4 SEC releases; 19 state regulator orders
ODS' Motion to Deem Certain Allegations in ODS' Petition Admitted OK · Oklahoma Department of Securities
Order date Dec 30, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Reply to ODS' Response to Defendants' Motion to Compel OK · Oklahoma Department of Securities
Order date Dec 12, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Reply to Intervenors' Response to Defendants' Motion to Compel OK · Oklahoma Department of Securities
Order date Dec 12, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Journal Entry denying Defendants' Motion for Partial Summary Judgment OK · Oklahoma Department of Securities
Order date Dec 11, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Motion to Compel against Intervenors OK · Oklahoma Department of Securities
Order date Nov 20, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Motion to Compel OK · Oklahoma Department of Securities
Order date Nov 12, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Stipulation and Protective Order OK · Oklahoma Department of Securities
Order date Sep 22, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Reply regarding Outstanding Discovery Issues OK · Oklahoma Department of Securities
Order date Aug 22, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
ODS' Response to Defendants' Brief in Support of Outstanding Issues OK · Oklahoma Department of Securities
Order date Aug 13, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Response to Intervenors' Brief on Admissibility of Investors' Negligence and ODS' Memorandum Concerning Discovery Issues OK · Oklahoma Department of Securities
Order date Aug 13, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Intervenors' Reply Brief in Support of Inadmissibility of Investors' Negligence OK · Oklahoma Department of Securities
Order date Aug 13, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Order Granting ODS' application for an extension of time to respond OK · Oklahoma Department of Securities
Order date Aug 12, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
ODS' Application for Extension of Time to Respond OK · Oklahoma Department of Securities
Order date Aug 11, 2008 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Robert Lynn Pourchot's Motion to Consolidate [CJ-06-10049] OK · Oklahoma Department of Securities
Order date Dec 19, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Journal Entry denying Defendants' motion to reconsider order denying motion to dismiss OK · Oklahoma Department of Securities
Order date Nov 14, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants' Answer OK · Oklahoma Department of Securities
Order date Nov 13, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Journal Entry denying Defendants' Motion to Dismiss OK · Oklahoma Department of Securities
Order date Oct 10, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
ODS’ Response to Defendants’ Motion to Reconsider Order Denying Defendants’ Motion to Dismiss or, in the Alternative, Certify the Order for Immediate Interlocutory Appeal OK · Oklahoma Department of Securities
Order date Aug 24, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Motion to Reconsider Order Denying Defendants’ Motion to Dismiss or, in the Alternative, Certify the Order for Immediate Interlocutory Appeal [Hearing set for 9/8/06 @ 9:00 a.m.] OK · Oklahoma Department of Securities
Order date Aug 4, 2006 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Farmers & Merchants Bank, Farmers & Merchants Bancshares, Inc., John V. Anderson, and John Tom Anderson
same full name in the order; 22 people with this name in Form D filings; regulator in OK (not a filing state)
Hugh Thrasher, John H. Anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Gullermo Gomez a/k/a William Gomez, Stephen V. R. Goodhue, Jr., Ira Gorman, Gorman Commodities & Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin and Mark R. Shawzin Litigation release
SEC · Jul 22, 2002 · Parties as named in the release: Hugh Thrasher, John H. Anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Gullermo Gomez a/k/a William Gomez, Stephen V. R. Goodhue, Jr., Ira Gorman, Gorman Commodities & Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin and Mark R. Shawzin
Read the release ↗same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Hugh Thrasher, John H. anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Guillermo Gomez a/k/a William Gomez, Stephen v.R. Goodhue, Jr., Ira Gorman, Gorman Commodities and Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin, and Mark R. Shawzin Litigation release
SEC · Sep 4, 1997 · Parties as named in the release: Hugh Thrasher, John H. anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Guillermo Gomez a/k/a William Gomez, Stephen v.R. Goodhue, Jr., Ira Gorman, Gorman Commodities and Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin, and Mark R. Shawzin
Read the release ↗same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker Litigation release
SEC · Mar 24, 1997 · Parties as named in the release: Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker
Read the release ↗same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
John Anderson Litigation release
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
What was searched
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Anderson..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).