John A. Moore is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers in Jan 2013: ASL Holdings II, LLC (Louisville, KY — other health care — 2013; $4.05M reported sold to 15 investors) and ASL Holdings I, LLC (Louisville, KY — other health care — 2013; $1.43M reported sold to 21 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $5.48M sold in total.
Listed alongside Mark D. Jessee (2 shared filings), W. Bryan Hudson (2 shared filings) and Fredrick C. Atlas (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Asl (2 issuers, $5.48M reported sold, 2013).
What this means A sponsor group is one team that sets up a new company for each deal. Asl has 2 companies on file and $5.48M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John A. Moore and found 7 differences: Form D filed 18 days after the first sale; Same name, different state: "John Moore" (NY) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.