PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

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John Baker

Named as an officer, director or promoter on SEC Form D filings · CA, OH · Aug 18, 2017 → Sep 29, 2023

2deals (issuers)
$42Mreported sold
26investors
8Form D filings
2017–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Baker is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between Feb 2014 and Oct 2026: Wine.com Inc (San Francisco, CA — industry reported as "Other" — 2014–2021; $40M reported sold to 16 investors) and US Positronix Inc. (Oberlin, OH — other technology — 2023–2026; $2.03M reported sold to 10 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $42M sold in total.

Listed alongside J Craig Brubaker (4 shared filings), Remigio Perales (4 shared filings), Henry Baker (3 shared filings), Jim Barnes (3 shared filings), Kristen Pszonowsky (3 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for John Baker and found 17 differences, 4 worth asking the sponsor about: Regulator action naming a team member: VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams (Mar 9, 2017); 4 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Baker has not run yet — it is joining a line of 56,047 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Baker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 39 closed (disposition not in docket feed)

Barbara Baker and John L. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 23-50409 · Filed Mar 24, 2023 · Closed Jul 25, 2023
Role of John L. Baker: Debtor · Outcome: Case closed 2023-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John L. Baker, III and Efrosini J. Kovas-Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:23-bk-50558 · Filed Feb 24, 2023 · Closed Jul 5, 2023
Role of John L. Baker, III: Debtor · Outcome: Case closed 2023-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A Baker, Jr. closed
United States Bankruptcy Court, C.D. California · No. 6:20-bk-17983 · Filed Dec 18, 2020 · Closed Mar 30, 2021
Role of John A Baker, Jr.: Debtor · Outcome: Case closed 2021-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
Melissa M. Baker and John T. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 20-31328 · Filed May 18, 2020 · Closed Sep 22, 2020
Role of John T. Baker: Debtor · Outcome: Case closed 2020-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John N. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:19-bk-52150 · Filed Apr 4, 2019 · Closed Jul 24, 2019
Role of John N. Baker: Debtor · Outcome: Case closed 2019-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 17-42284 · Filed Nov 28, 2017 · Closed Mar 30, 2018
Role of John Baker: Debtor · Outcome: Case closed 2018-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John D. Baker and Winona L. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:17-bk-57203 · Filed Nov 10, 2017 · Closed Apr 4, 2018
Role of John D. Baker and Winona L. Baker: Debtor · Outcome: Case closed 2018-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
Margaret H. Baker and John M. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 17-40786 · Filed Apr 24, 2017 · Closed Aug 25, 2017
Role of John M. Baker: Debtor · Outcome: Case closed 2017-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John J. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:17-bk-50727 · Filed Feb 10, 2017 · Closed Jun 28, 2017
Role of John J. Baker: Debtor · Outcome: Case closed 2017-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John M. Baker and Linda R. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 15-14237 · Filed Jul 27, 2015 · Closed Nov 10, 2015
Role of John M. Baker and Linda R. Baker: Debtor · Outcome: Case closed 2015-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John E. Baker and Sharon P. Baker closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-19438 · Filed Jul 24, 2014 · Closed Nov 10, 2016
Role of John E. Baker and Sharon P. Baker: Debtor · Outcome: Case closed 2016-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John A Baker and Joyce A Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:14-bk-30504 · Filed Feb 25, 2014 · Closed Jul 25, 2017
Role of John A Baker and Joyce A Baker: Debtor · Outcome: Case closed 2017-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John R. Baker and Melanie J. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 13-60880 · Filed Apr 9, 2013 · Closed Aug 9, 2013
Role of John R. Baker and Melanie J. Baker: Debtor · Outcome: Case closed 2013-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John P. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 13-50638 · Filed Mar 8, 2013 · Closed Jul 17, 2013
Role of John P. Baker: Debtor · Outcome: Case closed 2013-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John H. Baker, III closed
United States Bankruptcy Court, N.D. Ohio · No. 12-12344 · Filed Mar 28, 2012 · Closed Jul 16, 2012
Role of John H. Baker, III: Debtor · Outcome: Case closed 2012-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John E Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 11-53900 · Filed Oct 18, 2011 · Closed Feb 16, 2012
Role of John E Baker: Debtor · Outcome: Case closed 2012-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John F Baker Jr and Patricia S Baker closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-13861 · Filed Feb 4, 2011 · Closed Mar 1, 2016
