlap in time: this page has one filing dated Aug 20, 2009; the other has one filing dated Dec 29, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN H. BARRETT (GA) — PartnerFacts page ↗Form D · Dec 29, 2009 ↗NBG BANCORP INC — PartnerFacts page ↗John Barrett (MD) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 20, 2009 D
CARDIOXYL PHARMACEUTICALS INC
File 021-96914
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Barrett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CP
Pharmaceuticals

CARDIOXYL PHARMACEUTICALS INC

Chapel Hill, NC · Aug 20, 2009
  • Aug 20, 2009 · D · $9,000,000 sold of $9,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28.1M from 5 investors (100% of the $9M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Stewart Barrett — ID, 7 issuers, Oct 25, 2018 → Apr 2, 2025 · no shared issuer
  • John Barrett — NY, 5 issuers, Oct 25, 2013 → Jun 26, 2015 · no shared issuer
  • John Barrett — MA, 2 issuers, Sep 8, 2014 → May 22, 2023 · no shared issuer
  • John Barrett — CA, 1 issuer, May 5, 2009 → Aug 25, 2011 · no shared issuer
  • John Barrett — United Kingdom (as filed: X0), 1 issuer, Sep 1, 2009 → Sep 8, 2010 · no shared issuer
  • JOHN H. BARRETT — GA, 1 issuer, Dec 29, 2009 → Dec 29, 2009 · no shared issuer
  • John Barrett — IL, 1 issuer, Jun 1, 2010 → Jun 1, 2010 · no shared issuer
  • John M Barrett — FL, 1 issuer, Jul 20, 2017 → Jul 20, 2017 · no shared issuer
  • John Todd Barrett — MS, 1 issuer, May 3, 2023 → May 3, 2023 · no shared issuer
  • John Barrett — OK, 1 issuer, Mar 19, 2025 → Mar 19, 2025 · no shared issuer
  • John D., II Barrett — NY, 1 issuer, Aug 26, 2013 → Aug 26, 2013 · no shared issuer
  • John Barrett — FL, MI, 1 issuer, Sep 22, 2025 → Sep 22, 2025 · no shared issuer

People around John 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Clark

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Barrett. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Reza Mazhari

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Barrett. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Garland

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Barrett. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher A. Kroeger

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Barrett. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Sanders

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Barrett. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Barrett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Barrett is listed on: none on file. No website or social profile named in CARDIOXYL PHARMACEUTICALS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #336,012 of 374,652 in line (1,189 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chapel Hill, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maryland Judiciary case search ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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