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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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JG
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John A. Guerry

Named as an officer, director or promoter on SEC Form D filings · TX · Jan 11, 2010 → Apr 1, 2021

3deals (issuers)
$186.6Mreported sold
125investors
8Form D filings
2010–2021years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John A. Guerry is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 3 issuers between Jan 2010 and Apr 2021: MHC Mutual Conversion Fund, L.P. (Dallas, TX — pooled investment fund — 2016–2018; $159.3M reported sold to 46 investors), Captex Bancshares, Inc. (Fort Worth, TX — other banking and financial services — 2021; $25M reported sold to 74 investors) and Capital Tactics Opportunity Offshore Fund, Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2013; $2.33M reported sold to 5 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $186.6M sold in total.

Listed alongside W.C. Davis Parr (4 shared filings), Clover Partners, L.P. (1 shared filing, management entity), Edward H. Ellis (1 shared filing), George A. Lea (1 shared filing), J. Richard Barajas (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

2 of the issuers belong to the sponsor group Capital Tactics (4 issuers, $176.5M reported sold, 2010–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Capital Tactics has 4 companies on file and $176.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for John A. Guerry and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John Guerry" (TN) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John A. Guerry has not run yet — it is joining a line of 4,129 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John A. Guerry..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

John W Guerry closed
United States Bankruptcy Court, E.D. Virginia · No. 89-10590 · Filed Mar 28, 1989 · Closed Aug 23, 1991
Role of John W Guerry: Debtor · Outcome: Case closed 1991-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for John A. Guerry (compared 8 filings on Oct 24, 2026)

Note · Mar 31, 2021 – Apr 1, 2021

No amendment in the last 12 months on an offering that may still be open — Captex Bancshares, Inc. (latest filing Apr 1, 2021)

The latest filing for this offering is dated Apr 1, 2021 (first sale Mar 31, 2021). It reports $1,368,350 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 1, 2007 – Feb 14, 2018

No amendment in the last 12 months on an offering that may still be open — MHC Mutual Conversion Fund, L.P. (latest filing Feb 14, 2018)

The latest filing for this offering is dated Feb 14, 2018 (first sale Jun 1, 2007). It reports $159,284,592 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 1, 2010 – Jan 14, 2013

No amendment in the last 12 months on an offering that may still be open — Capital Tactics Opportunity Offshore Fund, Ltd. (latest filing Jan 14, 2013)

The latest filing for this offering is dated Jan 14, 2013 (first sale Jan 1, 2010). It reports $2,327,334 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 28, 2019

Same name, different state: "John Guerry" (TN) is a separate record

This page covers filings where the address state is TX. A separate record, "John Guerry" with address state TN, is listed on 1 filing — most recently by Signix, Inc. (Jan 28, 2019). Both records have filings in the same period (Jan 28, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 1, 2021 D
Captex Bancshares, Inc.
File 021-394423
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 14, 2018 D/A
MHC Mutual Conversion Fund, L.P.
File 021-128658
$0$0$0
The general partner is entitled to a management fee and a performance allocation. The management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 14, 2013 D/A
Capital Tactics Opportunity Offshore Fund, Ltd.
File 021-137643
$0$0$0
A general partner of the master fund entity is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering material.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John A. Guerry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

Captex Bancshares, Inc.

Fort Worth, TX · Apr 1, 2021
  • Apr 1, 2021 · D · $1,368,350 sold of $15,000,000 · 16 investors · min. $50,000 · role: Director (Director) EDGAR ↗

Raised $25M from 74 investors (100% of the $15M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Capital Tactics

MHC Mutual Conversion Fund, L.P.

Dallas, TX · Feb 5, 2016 → Feb 14, 2018 · 3 filings
  • Feb 14, 2018 · D/A · $159,284,592 sold of Indefinite · 46 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Guerry is the managing member of Clover Partners Management, LLC, the general partner of Clover Partners, L.P., the general partner and investment manager of the Issuer.) EDGAR ↗
  • Feb 6, 2017 · D/A · $153,434,592 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Guerry is the managing member of Clover Partners Management, LLC, the general partner of Clover Partners, L.P., the general partner of the Issuer.) EDGAR ↗
  • Feb 5, 2016 · D/A · $153,434,592 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Guerry is the managing member of Clover Partners Management, LLC, the general partner of Clover Partners, L.P., the general partner of the Issuer.) EDGAR ↗

Raised $159.3M from 46 investors as of the latest filing. John is listed as executive officer, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Capital Tactics

Capital Tactics Opportunity Offshore Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Jan 11, 2010 → Jan 14, 2013 · 4 filings
  • Jan 14, 2013 · D/A · $2,327,334 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 10, 2012 · D/A · $2,327,334 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 11, 2011 · D/A · $2,327,334 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 11, 2010 · D · $827,334 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.33M from 5 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Guerry — TN, 1 issuer, Jan 28, 2019 → Jan 28, 2019 · no shared issuer

People around John 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Clover Partners, L.P.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John A. Guerry. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

W.C. Davis Parr

Director, Promoter · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John A. Guerry. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

J. Richard Barajas

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Guerry. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Welsh, IV

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Guerry. Their page shows their other deals.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Edward H. Ellis

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Guerry. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. Thomas

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Guerry. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Bennett

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Guerry. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Schell

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Guerry. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Fischer

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Guerry. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James R. Cone, III

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Guerry. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

George A. Lea

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Guerry. Their page shows their other deals.

The team behind the deals

Sponsor group

Capital Tactics

4 issuers · 19 filings · $176.5M reported sold · 2010–2018

One team, 4 deal companies. John A. Guerry is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John A. Guerry.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John A. Guerry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John A. Guerry is listed on: none on file. No website or social profile named in MHC Mutual Conversion Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #259,521 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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