Role of John F Baker Jr and Patricia S Baker: Debtor · Outcome: Case closed 2016-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John P Baker and Judy L Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-18416 · Filed Dec 13, 2010 · Closed Mar 12, 2013
Role of John P Baker and Judy L Baker: Debtor · Outcome: Case closed 2013-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John R Baker and Laura Schell-Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-17437 · Filed Oct 29, 2010 · Closed Jul 30, 2012
Role of John R Baker and Laura Schell-Baker: Debtor · Outcome: Case closed 2012-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John L Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 10-42599 · Filed Jul 13, 2010 · Closed Nov 15, 2010
Role of John L Baker: Debtor · Outcome: Case closed 2010-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John W. Baker closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-14538 · Filed Apr 8, 2010 · Closed Oct 25, 2010
Role of John W. Baker: Debtor · Outcome: Case closed 2010-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John A Baker and Joyce A Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:10-bk-32006 · Filed Apr 1, 2010 · Closed Apr 10, 2014
Role of John A Baker and Joyce A Baker: Debtor · Outcome: Case closed 2014-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John J Baker and Jennifer L Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:09-bk-33287 · Filed May 29, 2009 · Closed Sep 23, 2009
Role of John J Baker and Jennifer L Baker: Debtor · Outcome: Case closed 2009-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:09-bk-53964 · Filed Apr 13, 2009 · Closed Aug 12, 2009
Role of John Baker: Debtor · Outcome: Case closed 2009-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John R. Baker closed
United States Bankruptcy Court, S.D. California · No. 08-11327 · Filed Nov 7, 2008 · Closed Feb 13, 2009
Role of John R. Baker: Debtor · Outcome: Case closed 2009-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John F. Baker and Patricia D. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:07-bk-35680 · Filed Dec 28, 2007 · Closed May 13, 2008
Role of John F. Baker and Patricia D. Baker: Debtor · Outcome: Case closed 2008-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John L Baker and Barbara J Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 07-54073 · Filed Dec 21, 2007 · Closed May 2, 2008
Role of John L Baker and Barbara J Baker: Debtor · Outcome: Case closed 2008-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker and Rebecca L. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 07-52455 · Filed Aug 2, 2007 · Closed Dec 21, 2010
Role of John A. Baker and Rebecca L. Baker: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker and Susan L. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-33347 · Filed Nov 13, 2006 · Closed Mar 21, 2007
Role of John A. Baker and Susan L. Baker: Debtor · Outcome: Case closed 2007-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 2:06-bk-56234 · Filed Oct 30, 2006 · Closed Feb 21, 2007
Role of John Baker: Debtor · Outcome: Case closed 2007-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker, Jr. and Nicole D. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 1:06-bk-13706 · Filed Oct 27, 2006 · Closed Feb 14, 2007
Role of John A. Baker, Jr.: Debtor · Outcome: Case closed 2007-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker and Linda K. Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-44538 · Filed Oct 14, 2005 · Closed Aug 9, 2007
Role of John A. Baker and Linda K. Baker: Debtor · Outcome: Case closed 2007-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John R. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 05-92596 · Filed Oct 14, 2005 · Closed Apr 6, 2006
Role of John R. Baker: Debtor · Outcome: Case closed 2006-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker and Linda R. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 05-34284 · Filed Apr 29, 2005 · Closed Aug 24, 2010
Role of John A. Baker and Linda R. Baker: Debtor · Outcome: Case closed 2010-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John D Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-10969 · Filed Feb 16, 2005 · Closed Jun 8, 2005
Role of John D Baker: Debtor · Outcome: Case closed 2005-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John H Baker and Lynn A Baker closed
United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-41279 · Filed Dec 27, 2004 · Closed Mar 15, 2006
Role of John H Baker and Lynn A Baker: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 04-21395 · Filed Sep 3, 2004 · Closed Mar 13, 2007
Role of John Baker: Debtor · Outcome: Case closed 2007-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John M. Baker and Linda R. Baker closed
United States Bankruptcy Court, N.D. Ohio · No. 04-17149 · Filed Jun 6, 2004 · Closed Sep 15, 2004
Role of John M. Baker and Linda R. Baker: Debtor · Outcome: Case closed 2004-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (OH)
John A. Baker closed
United States Bankruptcy Court, S.D. California · No. 03-11277 · Filed Dec 18, 2003 · Closed Mar 29, 2004
Role of John A. Baker: Debtor · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1066 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for John Baker — 4 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Mar 9, 2017

Regulator action naming a team member: VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams (Mar 9, 2017)

An SEC litigation release dated Mar 9, 2017 names Michael Osborn (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams ↗Michael Osborn — PartnerFacts page ↗
Sources
Note · Sep 29, 2024 – Jan 7, 2025

Bankruptcy case: Nicola Baker — filed Sep 29, 2024

United States Bankruptcy Court, C.D. California docket "Nicola Baker" filed Sep 29, 2024, closed Jan 7, 2025. Nicola Baker (listed on the same filings) is listed as Debtor ("Nicola Baker"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Nicola Baker — PartnerFacts page ↗
Sources
Note · May 4, 2001 – Jun 26, 2008

Bankruptcy case: Wine.com, Inc. — filed May 4, 2001

United States Bankruptcy Court, N.D. California docket "Wine.com, Inc." filed May 4, 2001, closed Jun 26, 2008. Wine.com Inc (related issuer) is listed as Debtor ("Wine.com, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Wine.com Inc — PartnerFacts page ↗
Sources
Worth asking · Mar 18, 2021 – Sep 8, 2025

4 filings report more than 10% of the money raised going to insiders

75% of the money raised went to insiders — US Positronix Inc. · 34% of the money raised went to insiders — US Positronix Inc. · 51% of the money raised went to insiders — US Positronix Inc. · 19% of the money raised went to insiders — Wine.com Inc

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 8, 2025 ↗US Positronix Inc. — PartnerFacts page ↗Form D · Nov 25, 2024 ↗Form D · Sep 29, 2023 ↗
Sources
Worth asking · Jun 26, 2024 – Nov 25, 2024

Form D filed 152 days after the first sale — US Positronix Inc.

The filing says the first sale was Jun 26, 2024. The Form D was filed Nov 25, 2024 — 152 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 137 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 25, 2024 ↗US Positronix Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 11, 2023 – Sep 29, 2023

Form D filed 80 days after the first sale — US Positronix Inc.

The filing says the first sale was Jul 11, 2023. The Form D was filed Sep 29, 2023 — 80 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 65 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 29, 2023 ↗US Positronix Inc. — PartnerFacts page ↗
Sources
Note · Aug 22, 2025 – Sep 8, 2025

Form D filed 17 days after the first sale — US Positronix Inc.

The filing says the first sale was Aug 22, 2025. The Form D was filed Sep 8, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 8, 2025 ↗US Positronix Inc. — PartnerFacts page ↗
Sources
Note · Jan 31, 2014 – Sep 8, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — US Positronix Inc. (latest filing Sep 8, 2025) · No amendment in the last 12 months on an offering that may still be open — US Positronix Inc. (latest filing Nov 25, 2024) · No amendment in the last 12 months on an offering that may still be open — US Positronix Inc. (latest filing Sep 29, 2023) · No amendment in the last 12 months on an offering that may still be open — Wine.com Inc (latest filing Mar 18, 2021) · No amendment in the last 12 months on an offering that may still be open — Wine.com Inc (latest filing Nov 26, 2018) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 8, 2025 ↗US Positronix Inc. — PartnerFacts page ↗Form D · Nov 25, 2024 ↗Form D · Sep 29, 2023 ↗
Sources
Note · Feb 11, 2014 – Aug 18, 2017

John Baker is written 2 different ways on the filings

listed as "John C Baker" on the Feb 11, 2014 filing, and "John Baker" on 7 filings (from Aug 18, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 11, 2014 ↗Form D · Aug 18, 2017 ↗John Baker — PartnerFacts page ↗
Sources
Note · Sep 29, 2023 – Nov 25, 2024

Reported revenue range changed between filings — US Positronix Inc.

"No Revenues" (Sep 29, 2023); then "Decline to Disclose" (Nov 25, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 29, 2023 ↗Form D · Nov 25, 2024 ↗US Positronix Inc. — PartnerFacts page ↗
Sources
Note · Dec 30, 2011 – Jan 2, 2026

Same name, different state: "John Baker" (IN) is a separate record

This page covers filings where the address state is CA or OH. A separate record, "John Baker" with address state IN, is listed on 12 filings — most recently by 3Aware, Inc. (Jan 2, 2026). Both records have filings in the same period (Aug 18, 2017 to Sep 29, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Baker (IN) — PartnerFacts page ↗Form D · Jan 2, 2026 ↗3Aware, Inc. — PartnerFacts page ↗John Baker (CA,OH) — this page ↗
Sources
Note · Dec 21, 2010 – Sep 17, 2012

Same name, different state: "John Baker" (A1 or A4) is a separate record

This page covers filings where the address state is CA or OH. A separate record, "John Baker" with address state A1 or A4, is listed on 3 filings — most recently by Alderon Iron Ore Corp. (Sep 17, 2012). The two records do not overlap in time: this page runs Aug 18, 2017 to Sep 29, 2023; the other runs Dec 21, 2010 to Sep 17, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Baker (A1,A4) — PartnerFacts page ↗Form D · Sep 17, 2012 ↗Alderon Iron Ore Corp. — PartnerFacts page ↗John Baker (CA,OH) — this page ↗
Sources
Note · Sep 5, 2012

Same name, different state: "John Allan Baker" (A6) is a separate record

This page covers filings where the address state is CA or OH. A separate record, "John Allan Baker" with address state A6, is listed on 1 filing — most recently by D2L Holdings Inc. (Sep 5, 2012). The two records do not overlap in time: this page runs Aug 18, 2017 to Sep 29, 2023; the other has one filing dated Sep 5, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Allan Baker (A6) — PartnerFacts page ↗Form D · Sep 5, 2012 ↗D2L Holdings Inc. — PartnerFacts page ↗John Baker (CA,OH) — this page ↗
Sources
Note · Oct 25, 2011 – Apr 19, 2012

Same name, different state: "John E Baker" (MD) is a separate record

This page covers filings where the address state is CA or OH. A separate record, "John E Baker" with address state MD, is listed on 5 filings — most recently by VR Holdings, Inc. (Apr 19, 2012). The two records do not overlap in time: this page runs Aug 18, 2017 to Sep 29, 2023; the other runs Oct 25, 2011 to Apr 19, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John E Baker (MD) — PartnerFacts page ↗Form D/A · Apr 19, 2012 ↗VR Holdings, Inc. — PartnerFacts page ↗John Baker (CA,OH) — this page ↗
Sources
Note · Apr 30, 2009 – May 14, 2010

Same name, different state: "John Wilson Baker" (NV) is a separate record

This page covers filings where the address state is CA or OH. A separate record, "John Wilson Baker" with address state NV, is listed on 2 filings — most recently by Six Flags Entertainment Corp (May 14, 2010). The two records do not overlap in time: this page runs Aug 18, 2017 to Sep 29, 2023; the other runs Apr 30, 2009 to May 14, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Wilson Baker (NV) — PartnerFacts page ↗Form D · May 14, 2010 ↗Six Flags Entertainment Corp — PartnerFacts page ↗John Baker (CA,OH) — this page ↗
Sources
Note · Sep 29, 2023 – Nov 25, 2024

Address moved from Hayward, CA to Oberlin, OH — US Positronix Inc.

The people listed on the Sep 29, 2023 filing give Hayward, CA; on the Nov 25, 2024 filing they give Oberlin, OH.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 29, 2023 ↗Form D · Nov 25, 2024 ↗US Positronix Inc. — PartnerFacts page ↗
Sources
Note · Feb 11, 2014 – Oct 1, 2026

John Baker is listed with 2 different address states: CA, OH

CA on 5 filings (Feb 11, 2014 to Sep 29, 2023); OH on 3 filings (Nov 25, 2024 to Oct 1, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 11, 2014 ↗Form D · Nov 25, 2024 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $2,500,000; 0 report finder's fees; 5 report proceeds to related persons totalling $7,970,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 1, 2026 D
US Positronix Inc.
File 021-599682
$0$0$200,000 (est.)
Approximately $200,000 of the proceeds will go towards the persons listed in item 3 to cover executive officer salaries.
None listed on this filingEDGAR ↗
Sep 8, 2025 D
US Positronix Inc.
File 021-556903
$0$0$75,000 (est.)
Approximately $75,000 of the proceeds will go towards the persons listed in item 3 to cover executive officer salaries.
None listed on this filingEDGAR ↗
Nov 25, 2024 D
US Positronix Inc.
File 021-530369
$0$0$80,000 (est.)
Approximately $80,000 of the proceeds will go towards the persons listed in Item 3 to cover executive officer salaries.
None listed on this filingEDGAR ↗
Sep 29, 2023 D
US Positronix Inc.
File 021-493452
$0$0$115,000 (est.)
Approximately $115,000 of the proceeds will go towards related parties to cover executive officer salaries, and patent development and management fees.
None listed on this filingEDGAR ↗
Mar 18, 2021 D
Wine.com Inc
File 021-392639
$2,500,000$0$7,500,000 (est.)
Company will use a portion of the proceeds to repurchase or redeem outstanding shares or equity awards from current employees and holders of Common Stock of the Company, including shares or equity awards held by executive officers and directors.
Hugh B Paisley BrokerCheck CRD 4724491 ↗
via Citigroup Global Markets, Inc. (CRD 7059 ↗)
EDGAR ↗
Nov 26, 2018 D
Wine.com Inc
File 021-326507
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2017 D
Wine.com Inc
File 021-293073
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2014 D
Wine.com Inc
File 021-211687
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UP
Other Technology

US Positronix Inc.

Oberlin, OH · Sep 29, 2023 → Oct 1, 2026 · 4 filings
  • Oct 1, 2026 · D · $2,030,000 sold of $5,000,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 8, 2025 · D · $100,000 sold of $750,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 25, 2024 · D · $238,000 sold of $800,000 · 4 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 29, 2023 · D · $225,016 sold of $300,000 · 10 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.03M from 10 investors (41% of the $5M target) as of the latest filing. John is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Other

Wine.com Inc

San Francisco, CA · Feb 11, 2014 → Mar 18, 2021 · 4 filings
  • Mar 18, 2021 · D · $39,999,941 sold of $39,999,986 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2018 · D · $9,061,255 sold of $9,474,490 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 18, 2017 · D · $15,815,745 sold of $29,999,997 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2014 · D · $2,009,682 sold of $2,100,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40M from 16 investors (100% of the $40M target) as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Wilson Baker — NV, 2 issuers, Apr 30, 2009 → May 14, 2010 · no shared issuer
  • John Baker — IN, 2 issuers, Dec 30, 2011 → Jan 2, 2026 · no shared issuer
  • John Baker — British Columbia, Canada (as filed: A1), Newfoundland, Canada (as filed: A4), 1 issuer, Dec 21, 2010 → Sep 17, 2012 · no shared issuer
  • John E Baker — MD, 1 issuer, Oct 25, 2011 → Apr 19, 2012 · no shared issuer
  • John Allan Baker — Ontario, Canada (as filed: A6), 1 issuer, Sep 5, 2012 → Sep 5, 2012 · no shared issuer
  • John Maxwell Baker — WA, 1 issuer, Feb 27, 2019 → Feb 27, 2019 · no shared issuer
  • John A. Baker — SD, 1 issuer, Jul 23, 2021 → Jul 23, 2021 · no shared issuer
  • John Thomas Baker — Hong Kong (as filed: K3), 1 issuer, Feb 7, 2022 → Feb 7, 2022 · no shared issuer
  • John Baker — CT, 1 issuer, Aug 17, 2023 → Aug 17, 2023 · no shared issuer
  • John Baker — MI, 1 issuer, Jun 1, 2026 → Jun 1, 2026 · no shared issuer

People around John 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Remigio Perales

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Baker. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

J Craig Brubaker

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William Tomaszewski

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Bergsund

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kristen Pszonowsky

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Baker

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Barnes

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Osborn

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Baker. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Elarde

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Baker. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Tatem

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Do

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Saliba

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nicola Baker

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Kuerschner

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Manning

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rich Bergsund

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William Tomaszewksi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kathryn Perales

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Baker. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Baker is listed on: none on file. No website or social profile named in Wine.com Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #196,393 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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